0001179110-16-029777.txt : 20160919
0001179110-16-029777.hdr.sgml : 20160919
20160919115921
ACCESSION NUMBER: 0001179110-16-029777
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160916
FILED AS OF DATE: 20160919
DATE AS OF CHANGE: 20160919
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CONTROL4 CORP
CENTRAL INDEX KEY: 0001259515
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS & ACCESSORIES [3670]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 11734 SOUTH ELECTION ROAD
CITY: SALT LAKE CITY
STATE: UT
ZIP: 84020
BUSINESS PHONE: 801-523-3100
MAIL ADDRESS:
STREET 1: 11734 SOUTH ELECTION ROAD
CITY: SALT LAKE CITY
STATE: UT
ZIP: 84020
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Dungan Jefferson
CENTRAL INDEX KEY: 0001582777
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36017
FILM NUMBER: 161891214
MAIL ADDRESS:
STREET 1: C/O CONTROL4 CORPORATION
STREET 2: 11734 S. ELECTION ROAD
CITY: SALT LAKE CITY
STATE: UT
ZIP: 84020
4
1
edgar.xml
FORM 4 -
X0306
4
2016-09-16
0
0001259515
CONTROL4 CORP
CTRL
0001582777
Dungan Jefferson
C/O CONTROL4 CORPORATION
11734 S. ELECTION ROAD
SALT LAKE CITY
UT
84020
0
1
0
0
SVP Bus. Development
Common Stock
2016-09-16
4
M
0
20032
2.496
A
48076
D
Common Stock
2016-09-16
4
S
0
20032
10.82
D
28044
D
Common Stock
25
I
By 401(k) Plan
Stock Option (right to buy)
2.496
2016-09-16
4
M
0
20032
2.496
A
2016-09-20
Common Stock
20032
0
D
Pursuant to a 10b5-1 Trading Plan established by the Reporting Person.
This price represents the weighted average sale price for various open market sales through a broker-dealer ranging from $10.53 to $11.12 per share. Full information regarding the number of shares sold at each price will be provided upon request by the SEC or a security holder of the Issuer.
On August 9, 2013 the reporting person acquired 25 shares in his 401(k) Plan.
The option vested as to 1/4th of the shares on September 21, 2007, and an additional 1/48th of the shares vested monthly thereafter.
/s/ Greg Bishop, Attorney in fact for Jefferson Dungan
2016-09-19