0001209191-20-051018.txt : 20200917
0001209191-20-051018.hdr.sgml : 20200917
20200917184539
ACCESSION NUMBER: 0001209191-20-051018
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200902
FILED AS OF DATE: 20200917
DATE AS OF CHANGE: 20200917
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SULLIVAN MATTHEW J
CENTRAL INDEX KEY: 0001276033
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-50448
FILM NUMBER: 201182213
MAIL ADDRESS:
STREET 1: 1230 PEACHTREE STREET, NE
STREET 2: SUITE 1900
CITY: ATLANTA
STATE: GA
ZIP: 30309
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MARLIN BUSINESS SERVICES CORP
CENTRAL INDEX KEY: 0001260968
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 383686388
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 300 FELLOWSHIP ROAD
CITY: MT. LAUREL
STATE: NJ
ZIP: 08054
BUSINESS PHONE: 8884799111
MAIL ADDRESS:
STREET 1: 300 FELLOWSHIP ROAD
CITY: MT. LAUREL
STATE: NJ
ZIP: 08054
FORMER COMPANY:
FORMER CONFORMED NAME: MARLIN BUSINESS SERVICES INC
DATE OF NAME CHANGE: 20030822
4/A
1
doc4a.xml
FORM 4/A SUBMISSION
X0306
4/A
2020-09-02
2020-09-04
0
0001260968
MARLIN BUSINESS SERVICES CORP
MRLN
0001276033
SULLIVAN MATTHEW J
C/O MARLIN BUSINESS SERVICES CORP.
300 FELLOWSHIP ROAD
MOUNT LAUREL
NJ
08054
1
0
0
0
Common Stock
2020-09-02
4
P
0
5000
6.96
A
55429
D
Common Stock
2020-09-03
4
P
0
5000
6.88
A
60429
D
Common Stock
234483
I
See footnote
Mr. Sullivan purchased 5,000 shares of the Company's common stock on September 2, 2020. Prior disclosure incorrectly stated that Mr. Sullivan was awarded such common stock.
Includes 22,328 shares of restricted stock where, as of the date of this filing, the restrictions have not yet lapsed.
Mr. Sullivan purchased 5,000 shares of the Company's common stock on September 3, 2020. Prior disclosure incorrectly stated that Mr. Sullivan was awarded such common stock.
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $6.85 to $6.94, inclusive. The reporting person undertakes to provide Marlin Business Services Corp, any security holder of Marlin Business Services Corp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (4) to this Form 4.
The 234,483 reported shares are owned by Peachtree CIP, L.P., whose general partner is Peachtree Equity Management, LLC (the "General Partner"). The reporting person is the Managing Director of the General Partner and could be deemed to be an indirect holder of the reported shares. The reporting person disclaims beneficial ownership of these shares and this report shall not be deemed an admission that he is the beneficial owner of these shares for purposes of Section 16 or for any other purpose, except to the extent of his pecuniary interest therein.
/s/ Ryan S. Melcher, Attorney in Fact
2020-09-17