0000919574-13-004798.txt : 20130814 0000919574-13-004798.hdr.sgml : 20130814 20130813182744 ACCESSION NUMBER: 0000919574-13-004798 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130630 FILED AS OF DATE: 20130814 DATE AS OF CHANGE: 20130813 EFFECTIVENESS DATE: 20130814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HARBERT MANAGEMENT CORP CENTRAL INDEX KEY: 0001259933 IRS NUMBER: 000000000 STATE OF INCORPORATION: AL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12611 FILM NUMBER: 131034391 BUSINESS ADDRESS: STREET 1: 2100 THIRD AVENUE NORTH STREET 2: SUITE 600 CITY: BIRMINGHAM STATE: AL ZIP: 35203 BUSINESS PHONE: 205-987-5500 MAIL ADDRESS: STREET 1: 2100 THIRD AVENUE NORTH STREET 2: SUITE 600 CITY: BIRMINGHAM STATE: AL ZIP: 35203 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001259933 XXXXXXXX 06-30-2013 06-30-2013 false HARBERT MANAGEMENT CORP

2100 Third Avenue North Suite 600 Birmingham AL 35203

13F HOLDINGS REPORT 028-12611 Y * NOTE: BASED ON THE JOINT ADMINISTRATORS' EIGHTH PROGRESS REPORT DATED OCTOBER 12, 2012, THE REPORTING PERSON NO LONGER BELIEVES THAT ANY SECURITIES ONCE HELD AT LEHMAN BROTHERS INTERNATIONAL (EUROPE)("LBIE") WILL BE RETURNED TO IT IN KIND, AS THE JOINT ADMINSTRATORS EXPECT TO LIQUIDATE THE AGGREGATE MIX OF SECURITIES RECEIVED FROM LEHMAN BROTHERS, INC. ("LBI") PURSUANT TO ITS OMNIBUS CUSTOMER CLAIM (WHICH INCLUDES CLAIMS TO RECOVER THE SECURITIES PREVIOUSLY HELD BY THE REPORTING PERSON) AND DISTRIBUTE CASH PROCEEDS FROM SUCH LIQIUIDATION TO ITS CUSTOMERS (SUCH AS THE REPORTING PERSON). ACCORDINGLY, THE SECURITIES PREVIOUSLY HELD BY THE REPORTING PERSON AT LBIE ARE NO LONGER BEING REPORTED AS OWNED IN THIS FORM 13F. John W. McCullough 205-987-5576 /s/ John W. McCullough Birmingham AL 08-13-2013 2 28 167705 1 0001512582 028-14261 HARBERT VALUE FUND GP, LLC 2 0001512587 028-14262 HARBERT VALUE MASTER FUND, LTD. INFORMATION TABLE 2 infotable.xml AMERICAN INTL GROUP INC COM NEW 026874784 3800 85000 SH DFND 1,2 85000 0 0 AMERICAN INTL GROUP INC *W EXP 01/19/202 026874156 5290 290000 SH DFND 1,2 0 0 0 BARRICK GOLD CORP COM 067901108 2361 150000 SH Call DFND 1,2 0 0 0 CARBO CERAMICS INC COM 140781105 2697 40000 SH Put DFND 1,2 40000 0 0 CAREFUSION CORP COM 14170T101 5528 150000 SH DFND 1,2 150000 0 0 CIT GROUP INC COM NEW 125581801 4197 90000 SH DFND 1,2 90000 0 0 CLIFFS NAT RES INC COM 18683K101 4225 260000 SH Put DFND 1,2 260000 0 0 DEAN FOODS CO NEW COM 242370104 8768 875000 SH DFND 1,2 875000 0 0 ENGILITY HLDGS INC COM 29285W104 4974 175000 SH DFND 1,2 175000 0 0 ENZON PHARMACEUTICALS INC COM 293904108 703 351700 SH DFND 1,2 351700 0 0 EXELIS INC COM 30162A108 12411 900000 SH DFND 1,2 900000 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 2924 150000 SH SOLE 150000 0 0 HARVARD BIOSCIENCE INC COM 416906105 1570 332000 SH DFND 1,2 332000 0 0 HESS CORP COM 42809H107 7314 110000 SH DFND 1,2 110000 0 0 INTERPUBLIC GROUP COS INC COM 460690100 3638 250000 SH DFND 1,2 250000 0 0 LOEWS CORP COM 540424108 8880 200000 SH DFND 1,2 200000 0 0 MARATHON OIL CORP COM 565849106 8645 250000 SH DFND 1,2 250000 0 0 MICRON TECHNOLOGY INC COM 595112103 287 20000 SH Call DFND 1,2 0 0 0 NATIONAL BK HLDGS CORP CL A 633707104 5099 258822 SH DFND 1,2 258822 0 0 NEWS CORP CL A 65248E104 2295 150000 SH DFND 1,2 150000 0 0 NORDION INC COM 65563C105 740 100000 SH DFND 1,2 100000 0 0 ORACLE CORP COM 68389X105 10752 350000 SH DFND 1,2 350000 0 0 SAFETY INS GROUP INC COM 78648T100 4366 90000 SH DFND 1,2 90000 0 0 SANOFI RIGHT 12/31/2020 80105N113 965 500000 SH DFND 1,2 0 0 500000 TESLA MTRS INC COM 88160R101 34378 320000 SH Put DFND 1,2 320000 0 0 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 9800 250000 SH DFND 1,2 0 0 250000 TYSON FOODS INC CL A 902494103 5778 225000 SH DFND 1,2 225000 0 0 WHITEWAVE FOODS CO COM CL B 966244204 5320 350000 SH DFND 1,2 350000 0 0