Chief Compliance Officer

0001104659-21-138060.txt : 20211112 0001104659-21-138060.hdr.sgml : 20211112 20211112161051 ACCESSION NUMBER: 0001104659-21-138060 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210930 FILED AS OF DATE: 20211112 DATE AS OF CHANGE: 20211112 EFFECTIVENESS DATE: 20211112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ARES MANAGEMENT LLC CENTRAL INDEX KEY: 0001259313 IRS NUMBER: 010605583 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12990 FILM NUMBER: 211403551 BUSINESS ADDRESS: STREET 1: 2000 AVENUE OF THE STARS STREET 2: 12TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90067 BUSINESS PHONE: 310-201-4100 MAIL ADDRESS: STREET 1: 2000 AVENUE OF THE STARS STREET 2: 12TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90067 13F-HR 1 primary_doc.xml 13F-HR LIVE 0001259313 XXXXXXXX 09-30-2021 09-30-2021 false ARES MANAGEMENT LLC

2000 Avenue of the Stars 12th Floor Los Angeles CA 90067

13F HOLDINGS REPORT 028-12990 Y In accordance with Special Instruction 9 to Form 13F, fair market value represents the value at the close of trading on the last trading day of the calendar year or quarter, as applicable. *The Reporting Manager does not have formal investment discretion with respect to the securities in the indicated rows, but may be deemed to be part of a group exercising such investment discretion. Such group, if any, would include each manager identified in the column captioned "Other Managers" relating to a given issuer. The filing of this report shall not be deemed an admission, for purposes of Section 13(f), 13(d), 13(g), or 16(a) under the Securities Exchange Act of 1934, as amended, and the rules thereunder, or for any other purpose, that the Reporting Manager or any Other Included Manager exercises investment discretion or is a member of such a group with respect to such securities. Reference is made to reports filed under Sections 13(d), 13(g), and 16(a) for additional information with respect to such beneficial ownership and/or pecuniary interest of the Reporting Manager, any Other Included Manager and related entities. The filing of this report shall not be deemed an admission, for purposes of Section 13(f), 13(d), 13(g), or 16(a) under the Securities Exchange Act of 1934, as amended, and the rules thereunder, or for any other purpose, that the Reporting Manager or any other person (including Other Included Managers named herein) is the beneficial owner of any securities. Miriam G. Krieger Chief Compliance Officer 202-721-6180 /s/ Miriam G. Krieger Arlington VA 11-12-2021 6 47 3012371 false 1 0001620272 028-17046 ACOF Operating Manager IV, LLC 2 0001684171 028-18057 ACOF Investment Management LLC 3 0001683967 028-18943 ASSF Operating Manager IV, L.P. 4 0001462675 028-13594 Ares Enhanced Loan Investment Strategy Advisor IV, L.P. 5 0001684755 028-17562 Ares Capital Management III LLC 6 0001793548 028-21339 ASOF Investment Management LLC INFORMATION TABLE 2 a21-32503_1informationtable.xml INFORMATION TABLE Allegiant Travel Co. COM 01748X102 874 4473 SH DFND 5 4473 0 0 Antero Resources Corp COM 03674X106 1851 98400 SH Call DFND 5 98400 0 0 Antero Resources Corp COM 03674X106 1787 95000 SH DFND 95000 0 0 Ares Cap Corp COM 04010L103 31049 1527267 SH DFND 4,5 