0000919574-14-001095.txt : 20140214 0000919574-14-001095.hdr.sgml : 20140214 20140213185213 ACCESSION NUMBER: 0000919574-14-001095 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20131231 FILED AS OF DATE: 20140214 DATE AS OF CHANGE: 20140213 EFFECTIVENESS DATE: 20140214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HARBERT MANAGEMENT CORP CENTRAL INDEX KEY: 0001259933 IRS NUMBER: 000000000 STATE OF INCORPORATION: AL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12611 FILM NUMBER: 14608623 BUSINESS ADDRESS: STREET 1: 2100 THIRD AVENUE NORTH STREET 2: SUITE 600 CITY: BIRMINGHAM STATE: AL ZIP: 35203 BUSINESS PHONE: 205-987-5500 MAIL ADDRESS: STREET 1: 2100 THIRD AVENUE NORTH STREET 2: SUITE 600 CITY: BIRMINGHAM STATE: AL ZIP: 35203 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001259933 XXXXXXXX 12-31-2013 12-31-2013 false HARBERT MANAGEMENT CORP

2100 Third Avenue North Suite 600 Birmingham AL 35203

13F HOLDINGS REPORT 028-12611 N John W. McCullough 205-987-5576 /s/ John W. McCullough Birmingham AL 02-13-2014 2 22 120449 1 0001512582 028-14261 HARBERT VALUE FUND GP, LLC 2 0001512587 028-14262 HARBERT VALUE MASTER FUND, LTD. INFORMATION TABLE 2 infotable.xml AMERICAN INTL GROUP INC COM NEW 026874784 3829 75000 SH DFND 1,2 75000 0 0 AMERICAN INTL GROUP INC *W EXP 01/19/202 026874156 4536 224000 SH DFND 1,2 0 0 224000 ASTRAZENECA PLC SPONSORED ADR 046353108 6234 105000 SH DFND 1,2 0 0 105000 BARRICK GOLD CORP COM 067901108 2468 140000 SH Call DFND 1,2 0 0 0 CHARTER FINL CORP MD COM 16122W108 2531 235000 SH DFND 1,2 235000 0 0 CHICOS FAS INC COM 168615102 3109 165000 SH DFND 1,2 165000 0 0 CIT GROUP INC COM NEW 125581801 3232 62000 SH DFND 1,2 62000 0 0 COMVERSE INC COM 20585P105 2173 56000 SH DFND 1,2 56000 0 0 DEAN FOODS CO NEW COM NEW 242370203 5157 300000 SH DFND 1,2 300000 0 0 EXELIS INC COM 30162A108 6862 360000 SH DFND 1,2 360000 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 3279 150000 SH SOLE 150000 0 0 HESS CORP COM 42809H107 4980 60000 SH DFND 1,2 60000 0 0 ISHARES RUSSELL 2000 ETF 464287655 23062 200000 SH Put DFND 1,2 200000 0 0 LOEWS CORP COM 540424108 7718 160000 SH DFND 1,2 160000 0 0 MARATHON OIL CORP COM 565849106 3530 100000 SH DFND 1,2 100000 0 0 MICRON TECHNOLOGY INC COM 595112103 3699 170000 SH Call DFND 1,2 0 0 0 MICROSOFT CORP COM 594918104 8422 225000 SH DFND 1,2 225000 0 0 NATIONAL BK HLDGS CORP CL A 633707104 3210 150000 SH DFND 1,2 150000 0 0 NEWS CORP NEW CL A 65249B109 4956 275000 SH DFND 1,2 0 0 275000 ORACLE CORP COM 68389X105 7652 200000 SH DFND 1,2 200000 0 0 TESLA MTRS INC COM 88160R101 4511 30000 SH Put DFND 1,2 30000 0 0 URS CORP NEW COM 903236107 5299 100000 SH DFND 1,2 100000 0 0