0000909143-14-000064.txt : 20141125 0000909143-14-000064.hdr.sgml : 20141125 20141125194354 ACCESSION NUMBER: 0000909143-14-000064 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141121 FILED AS OF DATE: 20141125 DATE AS OF CHANGE: 20141125 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Ashford Inc CENTRAL INDEX KEY: 0001604738 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MANAGEMENT CONSULTING SERVICES [8742] IRS NUMBER: 465292553 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 14185 DALLAS PARKWAY STREET 2: SUITE 1100 CITY: DALLAS STATE: TX ZIP: 75254 BUSINESS PHONE: (972) 490-9600 MAIL ADDRESS: STREET 1: 14185 DALLAS PARKWAY STREET 2: SUITE 1100 CITY: DALLAS STATE: TX ZIP: 75254 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bennett Monty J CENTRAL INDEX KEY: 0001260654 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36400 FILM NUMBER: 141251006 MAIL ADDRESS: STREET 1: 14185 DALLAS PARKWAY STREET 2: SUITE 1100 CITY: DALLAS STATE: TX ZIP: 75254 FORMER NAME: FORMER CONFORMED NAME: BENNETT MONTGOMERY J DATE OF NAME CHANGE: 20030820 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2014-11-21 0 0001604738 Ashford Inc AINC 0001260654 Bennett Monty J 14185 DALLAS PARKWAY SUITE 1100 DALLAS TX 75254 1 1 0 0 CEO and Chairman of the Board Common Stock 2014-11-21 4 P 0 300 96.4433 A 95758 I By MJB Investments LP Common Stock 2014-11-21 4 P 0 1198 98.5049 A 96956 I By MJB Investments LP Common Stock 2014-11-21 4 P 0 1298 99.3089 A 98254 I By MJB Investments LP Common Stock 2014-11-21 4 P 0 300 100.15 A 98554 I By MJB Investments LP Common Stock 2014-11-21 4 P 0 884 101.7531 A 99438 I By MJB Investments LP Common Stock 2014-11-21 4 P 0 330 102.6652 A 99768 I By MJB Investments LP Common Stock 2014-11-21 4 P 0 832 104.5122 A 100600 I By MJB Investments LP Common Stock 2014-11-21 4 P 0 2421 105.7531 A 103021 I By MJB Investments LP Common Stock 2014-11-24 4 P 0 100 109.99 A 103121 I By MJB Investments LP Common Stock 2014-11-24 4 P 0 300 112.4867 A 103421 I By MJB Investments LP Common Stock 2014-11-24 4 P 0 100 113.3 A 103521 I By MJB Investments LP Common Stock 2014-11-24 4 P 0 100 115.55 A 103621 I By MJB Investments LP Common Stock 2014-11-24 4 P 0 200 117.5575 A 103821 I By MJB Investments LP Common Stock 2014-11-24 4 P 0 1978 119.761 A 105799 I By MJB Investments LP Common Stock 2014-11-24 4 P 0 812 120.0361 A 106611 I By MJB Investments LP Common Stock 2014-11-24 4 P 0 998 121.4584 A 107609 I By MJB Investments LP Common Stock 2014-11-24 4 P 0 366 122.3495 A 107975 I By MJB Investments LP Common Stock 2014-11-24 4 P 0 687 123.5443 A 108662 I By MJB Investments LP Common Stock 2014-11-24 4 P 0 1739 124.4504 A 110401 I By MJB Investments LP Common Stock 2014-11-24 4 P 0 1813 125.4023 A 112214 I By MJB Investments LP Common Stock 2014-11-24 4 P 0 1237 127.4048 A 113451 I By MJB Investments LP Common Stock 2014-11-24 4 P 0 385 128.5702 A 113836 I By MJB Investments LP Common Stock 2014-11-24 4 P 0 820 129.2815 A 114656 I By MJB Investments LP Common Stock 2014-11-24 4 P 0 751 130.8405 A 115407 I By MJB Investments LP Common Stock 2014-11-24 4 P 0 70 131.69 A 115477 I By MJB Investments LP Common Stock 14154 D Common Stock 53726 I By Dartmore LP Common Stock 11602 I By Reserve, LP IV Common Stock 9225 I Ashford Financial Corporation Common Stock 7763 I By Reserve, LP III The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Reflects the weighted average sales price for the reported transactions. The shares were purchased in multiple transactions at prices ranging from $95.87 to $96.73, inclusive. The Reporting Person will provide the SEC staff, the Issuer, or any security holder of the Issuer, upon request for same, with the full information regarding the number of shares purchased at each separate price within the range specified. Reflects the weighted average sales price for the reported transactions. The shares were purchased in multiple transactions at prices ranging from $97.91 to $98.90, inclusive. The Reporting Person will provide the SEC staff, the Issuer, or any security holder of the Issuer, upon request for same, with the full information regarding the number of shares purchased at each separate price within the range specified. Reflects the weighted average sales price for the reported transactions. The shares were purchased in multiple transactions at prices ranging from $99.00 to $99.83, inclusive. The Reporting Person will provide the SEC staff, the Issuer, or any security holder of the Issuer, upon request for same, with the full information regarding the number of shares purchased at each separate price within the range specified. Reflects the weighted average sales price for the reported transactions. The shares were purchased in multiple transactions at prices ranging from $100.00 to $100.45, inclusive. The Reporting Person will provide the SEC staff, the Issuer, or any security holder of the Issuer, upon request for same, with the full information regarding the number of shares purchased at each separate price within the range specified. Reflects the weighted average sales price for the reported transactions. The shares were purchased in multiple transactions at prices ranging from $101.275 to $102.00, inclusive. The Reporting Person will provide the SEC staff, the Issuer, or any security holder of the Issuer, upon request for same, with the full information regarding the number of shares purchased at each separate price within the range specified. Reflects the weighted average sales price for the reported transactions. The shares were purchased in multiple transactions at prices ranging from $102.65 to $102.70, inclusive. The Reporting Person will provide the SEC staff, the Issuer, or any security holder of the Issuer, upon request for same, with the full information regarding the number of shares purchased at each separate price within the range specified. Reflects the weighted average sales price for the reported transactions. The shares were purchased in multiple transactions at prices ranging from $104.0499 to $104.93, inclusive. The Reporting Person will provide the SEC staff, the Issuer, or any security holder of the Issuer, upon request for same, with the full information regarding the number of shares purchased at each separate