MA/A 0001259968 XXXXXXXX Jay J. Steinacher 402-323-1529 jay.steinacher@ubt.com jay.steinacher@ubt.com UNION BANK & TRUST CO /NE/ Add UBT 529 Services, a Division of Union Bank & Trust Company AL 47-0321480 866-00618-00 867-00596 FDIC 13421 Nebraska Department of Banking 2190 Municipal Securities Rulemaking Board K0322 1248 O Street Suite 200 Attn: 529 Division LINCOLN NE 68508 402-323-1529 402-323-1797 N www.ubt.com Add https://web.ubt.com/ Add https://m.ubt.com/ Add https://olbweb.ubt.com/ Add http://www.zellehr.com/ Add http://ubtrust.com/ Add BrightDirections.com Add CollegeCounts529.com Add CollegeCounts529advisor.com Add 529csp.com Add https://ubt.customercarenet.com Add https://webapp.myappro.com Add https://ubtco.mortgagewebcenter.com/ Add https://ubt.custhelp.com Add https://relius.ubt.com/ Add https://mauiweb.ubt.com Add https://ubtcareers.silkroad.com/ Add BrightStart.com Add NEST529.com Add NEST529advisor.com Add Bloomwell529.com Tanya Leigh Lebsock

6811 South 27th Street Lincoln NE 68512

402-323-1700 402-323-1757 tanya.lebsock@ubt.com Jay J Steinacher

1248 O Street Suite 200 Lincoln NE 68508

402-323-1529 402-323-1797 jay.steinacher@ubt.com Farmers & Merchants Investment Inc. Y Federal Reserve Bank of Kansas City 1053580 Union Equipment Finance, LLC N Union Park Place, LLC N UBT Development Company, LLC N First Northeast Bank of Nebraska Y FDIC 05432 North Central Bancorp, Inc. Y FDIC 20130 Nelnet Bank, Inc. Y FDIC 59205 December NE 03-06-1917 N 450 20 8 0 0 0 3 Municipal Entities 0 0 0 529 Plans Fixed Fees Other Applicant receives program management fees and account fee for the 529 Program Management Services it provides. Not Applicable The Applicant receives program management fees from the portfolios pursuant to each respective program disclosure statement and sub-transfer agent or record-keeping relief payments from some mutual funds for the omnibus trading, client servicing, individual reporting, and the services it provides participants. Advice Insurance Of MS Other The services the Applicant provides include 529 Program Management Services to state entities. Y Y Y N Investment Adviser Banking/Thrift institution Trust Company 9 Add Investment Adviser Whitetail Rock Capital Management, LLC Whitetail Rock Capital Management, LLC N Y N Add Investment Adviser Union Investment Advisors, Inc. Union Investment Advisors, Inc. N Y N Add Banking/Thrift institution South Central State Bank South Central State Bank N Y N Add Insurance company or agency First National Life Insurance Co. of the USA, Inc. First National Life Insurance Co. of the USA, Inc. N Y N Add Insurance company or agency Union Title Company, LLC Union Title Company, LLC N Y N Add Insurance company or agency Nelnet Captive Insurance Company, Inc. Nelnet Captive Insurance Company, Inc. N Y N Add Banking/Thrift institution First Northeast Bank of Nebraska First Northeast Bank of Nebraska N Y N Add Banking/Thrift institution North Central Bancorp, Inc. BankFirst N Y N Add Banking/Thrift institution Nelnet Bank, Inc. Nelnet Bank, Inc. N Y N N N N N N N Y Y Y N Y N N N Item 1(F) and Schedule D, Section 1-F requires a list of all additional websites. However, the online form would not permit the following websites to be added to Schedule D, Section 1-F: https://web.ubt.com/ftni/; https://web.ubt.com/referAfriend/; https://web.ubt.com/static/card-gallery/index.html; https://applyonline.ubt.com/index.cfm?fiid=E591DD05E8DB4E6E80D7EEA6F4EAB8AD; https://ubt.custhelp.com/app/chat/chat_launch. Additionally, the