0000899243-21-018721.txt : 20210507
0000899243-21-018721.hdr.sgml : 20210507
20210507172330
ACCESSION NUMBER: 0000899243-21-018721
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210416
FILED AS OF DATE: 20210507
DATE AS OF CHANGE: 20210507
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: UBS Group AG
CENTRAL INDEX KEY: 0001610520
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
STATE OF INCORPORATION: V8
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-21423
FILM NUMBER: 21904088
BUSINESS ADDRESS:
STREET 1: BAHNHOFSTRASSE 45
CITY: ZURICH
STATE: V8
ZIP: CH-8001
BUSINESS PHONE: 41-44-234-1111
MAIL ADDRESS:
STREET 1: BAHNHOFSTRASSE 45
CITY: ZURICH
STATE: V8
ZIP: CH-8001
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GABELLI DIVIDEND & INCOME TRUST
CENTRAL INDEX KEY: 0001260729
IRS NUMBER: 000000000
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE CORPORATE CENTER
CITY: RYE
STATE: NY
ZIP: 10580
3
1
doc3.xml
FORM 3 SUBMISSION
X0206
3
2021-04-16
0
0001260729
GABELLI DIVIDEND & INCOME TRUST
GDV
0001610520
UBS Group AG
BAHNHOFSTRASSE 45
PO BOX CH-8021
ZURICH
V8
SWITZERLAND
0
0
1
0
Auction Preferred Stock (Cusips 36242H302, 36242H401, 36242H
64
I
By subsidiary - see footnote
This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., two wholly owned subsidiaries of UBS Group AG to which UBS Group AG has delegated portions of its performance obligations with respect to the Auction Rate Securities Rights issued by UBS Group AG to certain clients and pursuant to which the securities reported herein have been purchased from such clients.
This filing reports holdings of the Series of Auction Preferred Stock identified in Item 1 of this Table I on an aggregated basis.
/s/ Jennifer Sator
2021-05-07
/s/ William Chandler
2021-05-07