0001104659-22-107706.txt : 20221011
0001104659-22-107706.hdr.sgml : 20221011
20221011160335
ACCESSION NUMBER: 0001104659-22-107706
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20221007
FILED AS OF DATE: 20221011
DATE AS OF CHANGE: 20221011
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ARES MANAGEMENT LLC
CENTRAL INDEX KEY: 0001259313
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37796
FILM NUMBER: 221304083
BUSINESS ADDRESS:
STREET 1: 2000 AVENUE OF THE STARS
STREET 2: 12TH FLOOR
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
BUSINESS PHONE: 310-201-4100
MAIL ADDRESS:
STREET 1: 2000 AVENUE OF THE STARS
STREET 2: 12TH FLOOR
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ares Special Situations Fund IV, L.P.
CENTRAL INDEX KEY: 0001611813
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37796
FILM NUMBER: 221304082
BUSINESS ADDRESS:
STREET 1: C/O ASSF MANAGEMETN IV, L.P.
STREET 2: 2000 AVENUE OF THE STARS, 12TH FLOOR
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
BUSINESS PHONE: 310-921-7265
MAIL ADDRESS:
STREET 1: C/O ASSF MANAGEMETN IV, L.P.
STREET 2: 2000 AVENUE OF THE STARS, 12TH FLOOR
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ASOF Holdings I, L.P.
CENTRAL INDEX KEY: 0001793549
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37796
FILM NUMBER: 221304080
BUSINESS ADDRESS:
STREET 1: 2000 AVENUE OF THE STARS, 12TH FLOOR
STREET 2: C/O ARES MANAGEMENT LLC
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
BUSINESS PHONE: 3102014100
MAIL ADDRESS:
STREET 1: 2000 AVENUE OF THE STARS, 12TH FLOOR
STREET 2: C/O ARES MANAGEMENT LLC
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ASSF Operating Manager IV, L.P.
CENTRAL INDEX KEY: 0001683967
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37796
FILM NUMBER: 221304081
BUSINESS ADDRESS:
STREET 1: 2000 AVENUE OF THE STARS, 12TH FLOOR
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
BUSINESS PHONE: 3102014100
MAIL ADDRESS:
STREET 1: 2000 AVENUE OF THE STARS, 12TH FLOOR
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ASOF Investment Management LLC
CENTRAL INDEX KEY: 0001793548
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37796
FILM NUMBER: 221304079
BUSINESS ADDRESS:
STREET 1: 2000 AVENUE OF THE STARS, 12TH FLOOR
STREET 2: C/O ARES MANAGEMENT
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
BUSINESS PHONE: 3102014100
MAIL ADDRESS:
STREET 1: 2000 AVENUE OF THE STARS, 12TH FLOOR
STREET 2: C/O ARES MANAGEMENT
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Infrastructure & Energy Alternatives, Inc.
CENTRAL INDEX KEY: 0001652362
STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770]
IRS NUMBER: 474787177
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 6325 DIGITAL WAY
STREET 2: SUITE 460
CITY: INDIANAPOLIS
STATE: IN
ZIP: 46278
BUSINESS PHONE: (765) 828-2580
MAIL ADDRESS:
STREET 1: 6325 DIGITAL WAY
STREET 2: SUITE 460
CITY: INDIANAPOLIS
STATE: IN
ZIP: 46278
FORMER COMPANY:
FORMER CONFORMED NAME: M III Acquisition Corp.
DATE OF NAME CHANGE: 20150902
4
1
tm2227685-5_4seq1.xml
OWNERSHIP DOCUMENT
X0306
4
2022-10-07
1
0001652362
Infrastructure & Energy Alternatives, Inc.
IEA
0001259313
ARES MANAGEMENT LLC
2000 AVENUE OF THE STARS
12TH FLOOR
LOS ANGELES
CA
90067
1
0
1
0
0001611813
Ares Special Situations Fund IV, L.P.
2000 AVENUE OF THE STARS
12TH FLOOR
LOS ANGELES
CA
90067
1
0
1
0
0001683967
ASSF Operating Manager IV, L.P.
2000 AVENUE OF THE STARS
12TH FLOOR
LOS ANGELES
CA
90067
1
0
1
0
0001793549
ASOF Holdings I, L.P.
2000 AVENUE OF THE STARS
12TH FLOOR
LOS ANGELES
CA
90067
1
0
1
0
0001793548
ASOF Investment Management LLC
2000 AVENUE OF THE STARS
12TH FLOOR
LOS ANGELES
CA
90067
1
0
1
0
Common Stock, $0.0001 par value per share
2022-10-07
4
D
0
67690
D
0
D
Common Stock, $0.0001 par value per share
2022-10-07
4
D
0
11554630
D
0
I
By ASOF Holdings I, L.P.
