X0306 4 2016-05-12 0 0001259429 TICC Capital Corp. TICC 0001064150 NOVAK STEVEN P 8 SOUND SHORE DRIVE SUITE 255 GREENWICH CT 06830 1 0 0 0 Common stock, $0.01 par value 2016-05-12 4 P 0 1000 5.289 A 15474.1706 I Held by spouse Common stock, $0.01 par value 2016-05-12 4 P 0 1000 5.269 A 16474.1706 I Held by spouse Common stock, $0.01 par value 2016-05-13 4 P 0 500 5.325 A 16974.1706 I Held by spouse Common stock, $0.01 par value 2016-05-13 4 P 0 500 5.320 A 17474.1706 I Held by spouse The price reported is the weighted average price. The shares were purchased in multiple transactions. The reporting person undertakes to provide to the SEC, the issuer and any security holder of the issuer, upon request, full information regarding the number of shares and the prices at which the shares were purchased. Includes 4,474.1706 shares acquired under the TICC Capital Corp. dividend reinvestment plan since the filing of Mr. Novak's previous beneficial ownership report on Form 4 on November 13, 2008. /S/ Steven P. Novak 2016-05-16