0000909143-17-000072.txt : 20171004 0000909143-17-000072.hdr.sgml : 20171004 20171004183949 ACCESSION NUMBER: 0000909143-17-000072 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171003 FILED AS OF DATE: 20171004 DATE AS OF CHANGE: 20171004 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BROOKS DAVID A CENTRAL INDEX KEY: 0001260555 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36400 FILM NUMBER: 171122890 MAIL ADDRESS: STREET 1: 14185 DALLAS PARKWAY STREET 2: SUITE 1100 CITY: DALLAS STATE: TX ZIP: 75254 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Ashford Inc. CENTRAL INDEX KEY: 0001604738 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MANAGEMENT CONSULTING SERVICES [8742] IRS NUMBER: 465292553 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 14185 DALLAS PARKWAY STREET 2: SUITE 1100 CITY: DALLAS STATE: TX ZIP: 75254 BUSINESS PHONE: (972) 490-9600 MAIL ADDRESS: STREET 1: 14185 DALLAS PARKWAY STREET 2: SUITE 1100 CITY: DALLAS STATE: TX ZIP: 75254 FORMER COMPANY: FORMER CONFORMED NAME: Ashford Inc DATE OF NAME CHANGE: 20140403 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2017-10-03 0 0001604738 Ashford Inc. AINC 0001260555 BROOKS DAVID A 14185 DALLAS PARKWAY SUITE 1100 DALLAS TX 75254 0 1 0 0 COO, Gen. Counsel and Sec. Common Stock 32441 D Stock Options (right to purchase) 57.71 2017-10-03 4 A 0 20000 0 A 2020-10-03 2027-10-03 Common Stock 20000 20000 D Stock Options (right to purchase) 57.34 2020-04-18 2027-04-18 Common Stock 20000 20000 D Stock Options (right to purchase) 45.59 2019-03-31 2026-03-31 Common Stock 40000 40000 D Stock Options (right to purchase) 85.97 2017-12-11 2022-12-11 Common Stock 40000 40000 D Common Units 0 Common Stock 286.95 286.95 D The options were acquired from the Issuer in a grant under the Issuer's 2014 Incentive Plan. Common units ("Common Units") in Ashford Hospitality Advisors LLC, the Issuer's operating subsidiary, owned by the Reporting Person. Common Units are redeemable for cash or, at the option of the Issuer, convertible into shares of the Issuer's common stock on a 1-for-1 basis. The Common Units have no expiration date. /s/ DAVID A. BROOKS 2017-10-04