0001213900-23-065887.txt : 20230811 0001213900-23-065887.hdr.sgml : 20230811 20230811080048 ACCESSION NUMBER: 0001213900-23-065887 CONFORMED SUBMISSION TYPE: N-23C-2 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230911 FILED AS OF DATE: 20230811 DATE AS OF CHANGE: 20230811 EFFECTIVENESS DATE: 20230811 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Oxford Square Capital Corp. CENTRAL INDEX KEY: 0001259429 IRS NUMBER: 200118736 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: N-23C-2 SEC ACT: 1940 Act SEC FILE NUMBER: 817-01465 FILM NUMBER: 231161591 BUSINESS ADDRESS: STREET 1: 8 SOUND SHORE DR STREET 2: SUITE 255 CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 2039835275 MAIL ADDRESS: STREET 1: 8 SOUND SHORE DRIVE STREET 2: SUITE 255 CITY: GREENWICH STATE: CT ZIP: 06830 FORMER COMPANY: FORMER CONFORMED NAME: Oxford Street Capital Corp. DATE OF NAME CHANGE: 20180319 FORMER COMPANY: FORMER CONFORMED NAME: TICC Capital Corp. DATE OF NAME CHANGE: 20071203 FORMER COMPANY: FORMER CONFORMED NAME: TECHNOLOGY INVESTMENT CAPITAL CORP DATE OF NAME CHANGE: 20030812 N-23C-2 1 ea159720_n23c2.htm N-23C-2

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

Notice of Intention To Redeem Securities Pursuant to Rule 23c-2 

Under the Investment Company Act of 1940 

Investment Company Act file number: 814-00638

 

OXFORD SQUARE CAPITAL CORP.

(Name of Registrant)

 

8 Sound Shore Drive, Suite 255
Greenwich, CT 06830
(Address of Principal Executive Office)

 

The undersigned hereby notifies the Securities and Exchange Commission that it intends to redeem securities of which it is the issuer, as set forth below in accordance with the requirements of Rule 23c-2 under the Investment Company Act of 1940, as amended.

 

(1) Title of the class of securities of Oxford Square Capital Corp. (the “Company”) to be redeemed:

 

6.50% Notes due 2024 (CUSIP: 69181V 206; NasdaqGS: OXSQL) (the “Notes”).

 

(2) Date on which the securities are to be redeemed:

 

The Notes will be redeemed on September 11, 2023 (the “Redemption Date”).

 

(3) Applicable provisions of the governing instrument pursuant to which the securities are to be redeemed:

 

The Notes are to be redeemed pursuant to (i) Article Eleven of the Company’s base indenture governing the Notes, dated as of April 12, 2017 (the “Base Indenture”), between the Company and U.S. Bank National Association, as trustee, as amended and (ii) Section 1.01(h) of the First Supplemental Indenture, dated as of April 12, 2017, between the Company and U.S. Bank National Association, as trustee (the “First Supplemental Indenture”).

 

(4) The principal amount or number of shares and the basis upon which the securities to be redeemed are to be selected:

 

The Company will redeem $10,000,000 in aggregate principal amount of the issued and outstanding Notes pursuant to the terms of the Base Indenture and the First Supplemental Indenture.

 

 

 

 

SIGNATURE

 

Pursuant to the requirements of Rule 23c-2 under the Investment Company Act of 1940, as amended, the Company has duly caused this Notice of Intention to Redeem Securities to be signed on its behalf by the undersigned on this 11th day of August, 2023.

 

  OXFORD SQUARE CAPITAL CORP.
     
  By:  /s/ Jonathan H. Cohen
    Name:  Jonathan H. Cohen
    Title: Chief Executive Officer