0001179110-17-007083.txt : 20170511 0001179110-17-007083.hdr.sgml : 20170511 20170511175845 ACCESSION NUMBER: 0001179110-17-007083 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170509 FILED AS OF DATE: 20170511 DATE AS OF CHANGE: 20170511 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CONTROL4 CORP CENTRAL INDEX KEY: 0001259515 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS & ACCESSORIES [3670] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11734 SOUTH ELECTION ROAD CITY: SALT LAKE CITY STATE: UT ZIP: 84020 BUSINESS PHONE: 801-523-3100 MAIL ADDRESS: STREET 1: 11734 SOUTH ELECTION ROAD CITY: SALT LAKE CITY STATE: UT ZIP: 84020 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bishop Greg CENTRAL INDEX KEY: 0001582153 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36017 FILM NUMBER: 17835675 MAIL ADDRESS: STREET 1: C/O CONTROL4 CORPORATION STREET 2: 11734 S. ELECTION ROAD CITY: SALT LAKE CITY STATE: UT ZIP: 84020 4 1 edgar.xml FORM 4 - X0306 4 2017-05-09 0 0001259515 CONTROL4 CORP CTRL 0001582153 Bishop Greg C/O CONTROL4 CORPORATION 11734 S. ELECTION ROAD SALT LAKE CITY UT 84020 0 1 0 0 GC, Chief Compl. Officer, Sec Common Stock 2017-05-09 4 M 0 12500 4.888 A 26795 D Common Stock 2017-05-09 4 S 0 12500 17.65 D 14295 D Common Stock 2017-05-10 4 M 0 8643 4.88 A 22938 D Common Stock 2017-05-10 4 S 0 8643 18.05 D 14295 D Common Stock 177 I By 401(K) Plan Stock Option (right to buy) 4.88 2017-05-09 4 M 0 12500 0 D 2018-05-22 Common Stock 12500 18264 D Stock Option (right to buy) 4.88 2017-05-10 4 M 0 8643 0 D 2018-05-22 Common Stock 8643 9626 D Pursuant to a Rule 10b5-1 trading plan established by the Reporting Person. This price represents the weighted average sale price for various open-market sales through a broker-dealer ranging from $17.29 per share to $17.96 per share. Full information regarding the number of shares sold at each price will be provided upon request from the SEC, the Issuer or a security holder. This price represents the weighted average sale price for various open-market sales through a broker-dealer ranging from $18.00 per share to $18.10 per share. Full information regarding the number of shares sold at each price will be provided upon request from the SEC, the Issuer or a security holder. Based on the Reporting Person's most recent 401(K) plan statement. Incentive Stock Option granted on May 22, 2008 are fully vested and exercisable. /s/ Greg Bishop 2017-05-11