X0306 4 2018-08-15 0 0001259515 CONTROL4 CORP CTRL 0001652225 Novakovich Mark 11734 SOUTH ELECTION ROAD SALT LAKE CITY UT 84020 0 1 0 0 Chief Financial Officer Common Stock 2018-08-15 4 M 0 2000 A 21877 D Common Stock 2018-08-15 4 F 0 886 32.44 D 20991 D Common Stock 2018-08-15 4 M 0 1416 A 22407 D Common Stock 2018-08-15 4 F 0 628 32.44 D 21779 D Common Stock 2018-08-15 4 M 0 2000 A 23779 D Common Stock 2018-08-15 4 F 0 886 32.44 D 22893 D Common Stock 2018-08-15 4 M 0 1416 A 24309 D Common Stock 2018-08-15 4 F 0 628 32.44 D 23681 D Common Stock 2018-08-15 4 M 0 2000 A 25681 D Common Stock 2018-08-15 4 F 0 886 32.44 D 24795 D Common Stock 714 I By 401(k) Plan Restricted Stock Units 2018-08-15 4 M 0 2000 0 D Common Stock 2000 4000 D Restricted Stock Units 2018-08-15 4 M 0 1416 0 D Common Stock 1416 2834 D Restricted Stock Units 2018-08-15 4 M 0 2000 0 D Common Stock 2000 12000 D Performance-based Restricted Stock Units 2018-08-15 4 M 0 1416 0 D Common Stock 1416 2834 D Performance-based Restricted Stock Units 2018-08-15 4 M 0 2000 0 D Common Stock 2000 12000 D Each Unit represents the right to receive, at settlement, one share of common stock at no cost. The federal and state tax withholding due at the vesting of Restricted Stock Units was satisfied by Control4 through a net issuance of these shares, which were retained by Control4 as treasury stock, and the requisite withholding amount was paid to the relevant tax authorities by Control4 on behalf of the Reporting Person. We used the closing price of the shares on the day prior to the vest date for withholding calculations. The federal and state tax withholding due at the vesting of Performance-based Restricted Stock Units was satisfied by Control4 through a net issuance of these shares, which were retained by Control4 as treasury stock, and the requisite withholding amount was paid to the relevant tax authorities by Control4 on behalf of the Reporting Person. We used the closing price of the shares on the day prior to the vest date for withholding calculations. Shares held in Reporting Person's 401(k) Plan. This RSU award was granted on July 31, 2015. One-half of the shares in the award vested on August 15, 2017. The remaining shares vest as follows, an additional 1/8 of the shares vest semiannually, on the 15th of February and August in each of the following 2 years. This RSU award was granted on December 31, 2015. One-third of the shares in the award vested on February 10, 2017. The remaining shares vest as follows, an additional 1/12 of the shares vest quarterly, on the 15th of May, August, November and February in each of the following eight quarters. This RSU award was granted on January 3, 2017. One-third of the shares in the award vested on February 15, 2018. The remaining shares vest as follows, an additional 1/12 of the shares vest quarterly, on the 15th of May, August, November and February in each of the following eight quarters. This PSU award was granted on January 1, 2016. One-third of the shares in the award vested on February 10, 2017 due to the achievement of a certain 2016 financial performance goal. The remaining shares vest as follows, an additional 1/12 of the shares vest quarterly, on the 15th of May, August, November and February in each of the following eight quarters. This PSU award was granted on January 3, 2017. One-third of the shares in the award vested on February 15, 2018 due to the achievement of a certain 2017 financial performance goal. The remaining shares vest as follows, an additional 1/12 of the shares vest quarterly, on the 15th of May, August, November and February in each of the following eight quarters. /s/ Jonathan Tanner, Attorney in fact for Mark Novakovich 2018-08-17