0000909143-14-000064.txt : 20141125
0000909143-14-000064.hdr.sgml : 20141125
20141125194354
ACCESSION NUMBER: 0000909143-14-000064
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20141121
FILED AS OF DATE: 20141125
DATE AS OF CHANGE: 20141125
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Ashford Inc
CENTRAL INDEX KEY: 0001604738
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MANAGEMENT CONSULTING SERVICES [8742]
IRS NUMBER: 465292553
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 14185 DALLAS PARKWAY
STREET 2: SUITE 1100
CITY: DALLAS
STATE: TX
ZIP: 75254
BUSINESS PHONE: (972) 490-9600
MAIL ADDRESS:
STREET 1: 14185 DALLAS PARKWAY
STREET 2: SUITE 1100
CITY: DALLAS
STATE: TX
ZIP: 75254
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Bennett Monty J
CENTRAL INDEX KEY: 0001260654
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36400
FILM NUMBER: 141251006
MAIL ADDRESS:
STREET 1: 14185 DALLAS PARKWAY
STREET 2: SUITE 1100
CITY: DALLAS
STATE: TX
ZIP: 75254
FORMER NAME:
FORMER CONFORMED NAME: BENNETT MONTGOMERY J
DATE OF NAME CHANGE: 20030820
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2014-11-21
0
0001604738
Ashford Inc
AINC
0001260654
Bennett Monty J
14185 DALLAS PARKWAY
SUITE 1100
DALLAS
TX
75254
1
1
0
0
CEO and Chairman of the Board
Common Stock
2014-11-21
4
P
0
300
96.4433
A
95758
I
By MJB Investments LP
Common Stock
2014-11-21
4
P
0
1198
98.5049
A
96956
I
By MJB Investments LP
Common Stock
2014-11-21
4
P
0
1298
99.3089
A
98254
I
By MJB Investments LP
Common Stock
2014-11-21
4
P
0
300
100.15
A
98554
I
By MJB Investments LP
Common Stock
2014-11-21
4
P
0
884
101.7531
A
99438
I
By MJB Investments LP
Common Stock
2014-11-21
4
P
0
330
102.6652
A
99768
I
By MJB Investments LP
Common Stock
2014-11-21
4
P
0
832
104.5122
A
100600
I
By MJB Investments LP
Common Stock
2014-11-21
4
P
0
2421
105.7531
A
103021
I
By MJB Investments LP
Common Stock
2014-11-24
4
P
0
100
109.99
A
103121
I
By MJB Investments LP
Common Stock
2014-11-24
4
P
0
300
112.4867
A
103421
I
By MJB Investments LP
Common Stock
2014-11-24
4
P
0
100
113.3
A
103521
I
By MJB Investments LP
Common Stock
2014-11-24
4
P
0
100
115.55
A
103621
I
By MJB Investments LP
Common Stock
2014-11-24
4
P
0
200
117.5575
A
103821
I
By MJB Investments LP
Common Stock
2014-11-24
4
P
0
1978
119.761
A
105799
I
By MJB Investments LP
Common Stock
2014-11-24
4
P
0
812
120.0361
A
106611
I
By MJB Investments LP
Common Stock
2014-11-24
4
P
0
998
121.4584
A
107609
I
By MJB Investments LP
Common Stock
2014-11-24
4
P
0
366
122.3495
A
107975
I
By MJB Investments LP
Common Stock
2014-11-24
4
P
0
687
123.5443
A
108662
I
By MJB Investments LP
Common Stock
2014-11-24
4
P
0
1739
124.4504
A
110401
I
By MJB Investments LP
Common Stock
2014-11-24
4
P
0
1813
125.4023
A
112214
I
By MJB Investments LP
Common Stock
2014-11-24
4
P
0
1237
127.4048
A
113451
I
By MJB Investments LP
Common Stock
2014-11-24
4
P
0
385
128.5702
A
113836
I
By MJB Investments LP
Common Stock
2014-11-24
4
P
0
820
129.2815
A
114656
I
By MJB Investments LP
Common Stock
2014-11-24
4
P
0
751
130.8405
A
115407
I
By MJB Investments LP
Common Stock
2014-11-24
4
P
0
70
131.69
A
115477
I
By MJB Investments LP
Common Stock
14154
D
Common Stock
53726
I
By Dartmore LP
Common Stock
11602
I
By Reserve, LP IV
Common Stock
9225
I
Ashford Financial Corporation
Common Stock
7763
I
By Reserve, LP III
The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
Reflects the weighted average sales price for the reported transactions. The shares were purchased in multiple transactions at prices ranging from $95.87 to $96.73, inclusive. The Reporting Person will provide the SEC staff, the Issuer, or any security holder of the Issuer, upon request for same, with the full information regarding the number of shares purchased at each separate price within the range specified.
Reflects the weighted average sales price for the reported transactions. The shares were purchased in multiple transactions at prices ranging from $97.91 to $98.90, inclusive. The Reporting Person will provide the SEC staff, the Issuer, or any security holder of the Issuer, upon request for same, with the full information regarding the number of shares purchased at each separate price within the range specified.
Reflects the weighted average sales price for the reported transactions. The shares were purchased in multiple transactions at prices ranging from $99.00 to $99.83, inclusive. The Reporting Person will provide the SEC staff, the Issuer, or any security holder of the Issuer, upon request for same, with the full information regarding the number of shares purchased at each separate price within the range specified.
Reflects the weighted average sales price for the reported transactions. The shares were purchased in multiple transactions at prices ranging from $100.00 to $100.45, inclusive. The Reporting Person will provide the SEC staff, the Issuer, or any security holder of the Issuer, upon request for same, with the full information regarding the number of shares purchased at each separate price within the range specified.
