0000913849-18-000012.txt : 20180119 0000913849-18-000012.hdr.sgml : 20180119 20180119191343 ACCESSION NUMBER: 0000913849-18-000012 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180117 FILED AS OF DATE: 20180119 DATE AS OF CHANGE: 20180119 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STAR JAMES A CENTRAL INDEX KEY: 0001260705 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35456 FILM NUMBER: 18538493 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Allison Transmission Holdings Inc CENTRAL INDEX KEY: 0001411207 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE ALLISON WAY CITY: Indianapolis STATE: IN ZIP: 46222 BUSINESS PHONE: (317) 242-5000 MAIL ADDRESS: STREET 1: ONE ALLISON WAY CITY: Indianapolis STATE: IN ZIP: 46222 4 1 form4_011018.xml OWNERSHIP DOCUMENT X0306 4 2018-01-17 0 0001411207 Allison Transmission Holdings Inc ALSN 0001260705 STAR JAMES A C/O ALLISON TRANSMISSION HOLDINGS INC ONE ALLISON WAY INDIANAPOLIS IN 46222 1 0 0 0 Common Stock 2018-01-17 4 S 0 22900 44.5001 D 725800 I By Areljay II LLC Common Stock 2018-01-17 4 S 0 75660 44.5001 D 2447333 I By The Crown Fund Common Stock 2018-01-17 4 S 0 36900 44.5001 D 1183561 I By The Crown Fund II Common Stock 2018-01-18 4 S 0 18800 44.4049 D 707000 I By Areljay II LLC Common Stock 2018-01-18 4 S 0 62914 44.4049 D 2384419 I By The Crown Fund Common Stock 2018-01-18 4 S 0 31100 44.4049 D 1152461 I By The Crown Fund II Common Stock 2018-01-19 4 S 0 12500 44.5869 D 694500 I By Areljay II LLC Common Stock 2018-01-19 4 S 0 41156 44.5869 D 2343263 I By The Crown Fund Common Stock 2018-01-19 4 S 0 20200 44.5869 D 1132261 I By The Crown Fund II Common Stock 19900 I By HCNI II, LLC Common Stock 41450 D These shares were sold in compliance with a Rule 10b5-1 sales plan entered into on November 20, 2017. These shares are held by the identified entities in which trusts established for the benefit of the reporting person's wife and children indirectly own interests. The reporting person is President and Chief Executive Officer of Longview Asset Management, LLC, which, by virtue of managing the investments of such entities, may be deemed to beneficially own the shares held by such entities. The reporting person disclaims beneficial ownership of the shares held by these entities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purpose. /s/Angie Newhouse, Attorney in Fact 2018-01-19