X0306 4 2016-06-01 0 0001259429 TICC Capital Corp. TICC 0001009121 ROYCE CHARLES M 8 SOUND SHORE DRIVE SUITE 255 GREENWICH CT 06830 1 0 0 0 Common stock, $0.01 par value 2016-06-01 4 P 0 13660.0 5.648 A 305926.4 D Common stock, $0.01 par value 2016-06-02 4 P 0 13660.0 5.608 A 319586.4 D Common stock, $0.01 par value 2016-06-03 4 P 0 60000 5.640 A 379586.4 D Common stock, $0.01 par value 432821 I Held by Royce Family Investments, LLC Common stock, $0.01 par value 62001 I Held by Royce Family Fund, Inc. The shares were purchased into a joint tenants in common account in which Mr. Royce has a 20% pecuniary interest. The number of shares reported on this Form 4 represents only Mr. Royce's 20% pecuniary interest in such account. Jonathan H. Cohen, CEO and a director of the issuer, and Saul B. Rosenthal, President and COO of the issuer, each have a 40% pecuniary interest in such account. The price reported is the average weighted price. The shares were purchased in multiple transactions. The reporting person undertakes to provide to the SEC, the issuer and any security holder of the issuer, upon request, full information regarding the number of shares and the prices at which the shares were purchased. Mr. Royce disclaims beneficial ownership of the 62,001 shares held by Royce Family Fund, Inc., except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Royce is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or any other purpose. /S/ Gerald Cummins, attorney-in-fact 2016-06-03