-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QnMozey809wmDthDnbyuDwJZ5vezMJbHmG1KV4Hxsu8+4sOiWM9ddCqvmkxbeeqa 5+0TW2+MiaArPKT+r73aSw== 0001172661-06-000355.txt : 20061030 0001172661-06-000355.hdr.sgml : 20061030 20061030104111 ACCESSION NUMBER: 0001172661-06-000355 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060930 FILED AS OF DATE: 20061030 DATE AS OF CHANGE: 20061030 EFFECTIVENESS DATE: 20061030 FILER: COMPANY DATA: COMPANY CONFORMED NAME: EVERGREEN CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0001260824 IRS NUMBER: 911962899 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10541 FILM NUMBER: 061170841 BUSINESS ADDRESS: STREET 1: 500 108TH AVE NE SUITE 720 CITY: BELLEVUE STATE: WA ZIP: 98004 BUSINESS PHONE: 4254674600 MAIL ADDRESS: STREET 1: 500 108TH AVE NE SUITE 720 CITY: BELLEVUE STATE: WA ZIP: 98004 13F-HR 1 ever3q06.txt FORM 13F HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2006 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Evergreen Capital Management, LLC Address: 500 108th Avenue N.E. Suite 720 Bellevue, WA 98004 13F File Number: 28-10541 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Larry Morris Title: Principal Phone: (425) 467-4600 Signature, Place, and Date of Signing: /s/ Larry Morris Bellevue, WA October 30, 2006 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form13F Information Table Entry Total: 94 Form13F Information Table Value Total: $169,069 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M CO COM 88579Y101 2502 33622 SH SOLE 33622 0 0 ABBOTT LABS COM 002824100 2041 42037 SH SOLE 42037 0 0 AEGON N V ORD AMER REG 007924103 616 32802 SH SOLE 32802 0 0 ALLIANCEBERNSTEIN HOLDING LP UNIT LTD PARTN 01881g106 813 11780 SH SOLE 11780 0 0 ALLSTATE CORP COM 020002101 212 3386 SH SOLE 3386 0 0 AMERICAN INTL GROUP INC COM 026874107 3014 45487 SH SOLE 45487 0 0 AMGEN INC COM 031162100 2694 37658 SH SOLE 37658 0 0 ANHEUSER BUSCH COS INC COM 035229103 2069 43556 SH SOLE 43556 0 0 APACHE CORP COM 037411105 2602 41174 SH SOLE 41174 0 0 ASTRAZENECA PLC SPONSORED ADR 046353108 277 4426 SH SOLE 4426 0 0 AT&T INC COM 00206r102 523 16054 SH SOLE 16054 0 0 BANK OF AMERICA CORPORATION COM 060505104 4463 83302 SH SOLE 83302 0 0 BOARDWALK PIPELINE PARTNERS UT LTD PARTNER 096627104 398 14900 SH SOLE 14900 0 0 BP PLC SPONSORED ADR 055622104 1964 29949 SH SOLE 29949 0 0 BT GROUP PLC ADR 05577E101 573 11331 SH SOLE 11331 0 0 CANON INC ADR 138006309 1941 37119 SH SOLE 37119 0 0 CHEVRON CORP NEW COM 166764100 2822 43503 SH SOLE 43503 0 0 CHUBB CORP COM 171232101 1586 30524 SH SOLE 30524 0 0 CISCO SYS INC COM 17275R102 2678 116515 SH SOLE 116515 0 0 CITIGROUP INC COM 172967101 402 8098 SH SOLE 8098 0 0 CONVERGYS CORP COM 212485106 1263 61145 SH SOLE 61145 0 0 COSTCO WHSL CORP NEW COM 22160K105 1352 27218 SH SOLE 27218 0 0 CROSSTEX ENERGY L P COM 22765u102 293 8200 SH SOLE 8200 0 0 DCP MIDSTREAM PARTNERS LP COM UT LTD PTN 23311p100 894 31920 SH SOLE 31920 0 0 DIEBOLD INC COM 253651103 1403 32232 SH SOLE 32232 0 0 DISNEY WALT CO COM DISNEY 254687106 1890 61157 SH SOLE 61157 0 0 DU PONT E I DE NEMOURS & CO COM 263534109 282 6575 SH SOLE 6575 0 0 EMERSON ELEC CO COM 291011104 569 6786 SH SOLE 6786 0 0 ENBRIDGE ENERGY PARTNERS L P COM 29250R106 2551 54805 SH SOLE 54805 0 0 ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN 29273R109 1318 28440 SH SOLE 28440 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 4295 160563 SH SOLE 160563 0 0 EXXON MOBIL CORP COM 30231G102 1538 22916 SH SOLE 22916 0 0 FIRST DATA CORP COM 319963104 1700 40479 SH SOLE 40479 0 0 GAMCO INVESTORS INC COM 361438104 363 9530 SH SOLE 9530 0 0 GANNETT INC COM 364730101 1338 23543 SH SOLE 23543 0 0 GENERAL DYNAMICS CORP COM 369550108 2486 34691 SH SOLE 34691 0 0 GENERAL