1527267 0 0 ARKO Corp COM 041242108 21311 2110000 SH DFND 2110000 0 0 ARKO Corp *W EXP 12/22/202 041242116 2398 1100000 SH DFND 1100000 0 0 AZEK Co Inc/The CL A 05478C105 697580 19096090 SH DFND 1* 19096090 0 0 Bain Capital Specialty Finance Inc COM STK 05684B107 1828 123204 SH DFND 5 123204 0 0 Barings BDC Inc COM 06759L103 46424 4212703 SH DFND 4,5 4212703 0 0 Berry Global Group Inc COM 08579W103 975 16011 SH DFND 5 16011 0 0 BlackRock Capital Investment COM 092533108 17667 4588844 SH DFND 4,5 4588844 0 0 BlackRock Debt Strat Fd Inc COM NEW 09255R202 124 10745 SH DFND 5 10745 0 0 BlackRock TCP Capital Corp COM 09259E108 3121 230008 SH DFND 4 230008 0 0 California Resources Corporation COMMON STOCK 13057Q305 462846 11288922 SH DFND 2* 11288922 0 0 Capital Southwest Corp COM 140501107 1589 63104 SH DFND 5 63104 0 0 Clear Channel Outdoor Hldgs COM 18453H106 126760 46774772 SH DFND 3*,6* 46774772 0 0 Coherus Biosciences Inc COM 19249H103 224 13928 SH DFND 5 13928 0 0 Delta Air Lines, Inc. COM NEW 247361702 927 21750 SH DFND 5 21750 0 0 Extraction Oil & Gas Inc COM 30227M303 12843 227516 SH DFND 4,5 227516 0 0 Fidus Investment Corp COM 316500107 9041 518411 SH DFND 4,5 518411 0 0 FirstEnergy Corp COM 337932107 712 20000 SH DFND 5 20000 0 0 Frontier Communications Parent Inc COM 35909D109 981167 35205132 SH DFND 3*,6* 35205132 0 0 FS KKR Capital Corp COM 302635206 29529 1339783 SH DFND 4,5 1339783 0 0 FTS International Inc COM NEW CL A 30283W302 21598 877958 SH DFND 4*,5* 877958 0 0 Golub Capital BDC Inc COM 38173M102 28838 1824028 SH DFND 4,5 1824028 0 0 Infrastructure and Energy Alternatives Inc COM 45686J104 135114 11821039 SH DFND 3*,6* 11821039 0 0 iShares iBoxx High Yield Corporate Bond ETF COM 464288513 16186 185000 SH Put DFND 5 185000 0 0 New Fortress Energy Inc COM 644393100 5134 185000 SH Put DFND 5 185000 0 0 New Mountain Finance Corp COM 647551100 8111 609420 SH DFND 4 609420 0 0 Oaktree Specialty Lending Corp COM 67401P108 35981 5096419 SH DFND 4,5 5096419 0 0 Option Care Health Inc. COM 68404L201 113825 4691896 SH DFND 3,6 4691896 0 0 Owl Rock Capital Corp COM 69121K104 33696 2386376 SH DFND 4,5 2386376 0 0 PennantPark Investment Corp COM 708062104 28654 4415025 SH DFND 4,5 4415025 0 0 Privia Health Group Inc. COM 74276R102 8083 343094 SH DFND 343094 0 0 Sanderson Farms Inc COM 800013104 1073 5700 SH DFND 5 5700 0 0 Saratoga Investment Corp COM NEW 80349A208 1307 45473 SH DFND 5 45473 0 0 Sixth Street Specialty Lending Inc COM 83012A109 6333 285149 SH DFND 4,5 285149 0 0 SLR Investment Corp COM 83413U100 28189 1473558 SH DFND 4,5 1473558 0 0 SLR Senior Investment Corp COM 83416M105 350 22630 SH DFND 5 22630 0 0 SPY (SPDR S&P 500 ETF Trust) COM 78462F103 50209 117000 SH Put DFND 5 117000 0 0 Stellus Capital Investment Corp COM 858568108 11093 849378 SH DFND 4,5 849378 0 0 Summit Midstream Partners LP COM UNIT LTD 866142409 9656 271628 SH DFND 271628 0 0 Trinity Cap Inc COM 896442308 9054 562692 SH DFND 4,5 562692 0 0 TriplePoint Venture Growth BDC Corp COM 89677Y100 607 38305 SH DFND 4 38305 0 0 Tutor Perini Corporation COM 901109108 389 30000 SH DFND 5 30000 0 0 ETF SER SOLUTIONS US GLB JETS 26922A842 1772 75000 SH DFND 5 75000 0 0 WhiteHorse Fin Inc COM 96524V106 4492 295153 SH DFND 4,5 295153 0 0