0001104659-21-108202.txt : 20210820 0001104659-21-108202.hdr.sgml : 20210820 20210820164550 ACCESSION NUMBER: 0001104659-21-108202 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200331 FILED AS OF DATE: 20210820 DATE AS OF CHANGE: 20210820 EFFECTIVENESS DATE: 20210820 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ARES MANAGEMENT LLC CENTRAL INDEX KEY: 0001259313 IRS NUMBER: 010605583 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-12990 FILM NUMBER: 211194371 BUSINESS ADDRESS: STREET 1: 2000 AVENUE OF THE STARS STREET 2: 12TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90067 BUSINESS PHONE: 310-201-4100 MAIL ADDRESS: STREET 1: 2000 AVENUE OF THE STARS STREET 2: 12TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90067 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE 0001259313 XXXXXXXX 3-31-2020 03-31-2020 true 1 RESTATEMENT false ARES MANAGEMENT LLC

2000 Avenue of the Stars 12th Floor Los Angeles CA 90067

13F HOLDINGS REPORT 028-12990 Y *The Reporting Manager does not have formal investment discretion with respect to the securities in the indicated rows, but may be deemed to be part of a group exercising such investment discretion. Such group, if any, would include each manager identified in the column captioned "Other Managers" relating to a given issuer. The filing of this report shall not be deemed an admission, for purposes of Section 13(f), 13(d), 13(g), or 16(a) under the Securities Exchange Act of 1934, as amended, and the rules thereunder, or for any other purpose, that the Reporting Manager or any Other Included Manager exercises investment discretion or is a member of such a group with respect to such securities. Reference is made to reports filed under Sections 13(d), 13(g), and 16(a) for additional information with respect to such beneficial ownership and/or pecuniary interest of the Reporting Manager, any Other Included Manager and related entities. The filing of this report shall not be deemed an admission, for purposes of Section 13(f), 13(d), 13(g), or 16(a) under the Securities Exchange Act of 1934, as amended, and the rules thereunder, or for any other purpose, that the Reporting Manager or any other person (including Other Included Managers named herein) is the beneficial owner of any securities. Miriam G. Krieger 202-721-6180 /s/ Miriam G. Krieger Arlingon VA 08-20-2021 1 49 690053 false 1 0001462608 028-14343 ACOF Operating Manager III LLC INFORMATION TABLE 2 a21-24921_10informationtable.xml INFORMATION TABLE Acadia Healthcare Company In COM 00404A109 1285 70000 SH DFND 70000 0 0 American Airls Group Inc COM 02376R102 944 91120 SH DFND 91120 0 0 Ares Cap Corp COM 04010L103 6646 616551 SH DFND 616551 0 0 Barings BDC Inc COM 06759L103 3470 463864 SH DFND 463864 0 0 Berry Global Group Inc COM 08579W103 464 13750 SH DFND 13750 0 0 BlackRock Capital Investment COM 092533108 1901 864057 SH DFND 864057 0 0 BlackRock Corpor Hi Yld Fd Inc COM 09255P107 242 27500 SH DFND 27500 0 0 BlackRock Debt Strat Fd Inc COM NEW 09255R202 106 12568 SH DFND 12568 0 0 California Res Corp COM NEW 13057Q206 900 899984 SH DFND 899984 0 0 Capital Southwest Corp COM 140501107 2809 245979 SH DFND 245979 0 0 Centric Brands Inc. COM 15644G104 3288 3125000 SH DFND 3125000 0 0 Cincinnati Bell Inc New COM NEW 171871502 69608 4754641 SH DFND 4754641 0 0 Clear Channel Outdoor Hldgs COM 18453H106 13215 20647773 SH DFND 20647773 0 0 Coherus Biosciences Inc COM 19249H103 226 13928 SH DFND 13928 0 0 Crescent Capital BDC Inc COM 225655109 309 32022 SH DFND 32022 0 0 Cumulus Media, Inc. COM CLASS A 231082801 387 71358 SH DFND 71358 0 0 Dynatrace, Inc. COM 268150109 16450 690003 SH DFND 690003 0 0 Ellington Financial Inc COM 28852N109 128 22363 SH DFND 22363 0 0 Ellington Residential Mtg RE COM SHS BEN INT 288578107 264 49783 SH DFND 49783 0 0 Energy Transfer Equity LP COM UT LTD PTN 29273V100 146 31777 SH DFND 31777 0 0 Enterprise Prods Partners LP COM 293792107 289 20187 SH DFND 20187 0 0 First Trust Senior Floating Rate Income Fund II COM 33733U108 182 19101 SH DFND 19101 0 0 Floor & Decor Hldgs Inc CL A 339750101 394977 12308406 SH DFND 1* 12308406 0 0 FS KKR Capital Corp COM 302635107 3945 1314924 SH DFND 1314924 0 0 FTS International Inc COM 30283W104 11 50750 SH DFND 50750 0 0 Golub Capital BDC Inc COM 38173M102 4723 375996 SH DFND 375996 0 0 Granite Point Mortgage Trust Inc COM 38741L107 322 63500 SH DFND 63500 0 0 iHeartMedia Inc. COM CL A 45174J509 1356 185537 SH DFND 185537 0 0 Inspired Entmt Inc COM 45782N108 214 63346 SH DFND 63346 0 0 Kinder Morgan Inc/DE COM 49456B101 177 12720 SH DFND 12720 0 0 KKR Real Estate Fin Tr Inc COM 48251K100 461 30706 SH DFND 30706 0 0 Main Street Capital Corp COM 56035L104 835 40707 SH DFND 40707 0 0 New Residential Invt Corp COM NEW 64828T201 468 93328 SH DFND 93328 0 0 Nexpoint Real Estate Finance Inc COM 65342V101 483 50000 SH DFND 50000 0 0 Noble Energy Inc COM 655044105 60140 9956919 SH DFND 9956919 0 0 Oaktree Specialty Lending Corp COM 67401P108 3065 945953 SH DFND 945953 0 0 Oaktree Strategic Income Corp COM 67402D104 476 85900 SH DFND 85900 0 0 Option Care Health Inc. COM 68404L201 34962 3691896 SH DFND 3691896 0 0 Ready Cap Corp COM 75574U101 337 46657 SH DFND 46657 0 0 Redwood Trust Inc. COM 758075402 91 18076 SH DFND 18076 0 0 Solar Cap Ltd COM 83413U100 4818 413959 SH DFND 413959 0 0 SPDR S&P 500 ETF Trust PUT 78462F953 22940 89000 SH Put DFND 89000 0 0 TPG RE Fin Tr Inc COM 87266M107 305 55508 SH DFND 55508 0 0 TriplePoint Venture Growth BDC Corp COM 89677Y100 2662 463685 SH DFND 463685 0 0 Tutor Perini Corp NOTE 2.875% 6/1 901109AD0 5062 5498000 SH DFND 5498000 0 0 Two Hbrs Invt Corp COM NEW 90187B408 167 43705 SH DFND 43705 0 0 United States Oil Fund LP PUT 91232N958 18524 550000 SH Put DFND 550000 0 0 WhiteHorse Fin Inc COM 96524V106 3972 561001 SH DFND 561001 0 0 Williams Cos Inc Del COM 969457100 1301 91975 SH DFND 91975 0 0