price within the range specified. Reflects the weighted average sales price for the reported transactions. The shares were purchased in multiple transactions at prices ranging from $105.36 to $106.15, inclusive. The Reporting Person will provide the SEC staff, the Issuer, or any security holder of the Issuer, upon request for same, with the full information regarding the number of shares purchased at each separate price within the range specified. Reflects the weighted average sales price for the reported transactions. The shares were purchased in multiple transactions at prices ranging from $111.95 to $112.79, inclusive. The Reporting Person will provide the SEC staff, the Issuer, or any security holder of the Issuer, upon request for same, with the full information regarding the number of shares purchased at each separate price within the range specified. Reflects the weighted average sales price for the reported transactions. The shares were purchased in multiple transactions at prices ranging from $117.46 to $117.59, inclusive. The Reporting Person will provide the SEC staff, the Issuer, or any security holder of the Issuer, upon request for same, with the full information regarding the number of shares purchased at each separate price within the range specified. Reflects the weighted average sales price for the reported transactions. The shares were purchased in multiple transactions at prices ranging from $119.00 to $119.9999, inclusive. The Reporting Person will provide the SEC staff, the Issuer, or any security holder of the Issuer, upon request for same, with the full information regarding the number of shares purchased at each separate price within the range specified. Reflects the weighted average sales price for the reported transactions. The shares were purchased in multiple transactions at prices ranging from $120.00 to $120.2929, inclusive. The Reporting Person will provide the SEC staff, the Issuer, or any security holder of the Issuer, upon request for same, with the full information regarding the number of shares purchased at each separate price within the range specified. Reflects the weighted average sales price for the reported transactions. The shares were purchased in multiple transactions at prices ranging from 121.00 to $121.98, inclusive. The Reporting Person will provide the SEC staff, the Issuer, or any security holder of the Issuer, upon request for same, with the full information regarding the number of shares purchased at each separate price within the range specified. Reflects the weighted average sales price for the reported transactions. The shares were purchased in multiple transactions at prices ranging from $122.00 to $122.9715, inclusive. The Reporting Person will provide the SEC staff, the Issuer, or any security holder of the Issuer, upon request for same, with the full information regarding the number of shares purchased at each separate price within the range specified. Reflects the weighted average sales price for the reported transactions. The shares were purchased in multiple transactions at prices ranging from $123.00 to $123.99, inclusive. The Reporting Person will provide the SEC staff, the Issuer, or any security holder of the Issuer, upon request for same, with the full information regarding the number of shares purchased at each separate price within the range specified. Reflects the weighted average sales price for the reported transactions. The shares were purchased in multiple transactions at prices ranging from $124.00 to $124.95, inclusive. The Reporting Person will provide the SEC staff, the Issuer, or any security holder of the Issuer, upon request for same, with the full information regarding the number of shares purchased at each separate price within the range specified. Reflects the weighted average sales price for the reported transactions. The shares were purchased in multiple transactions at prices ranging from $125.00 to $125.8499, inclusive. The Reporting Person will provide the SEC staff, the Issuer, or any security holder of the Issuer, upon request for same, with the full information regarding the number of shares purchased at each separate price within the range specified. Reflects the weighted average sales price for the reported transactions. The shares were purchased in multiple transactions at prices ranging from $126.9454 to $127.93, inclusive. The Reporting Person will provide the SEC staff, the Issuer, or any security holder of the Issuer, upon request for same, with the full information regarding the number of shares purchased at each separate price within the range specified. Reflects the weighted average sales price for the reported transactions. The shares were purchased in multiple transactions at prices ranging from $128.05 to $128.94, inclusive. The Reporting Person will provide the SEC staff, the Issuer, or any security holder of the Issuer, upon request for same, with the full information regarding the number of shares purchased at each separate price within the range specified. Reflects the weighted average sales price for the reported transactions. The shares were purchased in multiple transactions at prices ranging from $129.08 to $129.69, inclusive. The Reporting Person will provide the SEC staff, the Issuer, or any security holder of the Issuer, upon request for same, with the full information regarding the number of shares purchased at each separate price within the range specified. Reflects the weighted average sales price for the reported transactions. The shares were purchased in multiple transactions at prices ranging from $130.20 to $131.00, inclusive. The Reporting Person will provide the SEC staff, the Issuer, or any security holder of the Issuer, upon request for same, with the full information regarding the number of shares purchased at each separate price within the range specified. Reflects the Reporting Person's pecuniary interest in such securities held directly by Ashford Financial Corporation, of which the Reporting Person is a shareholder. The Reporting Person disclaims any beneficial interest in any other shares of the Issuer's common stock (or securities convertible into shares of the Issuer's common stock) held by Ashford Financial Corporation. /s/ MONTY J. BENNETT 2014-11-25