ELECTRIC CO COM 369604103 5833 165245 SH SOLE 165245 0 0 GENERAL MLS INC COM 370334104 2679 47326 SH SOLE 47326 0 0 HOME DEPOT INC COM 437076102 1195 32954 SH SOLE 32954 0 0 ICOS CORP COM 449295104 222 8868 SH SOLE 8868 0 0 INERGY L P UNIT LTD PTNR 456615103 362 13300 SH SOLE 13300 0 0 INTEL CORP COM 458140100 2855 138792 SH SOLE 138792 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 757 9241 SH SOLE 9241 0 0 ISHARES TR S&P500 GRW 464287309 10717 173688 SH SOLE 173688 0 0 ISHARES TR RUSSELL MCP GR 464287481 1584 16411 SH SOLE 16411 0 0 ISHARES TR RUSL 2000 GROW 464287648 651 8989 SH SOLE 8989 0 0 ISHARES TR MSCI EAFE IDX 464287465 3147 46444 SH SOLE 46444 0 0 ISHARES TR RUSSELL1000GRW 464287614 1010 19376 SH SOLE 19376 0 0 ISHARES TR S&P 100 IDX FD 464287101 15703 253070 SH SOLE 253070 0 0 ISHARES TR S&P 500 INDEX 464287200 944 7055 SH SOLE 7055 0 0 JOHN HANCOCK BK &THRIFT OPP SH BEN INT 409735107 469 48207 SH SOLE 48207 0 0 JOHNSON & JOHNSON COM 478160104 3875 59671 SH SOLE 59671 0 0 JP MORGAN CHASE & CO COM 46625H100 4167 88730 SH SOLE 88730 0 0 K SEA TRANSN PARTNERS LP COM 48268Y101 444 13050 SH SOLE 13050 0 0 KIMBERLY CLARK CORP COM 494368103 446 6826 SH SOLE 6826 0 0 LINCOLN NATL CORP IND COM 534187109 2157 34739 SH SOLE 34739 0 0 MACQUARIE GLBL INFRA TOTL RE COM 55608D101 301 12300 SH SOLE 12300 0 0 MACQUARIE INFRASTRUCTURE CO SH BEN INT 55607X108 273 8750 SH SOLE 8750 0 0 MCGRAW HILL COS INC COM 580645109 1166 20094 SH SOLE 20094 0 0 MEDTRONIC INC COM 585055106 2362 50856 SH SOLE 50856 0 0 MERCK & CO INC COM 589331107 455 10865 SH SOLE 10865 0 0 MICROSOFT CORP COM 594918104 5731 209533 SH SOLE 209533 0 0 MOTOROLA INC COM 620076109 403 16138 SH SOLE 16138 0 0 NOKIA CORP SPONSORED ADR 654902204 2030 103082 SH SOLE 103082 0 0 OLD REP INTL CORP COM 680223104 202 9100 SH SOLE 9100 0 0 ONEOK PARTNERS LP UNIT LTD PARTN 68268n103 1420 25238 SH SOLE 25238 0 0 PACIFIC ENERGY PARTNERS L P COM UNIT 69422R105 2052 58300 SH SOLE 58300 0 0 PEPSICO INC COM 713448108 385 5896 SH SOLE 5896 0 0 PFIZER INC COM 717081103 3491 123099 SH SOLE 123099 0 0 PITNEY BOWES INC COM 724479100 1393 31386 SH SOLE 31386 0 0 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 554 12000 SH SOLE 12000 0 0 POLYCOM INC COM 73172K104 310 12656 SH SOLE 12656 0 0 PROCTER & GAMBLE CO COM 742718109 2970 47924 SH SOLE 47924 0 0 QUALCOMM INC COM 747525103 201 5535 SH SOLE 5535 0 0 REGAL ENTMT GROUP CL A 758766109 327 16500 SH SOLE 16500 0 0 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 1173 17161 SH SOLE 17161 0 0 SEASPAN CORP SHS y75638109 293 13030 SH SOLE 13030 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369y209 507 15272 SH SOLE 15272 0 0 ST PAUL TRAVELERS INC COM 792860108 2490 53098 SH SOLE 53098 0 0 STATE STR CORP COM 857477103 1371 21974 SH SOLE 21974 0 0 TC PIPELINES LP UT COM LTD PRT 87233Q108 568 18550 SH SOLE 18550 0 0 TELEFONOS DE MEXICO S A SPON ADR ORD L 879403780 1417 55410 SH SOLE 55410 0 0 TEPPCO PARTNERS L P UT LTD PARTNER 872384102 2024 54477 SH SOLE 54477 0 0 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 1240 36381 SH SOLE 36381 0 0 TORTOISE ENERGY CAP CORP COM 89147U100 695 28974 SH SOLE 28974 0 0 TYCO INTL LTD NEW COM 902124106 279 9953 SH SOLE 9953 0 0 UNITEDHEALTH GROUP INC COM 91324P102 1274 25891 SH SOLE 25891 0 0 VIACOM INC NEW CL B 92553p201 1054 28345 SH SOLE 28345 0 0 WAL MART STORES INC COM 931142103 2307 46782 SH SOLE 46782 0 0 WALGREEN CO COM 931422109 2398 54016 SH SOLE 54016 0 0 WASHINGTON MUT INC COM 939322103 1352 31100 SH SOLE 31100 0 0 WEATHERFORD INTERNATIONAL LT COM g95089101 400 9591 SH SOLE 9591 0 0 WYETH COM 983024100 3356 66015 SH SOLE 66015 0 0 XL CAP LTD CL A G98255105 1903 27706 SH SOLE 27706 0 0
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