The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| AMERICAN INTL GROUP INC | COM NEW | 026874784 | 3,829 | 75,000 | SH | DFND | 1,2 | 75,000 | 0 | 0 | |
| AMERICAN INTL GROUP INC | *W EXP 01/19/202 | 026874156 | 4,536 | 224,000 | SH | DFND | 1,2 | 0 | 0 | 224,000 | |
| ASTRAZENECA PLC | SPONSORED ADR | 046353108 | 6,234 | 105,000 | SH | DFND | 1,2 | 0 | 0 | 105,000 | |
| BARRICK GOLD CORP | COM | 067901108 | 2,468 | 140,000 | SH | Call | DFND | 1,2 | 0 | 0 | 0 |
| CHARTER FINL CORP MD | COM | 16122W108 | 2,531 | 235,000 | SH | DFND | 1,2 | 235,000 | 0 | 0 | |
| CHICOS FAS INC | COM | 168615102 | 3,109 | 165,000 | SH | DFND | 1,2 | 165,000 | 0 | 0 | |
| CIT GROUP INC | COM NEW | 125581801 | 3,232 | 62,000 | SH | DFND | 1,2 | 62,000 | 0 | 0 | |
| COMVERSE INC | COM | 20585P105 | 2,173 | 56,000 | SH | DFND | 1,2 | 56,000 | 0 | 0 | |
| DEAN FOODS CO NEW | COM NEW | 242370203 | 5,157 | 300,000 | SH | DFND | 1,2 | 300,000 | 0 | 0 | |
| EXELIS INC | COM | 30162A108 | 6,862 | 360,000 | SH | DFND | 1,2 | 360,000 | 0 | 0 | |
| SELECT SECTOR SPDR TR | SBI INT-FINL | 81369Y605 | 3,279 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
| HESS CORP | COM | 42809H107 | 4,980 | 60,000 | SH | DFND | 1,2 | 60,000 | 0 | 0 | |
| ISHARES | RUSSELL 2000 ETF | 464287655 | 23,062 | 200,000 | SH | Put | DFND | 1,2 | 200,000 | 0 | 0 |
| LOEWS CORP | COM | 540424108 | 7,718 | 160,000 | SH | DFND | 1,2 | 160,000 | 0 | 0 | |
| MARATHON OIL CORP | COM | 565849106 | 3,530 | 100,000 | SH | DFND | 1,2 | 100,000 | 0 | 0 | |
| MICRON TECHNOLOGY INC | COM | 595112103 | 3,699 | 170,000 | SH | Call | DFND | 1,2 | 0 | 0 | 0 |
| MICROSOFT CORP | COM | 594918104 | 8,422 | 225,000 | SH | DFND | 1,2 | 225,000 | 0 | 0 | |
| NATIONAL BK HLDGS CORP | CL A | 633707104 | 3,210 | 150,000 | SH | DFND | 1,2 | 150,000 | 0 | 0 | |
| NEWS CORP NEW | CL A | 65249B109 | 4,956 | 275,000 | SH | DFND | 1,2 | 0 | 0 | 275,000 | |
| ORACLE CORP | COM | 68389X105 | 7,652 | 200,000 | SH | DFND | 1,2 | 200,000 | 0 | 0 | |
| TESLA MTRS INC | COM | 88160R101 | 4,511 | 30,000 | SH | Put | DFND | 1,2 | 30,000 | 0 | 0 |
| URS CORP NEW | COM | 903236107 | 5,299 | 100,000 | SH | DFND | 1,2 | 100,000 | 0 | 0 | |