0001096906-20-000569.txt : 20201230 0001096906-20-000569.hdr.sgml : 20201230 20201230132402 ACCESSION NUMBER: 0001096906-20-000569 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201228 FILED AS OF DATE: 20201230 DATE AS OF CHANGE: 20201230 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: OLEARY TOM DAVIS CENTRAL INDEX KEY: 0001259658 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35496 FILM NUMBER: 201425166 MAIL ADDRESS: STREET 1: 5847 SAN FELIPE STREET STREET 2: #3700 CITY: HOUSTON STATE: TX ZIP: 77057 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SUMMER ENERGY HOLDINGS INC CENTRAL INDEX KEY: 0001396633 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 202722022 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 800 BERING DRIVE STREET 2: SUITE 260 CITY: HOUSTON STATE: TX ZIP: 77057 BUSINESS PHONE: (713) 375-2790 MAIL ADDRESS: STREET 1: 800 BERING DRIVE STREET 2: SUITE 260 CITY: HOUSTON STATE: TX ZIP: 77057 FORMER COMPANY: FORMER CONFORMED NAME: Castwell Precast Corp DATE OF NAME CHANGE: 20100816 FORMER COMPANY: FORMER CONFORMED NAME: Castwell Precast CORP DATE OF NAME CHANGE: 20070417 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2020-12-28 0 0001396633 SUMMER ENERGY HOLDINGS INC SUME 0001259658 OLEARY TOM DAVIS 5847 SAN FELIPE STREET, SUITE 3700 HOUSTON TX 77057 1 0 1 0 Common Stock 2020-12-28 4 J 0 25556.0000 0.0000 A 4196128.0000 D Stock Option 1.7500 2020-12-28 4 A 0 8750.0000 0.0000 A 2020-12-28 2030-12-28 Common Stock 8750.0000 8750.0000 D The reporting person received these shares of common stock in connection with a personal guaranty given by the reporting person for the benefit of the Issuer in connection with a loan, whereby the Issuer borrowed funds from a lending institution Does not include 233,636 shares held of record by Northeast Opco, LLC, a Texas LLC. Mr. O Leary is a control person and 20 percent owner of such entity and shares voting and dispositive power over such shares. (By Alexander N. Pearson, pursuant to a Power of Attorney dated December 12, 2012 previously filed with the Securities and Exchange Commission as Exhibit 24.1 to Schedule 13G on December 12, 2012 on behalf of Tom O'Leary, which Power of Attorney is incorporated by reference) /s/ Tom O'Leary 2020-12-30