following two websites were not permitted to be added in full form to Schedule D, Section 1-f: https://ubt.customercarenet.com/ccn/ubt/mymortgage.html#pid=HOME-C; https://webapp.myappro.com/webapp/ubt/. Schedule A-1 did not permit the Applicant to select dates prior to 1980. Farmers & Merchants Investment Inc. acquired title November 1963; however, the form defaulted to the date shown. Schedule A-2 did not permit the Applicant to select dates prior to 1980. Duane William Acklie acquired title June 1973; however, the form defaulted to the date shown. On Schedule A-1, UBATCO - University of NE Foundation is listed as a Direct Owner. The nominee or street name for the shares owned by the University of NE Foundation is UBATCO. The University of NE Foundation is a 501(c)(3) tax-exempt organization. N N N N N N N N N N N N N N N N N N N N N N N N N Y Farmers & Merchants Investment Inc. N 47-0486662 Shareholder 01-01-1980 E Y UBATCO - University of NE Foundation N 74-0379839 Shareholder 08-01-1996 A N Angela Lynn Muhleisen President & CEO 05-01-1996 NA Y 507850 Michael Sullivan Dunlap Secretary 05-01-1982 NA Y 000000000 Leo Gregg Searcey Senior Vice President 09-01-1995 NA Y 000000000 Dana Frederick Falter Executive Vice President 11-01-2005 NA Y 000000000 Jon Christopher Gross Senior Vice President 12-01-2005 NA Y 2161819 Bradley Roy Crain Senior Vice President & CFO 10-01-2000 NA Y 000000000 Tanya Leigh Lebsock AVP Compliance Officer 10-01-2008 NA N 4919055 Tonn Mitchell Ostergard Director 04-20-2019 A N 000000000 Jason Daniel Muhleisen Executive Vice President 01-01-2021 NA Y 000000000 Doris Jean Robertson Executive Vice President 01-01-2021 NA Y 000000000 Joshua Knoll Bright Regional Market President 01-01-2021 NA Y 000000000 Thomas John Weinandt Regional Market President 01-01-2021 NA Y 000000000 Farmers & Merchants Investment Inc. Angela Lynn Muhleisen President 05-01-1996 C Y 000000000 Farmers & Merchants Investment Inc. Michael Sullivan Dunlap Chairman 01-01-2012 C Y 000000000 Farmers & Merchants Investment Inc. N 47-0486662 Shareholder 01-01-1980 E Y UBATCO - University of NE Foundation N 74-0379839 Shareholder 08-01-1996 A N Angela Lynn Muhleisen President & CEO 05-01-1996 NA Y 507850 Michael Sullivan Dunlap Secretary 05-01-1982 NA Y 000000000 Leo Gregg Searcey Senior Vice President 09-01-1995 NA Y 000000000 Dana Frederick Falter Executive Vice President 11-01-2005 NA Y 000000000 Jon Christopher Gross Senior Vice President 12-01-2005 NA Y 2161819 Bradley Roy Crain Senior Vice President & CFO 10-01-2000 NA Y 000000000 Amend Tanya Leigh Lebsock Chief Compliance Officer 10-01-2008 NA N 000000000 Tonn Mitchell Ostergard Director 04-20-2019 A N 000000000 Jason Daniel Muhleisen Executive Vice President 01-01-2021 NA Y 000000000 Doris Jean Robertson Executive Vice President 01-01-2021 NA Y 000000000 Joshua Knoll Bright Regional Market President 01-01-2021 NA Y 000000000 Thomas John Weinandt Regional Market President 01-01-2021 NA Y 000000000 Farmers & Merchants Investment Inc. Angela Lynn Muhleisen President 05-01-1996 C Y 000000000 Farmers & Merchants Investment Inc. Michael Sullivan Dunlap Chairman 01-01-2012 C Y 000000000 Jay J Steinacher Jay J Steinacher 529 College Savings Manager 04-30-2024 N N N N Y Y Y N N Y N N Y N Y N N N Y N N