40-F/A 1 m35133a1e40vfza.htm FORM 40-F/A e40vfza
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U.S. SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 40-F/A
(Amendment No. 1)
     
o   REGISTRATION STATEMENT PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934
     
þ   ANNUAL REPORT PURSUANT TO SECTION 13(a) OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
 
For the fiscal year ended December 31, 2006   Commission File Number 000-50393
 
NEUROCHEM INC.
(Exact name of Registrant as specified in its charter)
         
Canada   2834   Not Applicable
(Province or other jurisdiction of
incorporation or organization)
  (Primary Standard Industrial
Classification Code Number)
  (I.R.S. Employer
Identification No.)
275 Armand-Frappier Boulevard
Laval, Québec H7V 4A7, Canada
(450) 680-4500
(Address and telephone number of Registrant’s principal executive offices)
CT Corporation System
111 Eighth Avenue, 13th Floor
New York, New York 10011
(212) 894-8400
(Name, address (including zip code) and telephone number
(including area code) of agent for service in the United States)
Securities registered or to be registered pursuant to Section 12(b) of the Act:
     
Title of each class   Name of exchange on which registered
 
Common Shares, no par value   The NASDAQ Stock Market
Securities registered or to be registered pursuant to Section 12(g) of the Act:
None
Securities for which there is a reporting obligation pursuant to Section 15(d) of the Act:
None
For annual reports, indicate by check mark the information filed with this Form:
     
o Annual information form   o Audited annual financial statements
Indicate the number of outstanding shares of each of the issuer’s classes of capital or common stock as of the close of the period covered by the annual report:
The Registrant had 38,722,022 Common Shares
Outstanding as at December 31, 2006
Indicate by check mark whether the Registrant by filing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934 (the “Exchange Act”). If “Yes” is marked, indicate the filing number assigned to the Registrant in connection with such Rule.
         
Yes o.   82-               .   No þ.
Indicate by check mark whether the Registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Exchange Act during the preceding 12 months (or for such shorter period that the Registrant was required to file such reports) and (2) has been subject to such filing requirements for the past 90 days.
     
Yes þ.   No o.
 
 

 


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EXPLANATORY NOTE
     This Amendment No. 1 to the Form 40-F of Neurochem Inc. for the year ended December 31, 2006 (the “Form 40-F”), is being filed solely to correct an inadvertent error on the cover page of the Form 40-F as initially filed, which incorrectly indicated that the Form 40-F was being filed as a registration statement pursuant to Section 12 of the Securities Exchange Act of 1934 (the “Exchange Act”) rather than an annual report pursuant to Section 13(a) or 15(d) of the Exchange Act.
     This Amendment No. 1 does not otherwise amend or restate any information in the Form 40-F and does not purport to reflect any events that may have occurred after the date the Form 40-F was initially filed.

 


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SIGNATURE
     Pursuant to the requirements of the Exchange Act, the Registrant certifies that it meets all of the requirements for filing on Form 40-F and has duly caused this amendment to the annual report to be signed on its behalf by the undersigned, thereto duly authorized.
Date: March 6, 2007
         
  NEUROCHEM INC.
 
 
  By:   /s/ Mariano Rodriguez    
    Mariano Rodriguez   
    Vice President, Finance and Chief Financial Officer