0001445866-17-001551.txt : 20171108 0001445866-17-001551.hdr.sgml : 20171108 20171108183723 ACCESSION NUMBER: 0001445866-17-001551 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160624 FILED AS OF DATE: 20171108 DATE AS OF CHANGE: 20171108 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: OLEARY TOM DAVIS CENTRAL INDEX KEY: 0001259658 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35496 FILM NUMBER: 171187834 MAIL ADDRESS: STREET 1: 800 BERING DRIVE STE 100 CITY: HOUSTON STATE: TX ZIP: 77057 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SUMMER ENERGY HOLDINGS INC CENTRAL INDEX KEY: 0001396633 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 202722022 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 800 BERING DRIVE STREET 2: SUITE 260 CITY: HOUSTON STATE: TX ZIP: 77057 BUSINESS PHONE: (713) 375-2790 MAIL ADDRESS: STREET 1: 800 BERING DRIVE STREET 2: SUITE 260 CITY: HOUSTON STATE: TX ZIP: 77057 FORMER COMPANY: FORMER CONFORMED NAME: Castwell Precast Corp DATE OF NAME CHANGE: 20100816 FORMER COMPANY: FORMER CONFORMED NAME: Castwell Precast CORP DATE OF NAME CHANGE: 20070417 4 1 form4.xml OWNERSHIP DOCUMENT X0306 4 2016-06-24 0 0001396633 SUMMER ENERGY HOLDINGS INC SUME 0001259658 OLEARY TOM DAVIS 800 BERING DRIVE SUITE 260 HOUSTON TX 77057 1 0 1 0 Common Stock 2016-06-24 4 C 0 300000 A 3075246 D Series B Preferred Stock 2016-06-24 4 C 0 300000 D 2014-02-19 Common Stock 300000 0 D Reflects the conversion of 300,000 shares of Series B Preferred Stock into 300,000 shares of Common Stock of the Issuer. The shares converted into a number of shares of Common Stock equal to (i) the Deemed Original Issue Price ($1.00) by (ii) the Conversion Price ($1.00). Does not include 84,378 shares held of record by Northeast Opco, LLC, of which the Reporting Person is an officer, owner and control person. The Series B Preferred Stock had no expiration date. By Alexander N. Pearson, pursuant to a Power of Attorney dated December 12, 2012 previously filed with the Securities and Exchange Commission as Exhibit 24.1 to Schedule 13G on December 12, 2012 on behalf of Tom O'Leary, which Power of Attorney is incorporated by reference. /s/ TOM D. O'LEARY 2017-11-08