0000913849-18-000012.txt : 20180119
0000913849-18-000012.hdr.sgml : 20180119
20180119191343
ACCESSION NUMBER: 0000913849-18-000012
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180117
FILED AS OF DATE: 20180119
DATE AS OF CHANGE: 20180119
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: STAR JAMES A
CENTRAL INDEX KEY: 0001260705
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35456
FILM NUMBER: 18538493
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Allison Transmission Holdings Inc
CENTRAL INDEX KEY: 0001411207
STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE ALLISON WAY
CITY: Indianapolis
STATE: IN
ZIP: 46222
BUSINESS PHONE: (317) 242-5000
MAIL ADDRESS:
STREET 1: ONE ALLISON WAY
CITY: Indianapolis
STATE: IN
ZIP: 46222
4
1
form4_011018.xml
OWNERSHIP DOCUMENT
X0306
4
2018-01-17
0
0001411207
Allison Transmission Holdings Inc
ALSN
0001260705
STAR JAMES A
C/O ALLISON TRANSMISSION HOLDINGS INC
ONE ALLISON WAY
INDIANAPOLIS
IN
46222
1
0
0
0
Common Stock
2018-01-17
4
S
0
22900
44.5001
D
725800
I
By Areljay II LLC
Common Stock
2018-01-17
4
S
0
75660
44.5001
D
2447333
I
By The Crown Fund
Common Stock
2018-01-17
4
S
0
36900
44.5001
D
1183561
I
By The Crown Fund II
Common Stock
2018-01-18
4
S
0
18800
44.4049
D
707000
I
By Areljay II LLC
Common Stock
2018-01-18
4
S
0
62914
44.4049
D
2384419
I
By The Crown Fund
Common Stock
2018-01-18
4
S
0
31100
44.4049
D
1152461
I
By The Crown Fund II
Common Stock
2018-01-19
4
S
0
12500
44.5869
D
694500
I
By Areljay II LLC
Common Stock
2018-01-19
4
S
0
41156
44.5869
D
2343263
I
By The Crown Fund
Common Stock
2018-01-19
4
S
0
20200
44.5869
D
1132261
I
By The Crown Fund II
Common Stock
19900
I
By HCNI II, LLC
Common Stock
41450
D
These shares were sold in compliance with a Rule 10b5-1 sales plan entered into on November 20, 2017.
These shares are held by the identified entities in which trusts established for the benefit of the reporting person's wife and children indirectly own interests. The reporting person is President and Chief Executive Officer of Longview Asset Management, LLC, which, by virtue of managing the investments of such entities, may be deemed to beneficially own the shares held by such entities. The reporting person disclaims beneficial ownership of the shares held by these entities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purpose.
/s/Angie Newhouse, Attorney in Fact
2018-01-19