Common Stock, $0.0001 par value per share
2022-10-07
4
D
0
3686645
D
0
I
By Ares Special Situations Fund IV, L.P.
Warrants to purchase Common Stock
0.0001
2022-10-07
4
D
0
4327322
D
2021-09-23
Common stock, par value $0.0001 per share
0
0
I
By ASOF Holdings I, L.P.
Warrants to purchase Common Stock
0.0001
2022-10-07
4
D
0
296661
D
2019-08-30
Common stock, par value $0.0001 per share
0
0
I
By ASOF Holdings I, L.P.
Warrants to purchase Common Stock
0.0001
2022-10-07
4
D
0
339136
D
2019-08-30
Common stock, par value $0.0001 per share
0
0
I
By Ares Special Situations Fund IV, L.P.
Each share was disposed of subject to the terms of an Agreement and Plan of Merger (the "Merger Agreement"), dated as of July 24, 2022, by and among MasTec, Inc. ("MasTec"), Indigo Acquisition I Corp. and the Issuer, for a price, subject to the Merger Agreement, of $10.50 in cash consideration and 0.0483 shares of MasTec common stock having a market value of $65.53 per share on the effective date of the merger.
This statement is being filed jointly by (i) Ares Special Situations Fund IV, L.P. ("ASSF IV"), (ii) ASSF Operating Manager IV, L.P. ("ASSF Operating Manager IV"), (iii) ASOF Holdings I, L.P ("ASOF"), (iv) ASOF Investment Management LLC ("ASOF Investment Management"), (v) Ares Management LLC, (vi) Ares Management Holdings L.P. ("Ares Management Holdings"), (vii) Ares Holdco LLC ("Ares Holdco"), (viii) Ares Management Corporation ("Ares Management"), (ix) Ares Voting LLC ("Ares Voting"), (x) Ares Management GP LLC ("Ares Management GP") and (xi) Ares Partners Holdco LLC ("Ares Partners") (collectively, the "Reporting Persons"). This Form 4 is being filed in two parts due to the number of Reporting Persons.
Ares Partners is the sole member of each of Ares Voting and Ares Management GP, which are respectively the holders of the Class B and Class C common stock of Ares Management, which common stock allows them, collectively, to generally have the majority of the votes on any matter submitted to the stockholders of Ares Management if certain conditions are met. Ares Management is the sole member of Ares Holdco, which is the general partner of Ares Management Holdings, which is the sole member of Ares Management LLC, which is: (a) the general partner of ASSF Operating Manager IV, which is the manager of ASSF IV and (b) the sole member of ASOF Investment Management, which is the manager of ASOF.
Ares Partners is managed by a board of managers, which is composed of Michael J Arougheti, Ryan Berry, R. Kipp deVeer, David B. Kaplan, Antony P. Ressler and Bennett Rosenthal (collectively, the "Board Members"). Mr. Ressler generally has veto authority over Board Members' decisions. Each of the Reporting Persons and the Board Members and the other directors, officers, partners, stockholders, members and managers of the Reporting Persons expressly disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein, and this Form 4 shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purposes.
Each warrant was disposed of subject to the terms Merger Agreement, for a price, subject to the Merger Agreement, of $10.50 in cash consideration and 0.0483 shares of MasTec common stock having a market value of $65.53 per share on the effective date of the merger.
Ares Management LLC and its affiliates designated Matthew Underwood and Scott Graves to be appointed to the board of directors of the Issuer. Mr. Underwood became a director effective March 10, 2020 and Mr. Graves became a director effective August 17, 2021. Accordingly, Ares Management LLC and its affiliates listed hereon may be deemed to be a director by deputization for purposes of Section 16 of the Exchange Act.
ARES MANAGEMENT LLC /s/ Josh Bloomstein By: Josh Bloomstein Its: Authorized Signatory
2022-10-11
ARES SPECIAL SITUATIONS FUND IV, L.P. By: ASSF OPERATING MANAGER IV, L.P. Its: Manager /s/ Chris Kerezsi By: Chris Kerezsi Its: Authorized Signatory
2022-10-11
ASSF OPERATING MANAGER IV, L.P. /s/ Chris Kerezsi By: Chris Kerezsi Its: Authorized Signatory
2022-10-11
ASOF HOLDINGS I, L.P. By: ASOF INVESTMENT MANAGEMENT LLC Its: Manager /s/ Chris Kerezsi By: Chris Kerezsi Its: Authorized Signatory
2022-10-11
ASOF INVESTMENT MANAGEMENT LLC /s/ Chris Kerezsi By: Chris Kerezsi Its: Authorized Signatory
2022-10-11