0001179110-18-011520.txt : 20180918 0001179110-18-011520.hdr.sgml : 20180918 20180918175756 ACCESSION NUMBER: 0001179110-18-011520 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180917 FILED AS OF DATE: 20180918 DATE AS OF CHANGE: 20180918 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ELLIS JOSHUA D. CENTRAL INDEX KEY: 0001739497 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36017 FILM NUMBER: 181076555 MAIL ADDRESS: STREET 1: CONTROL4 CORP. STREET 2: 11734 S. ELECTION ROAD CITY: SALT LAKE CITY STATE: UT ZIP: 84020 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CONTROL4 CORP CENTRAL INDEX KEY: 0001259515 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS & ACCESSORIES [3670] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11734 SOUTH ELECTION ROAD CITY: SALT LAKE CITY STATE: UT ZIP: 84020 BUSINESS PHONE: 801-523-3100 MAIL ADDRESS: STREET 1: 11734 SOUTH ELECTION ROAD CITY: SALT LAKE CITY STATE: UT ZIP: 84020 4 1 edgar.xml FORM 4 - X0306 4 2018-09-17 0 0001259515 CONTROL4 CORP CTRL 0001739497 ELLIS JOSHUA D. 11734 SOUTH ELECTION ROAD DRAPER UT 84020 0 1 0 0 General Counsel Common Stock 2018-09-17 4 S 0 716 37.18 D 1470 D Common Stock 509 I By 401(k) Plan Automatic sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 17, 2018. Shares held in Reporting Person's 401(k) Plan. /s/ Jonathan Tanner, attorney-in-fact for Joshua D. Ellis 2018-09-18