The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AMERICAN INTL GROUP INC | COM NEW | 026874784 | 2,501 | 50,000 | SH | DFND | 1,2 | 50,000 | 0 | 0 | |
CHARTER FINL CORP MD | COM | 16122W108 | 2,811 | 260,000 | SH | DFND | 1,2 | 260,000 | 0 | 0 | |
CIT GROUP INC | COM NEW | 125581801 | 2,304 | 47,000 | SH | DFND | 1,2 | 47,000 | 0 | 0 | |
CLIFFS NAT RES INC | COM | 18683K101 | 7,161 | 350,000 | SH | Put | DFND | 1,2 | 350,000 | 0 | 0 |
COMVERSE INC | COM | 20585P105 | 3,112 | 90,000 | SH | DFND | 1,2 | 90,000 | 0 | 0 | |
DEAN FOODS CO NEW | COM NEW | 242370203 | 4,097 | 265,000 | SH | DFND | 1,2 | 265,000 | 0 | 0 | |
EXELIS INC | COM | 30162A108 | 4,753 | 250,000 | SH | DFND | 1,2 | 250,000 | 0 | 0 | |
FTD COS INC | COM | 30281V108 | 864 | 27,161 | SH | DFND | 1,2 | 27,161 | 0 | 0 | |
HESS CORP | COM | 42809H107 | 4,724 | 57,000 | SH | DFND | 1,2 | 57,000 | 0 | 0 | |
MADISON SQUARE GARDEN CO | CL A | 55826P100 | 1,136 | 20,000 | SH | DFND | 1,2 | 20,000 | 0 | 0 | |
MAGICJACK VOCALTEC LTD | SHS | M6787E101 | 637 | 30,000 | SH | DFND | 1,2 | 30,000 | 0 | 0 | |
MARATHON OIL CORP | COM | 565849106 | 3,019 | 85,000 | SH | DFND | 1,2 | 85,000 | 0 | 0 | |
MARTHA STEWART LIVING OMNIME | CL A | 573083102 | 906 | 200,000 | SH | DFND | 1,2 | 200,000 | 0 | 0 | |
MICRON TECHNOLOGY INC | COM | 595112103 | 2,366 | 100,000 | SH | Call | DFND | 1,2 | 0 | 0 | 0 |
MICROSOFT CORP | COM | 594918104 | 6,763 | 165,000 | SH | DFND | 1,2 | 165,000 | 0 | 0 | |
MICROSOFT CORP | COM | 594918104 | 6,149 | 150,000 | SH | Put | DFND | 1,2 | 150,000 | 0 | 0 |
NATIONAL BK HLDGS CORP | CL A | 633707104 | 3,512 | 175,000 | SH | DFND | 1,2 | 175,000 | 0 | 0 | |
NEWS CORP NEW | CL A | 65249B109 | 7,749 | 450,000 | SH | DFND | 1,2 | 0 | 0 | 450,000 | |
ORACLE CORP | COM | 68389X105 | 6,955 | 170,000 | SH | DFND | 1,2 | 170,000 | 0 | 0 | |
PFIZER INC | COM | 717081103 | 5,621 | 175,000 | SH | DFND | 1,2 | 175,000 | 0 | 0 | |
SELECT SECTOR SPDR TR | SBI INT-FINL | 81369Y605 | 3,351 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
UNITED STATES STL CORP NEW | COM | 912909108 | 5,522 | 200,000 | SH | Put | DFND | 1,2 | 200,000 | 0 | 0 |
URS CORP NEW | COM | 903236107 | 4,706 | 100,000 | SH | DFND | 1,2 | 100,000 | 0 | 0 |