Reflects the weighted average sales price for the reported transactions. The shares were purchased in multiple transactions at prices ranging from $101.275 to $102.00, inclusive. The Reporting Person will provide the SEC staff, the Issuer, or any security holder of the Issuer, upon request for same, with the full information regarding the number of shares purchased at each separate price within the range specified.
Reflects the weighted average sales price for the reported transactions. The shares were purchased in multiple transactions at prices ranging from $102.65 to $102.70, inclusive. The Reporting Person will provide the SEC staff, the Issuer, or any security holder of the Issuer, upon request for same, with the full information regarding the number of shares purchased at each separate price within the range specified.
Reflects the weighted average sales price for the reported transactions. The shares were purchased in multiple transactions at prices ranging from $104.0499 to $104.93, inclusive. The Reporting Person will provide the SEC staff, the Issuer, or any security holder of the Issuer, upon request for same, with the full information regarding the number of shares purchased at each separate price within the range specified.
Reflects the weighted average sales price for the reported transactions. The shares were purchased in multiple transactions at prices ranging from $105.36 to $106.15, inclusive. The Reporting Person will provide the SEC staff, the Issuer, or any security holder of the Issuer, upon request for same, with the full information regarding the number of shares purchased at each separate price within the range specified.
Reflects the weighted average sales price for the reported transactions. The shares were purchased in multiple transactions at prices ranging from $111.95 to $112.79, inclusive. The Reporting Person will provide the SEC staff, the Issuer, or any security holder of the Issuer, upon request for same, with the full information regarding the number of shares purchased at each separate price within the range specified.
Reflects the weighted average sales price for the reported transactions. The shares were purchased in multiple transactions at prices ranging from $117.46 to $117.59, inclusive. The Reporting Person will provide the SEC staff, the Issuer, or any security holder of the Issuer, upon request for same, with the full information regarding the number of shares purchased at each separate price within the range specified.
Reflects the weighted average sales price for the reported transactions. The shares were purchased in multiple transactions at prices ranging from $119.00 to $119.9999, inclusive. The Reporting Person will provide the SEC staff, the Issuer, or any security holder of the Issuer, upon request for same, with the full information regarding the number of shares purchased at each separate price within the range specified.
Reflects the weighted average sales price for the reported transactions. The shares were purchased in multiple transactions at prices ranging from $120.00 to $120.2929, inclusive. The Reporting Person will provide the SEC staff, the Issuer, or any security holder of the Issuer, upon request for same, with the full information regarding the number of shares purchased at each separate price within the range specified.
Reflects the weighted average sales price for the reported transactions. The shares were purchased in multiple transactions at prices ranging from 121.00 to $121.98, inclusive. The Reporting Person will provide the SEC staff, the Issuer, or any security holder of the Issuer, upon request for same, with the full information regarding the number of shares purchased at each separate price within the range specified.
Reflects the weighted average sales price for the reported transactions. The shares were purchased in multiple transactions at prices ranging from $122.00 to $122.9715, inclusive. The Reporting Person will provide the SEC staff, the Issuer, or any security holder of the Issuer, upon request for same, with the full information regarding the number of shares purchased at each separate price within the range specified.
Reflects the weighted average sales price for the reported transactions. The shares were purchased in multiple transactions at prices ranging from $123.00 to $123.99, inclusive. The Reporting Person will provide the SEC staff, the Issuer, or any security holder of the Issuer, upon request for same, with the full information regarding the number of shares purchased at each separate price within the range specified.
Reflects the weighted average sales price for the reported transactions. The shares were purchased in multiple transactions at prices ranging from $124.00 to $124.95, inclusive. The Reporting Person will provide the SEC staff, the Issuer, or any security holder of the Issuer, upon request for same, with the full information regarding the number of shares purchased at each separate price within the range specified.
Reflects the weighted average sales price for the reported transactions. The shares were purchased in multiple transactions at prices ranging from $125.00 to $125.8499, inclusive. The Reporting Person will provide the SEC staff, the Issuer, or any security holder of the Issuer, upon request for same, with the full information regarding the number of shares purchased at each separate price within the range specified.
Reflects the weighted average sales price for the reported transactions. The shares were purchased in multiple transactions at prices ranging from $126.9454 to $127.93, inclusive. The Reporting Person will provide the SEC staff, the Issuer, or any security holder of the Issuer, upon request for same, with the full information regarding the number of shares purchased at each separate price within the range specified.
Reflects the weighted average sales price for the reported transactions. The shares were purchased in multiple transactions at prices ranging from $128.05 to $128.94, inclusive. The Reporting Person will provide the SEC staff, the Issuer, or any security holder of the Issuer, upon request for same, with the full information regarding the number of shares purchased at each separate price within the range specified.
Reflects the weighted average sales price for the reported transactions. The shares were purchased in multiple transactions at prices ranging from $129.08 to $129.69, inclusive. The Reporting Person will provide the SEC staff, the Issuer, or any security holder of the Issuer, upon request for same, with the full information regarding the number of shares purchased at each separate price within the range specified.
Reflects the weighted average sales price for the reported transactions. The shares were purchased in multiple transactions at prices ranging from $130.20 to $131.00, inclusive. The Reporting Person will provide the SEC staff, the Issuer, or any security holder of the Issuer, upon request for same, with the full information regarding the number of shares purchased at each separate price within the range specified.
Reflects the Reporting Person's pecuniary interest in such securities held directly by Ashford Financial Corporation, of which the Reporting Person is a shareholder. The Reporting Person disclaims any beneficial interest in any other shares of the Issuer's common stock (or securities convertible into shares of the Issuer's common stock) held by Ashford Financial Corporation.
/s/ MONTY J. BENNETT
2014-11-25