0001179110-16-029777.txt : 20160919 0001179110-16-029777.hdr.sgml : 20160919 20160919115921 ACCESSION NUMBER: 0001179110-16-029777 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160916 FILED AS OF DATE: 20160919 DATE AS OF CHANGE: 20160919 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CONTROL4 CORP CENTRAL INDEX KEY: 0001259515 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS & ACCESSORIES [3670] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11734 SOUTH ELECTION ROAD CITY: SALT LAKE CITY STATE: UT ZIP: 84020 BUSINESS PHONE: 801-523-3100 MAIL ADDRESS: STREET 1: 11734 SOUTH ELECTION ROAD CITY: SALT LAKE CITY STATE: UT ZIP: 84020 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dungan Jefferson CENTRAL INDEX KEY: 0001582777 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36017 FILM NUMBER: 161891214 MAIL ADDRESS: STREET 1: C/O CONTROL4 CORPORATION STREET 2: 11734 S. ELECTION ROAD CITY: SALT LAKE CITY STATE: UT ZIP: 84020 4 1 edgar.xml FORM 4 - X0306 4 2016-09-16 0 0001259515 CONTROL4 CORP CTRL 0001582777 Dungan Jefferson C/O CONTROL4 CORPORATION 11734 S. ELECTION ROAD SALT LAKE CITY UT 84020 0 1 0 0 SVP Bus. Development Common Stock 2016-09-16 4 M 0 20032 2.496 A 48076 D Common Stock 2016-09-16 4 S 0 20032 10.82 D 28044 D Common Stock 25 I By 401(k) Plan Stock Option (right to buy) 2.496 2016-09-16 4 M 0 20032 2.496 A 2016-09-20 Common Stock 20032 0 D Pursuant to a 10b5-1 Trading Plan established by the Reporting Person. This price represents the weighted average sale price for various open market sales through a broker-dealer ranging from $10.53 to $11.12 per share. Full information regarding the number of shares sold at each price will be provided upon request by the SEC or a security holder of the Issuer. On August 9, 2013 the reporting person acquired 25 shares in his 401(k) Plan. The option vested as to 1/4th of the shares on September 21, 2007, and an additional 1/48th of the shares vested monthly thereafter. /s/ Greg Bishop, Attorney in fact for Jefferson Dungan 2016-09-19