0001096906-20-000569.txt : 20201230
0001096906-20-000569.hdr.sgml : 20201230
20201230132402
ACCESSION NUMBER: 0001096906-20-000569
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201228
FILED AS OF DATE: 20201230
DATE AS OF CHANGE: 20201230
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: OLEARY TOM DAVIS
CENTRAL INDEX KEY: 0001259658
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35496
FILM NUMBER: 201425166
MAIL ADDRESS:
STREET 1: 5847 SAN FELIPE STREET
STREET 2: #3700
CITY: HOUSTON
STATE: TX
ZIP: 77057
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SUMMER ENERGY HOLDINGS INC
CENTRAL INDEX KEY: 0001396633
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911]
IRS NUMBER: 202722022
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 800 BERING DRIVE
STREET 2: SUITE 260
CITY: HOUSTON
STATE: TX
ZIP: 77057
BUSINESS PHONE: (713) 375-2790
MAIL ADDRESS:
STREET 1: 800 BERING DRIVE
STREET 2: SUITE 260
CITY: HOUSTON
STATE: TX
ZIP: 77057
FORMER COMPANY:
FORMER CONFORMED NAME: Castwell Precast Corp
DATE OF NAME CHANGE: 20100816
FORMER COMPANY:
FORMER CONFORMED NAME: Castwell Precast CORP
DATE OF NAME CHANGE: 20070417
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2020-12-28
0
0001396633
SUMMER ENERGY HOLDINGS INC
SUME
0001259658
OLEARY TOM DAVIS
5847 SAN FELIPE STREET, SUITE 3700
HOUSTON
TX
77057
1
0
1
0
Common Stock
2020-12-28
4
J
0
25556.0000
0.0000
A
4196128.0000
D
Stock Option
1.7500
2020-12-28
4
A
0
8750.0000
0.0000
A
2020-12-28
2030-12-28
Common Stock
8750.0000
8750.0000
D
The reporting person received these shares of common stock in connection with a personal guaranty given by the reporting person for the benefit of the Issuer in connection with a loan, whereby the Issuer borrowed funds from a lending institution
Does not include 233,636 shares held of record by Northeast Opco, LLC, a Texas LLC. Mr. O Leary is a control person and 20 percent owner of such entity and shares voting and dispositive power over such shares.
(By Alexander N. Pearson, pursuant to a Power of Attorney dated December 12, 2012 previously filed with the Securities and Exchange Commission as Exhibit 24.1 to Schedule 13G on December 12, 2012 on behalf of Tom O'Leary, which Power of Attorney is incorporated by reference)
/s/ Tom O'Leary
2020-12-30