Chief Compliance Officer

0001104659-21-108195.txt : 20210820 0001104659-21-108195.hdr.sgml : 20210820 20210820164019 ACCESSION NUMBER: 0001104659-21-108195 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20201231 FILED AS OF DATE: 20210820 DATE AS OF CHANGE: 20210820 EFFECTIVENESS DATE: 20210820 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ARES MANAGEMENT LLC CENTRAL INDEX KEY: 0001259313 IRS NUMBER: 010605583 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-12990 FILM NUMBER: 211194333 BUSINESS ADDRESS: STREET 1: 2000 AVENUE OF THE STARS STREET 2: 12TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90067 BUSINESS PHONE: 310-201-4100 MAIL ADDRESS: STREET 1: 2000 AVENUE OF THE STARS STREET 2: 12TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90067 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE 0001259313 XXXXXXXX 12-31-2020 12-31-2020 true 2 RESTATEMENT false ARES MANAGEMENT LLC

2000 Avenue of the Stars 12th Floor Los Angeles CA 90067

13F HOLDINGS REPORT 028-12990 Y *The Reporting Manager does not have formal investment discretion with respect to the securities in the indicated rows, but may be deemed to be part of a group exercising such investment discretion. Such group, if any, would include each manager identified in the column captioned "Other Managers" relating to a given issuer. The filing of this report shall not be deemed an admission, for purposes of Section 13(f), 13(d), 13(g), or 16(a) under the Securities Exchange Act of 1934, as amended, and the rules thereunder, or for any other purpose, that the Reporting Manager or any Other Included Manager exercises investment discretion or is a member of such a group with respect to such securities. Reference is made to reports filed under Sections 13(d), 13(g), and 16(a) for additional information with respect to such beneficial ownership and/or pecuniary interest of the Reporting Manager, any Other Included Manager and related entities. The filing of this report shall not be deemed an admission, for purposes of Section 13(f), 13(d), 13(g), or 16(a) under the Securities Exchange Act of 1934, as amended, and the rules thereunder, or for any other purpose, that the Reporting Manager or any other person (including Other Included Managers named herein) is the beneficial owner of any securities. Miriam G. Krieger Chief Compliance Officer 202-721-6180 /s/ Miriam G. Krieger Arlington VA 08-20-2021 3 34 2269601 false 1 0001620272 028-17046 ACOF Operating Manager IV, LLC 2 0001684171 028-18057 ACOF Investment Management LLC 3 0001683967 028-18943 ASSF Operating Manager IV, L.P. INFORMATION TABLE 2 a21-24921_13informationtable.xml INFORMATION TABLE Acadia Healthcare Company In COM 00404A109 3518 70000 SH DFND 2* 70000 0 0 Ares Cap Corp COM 04010L103 15859 938954 SH DFND 938954 0 0 Arko Corp COM 041242108 18990 2110000 SH DFND 2110000 0 0 Arko Corp *W EXP 12/22/202 041242116 1496 1100000 SH DFND 1100000 0 0 AZEK Co Inc/The CL A 05478C105 1508051 39221090 SH DFND 1 39221090 0 0 Barings BDC Inc COM 06759L103 19933 2166582 SH DFND 2166582 0 0 Berry Global Group Inc COM 08579W103 730 13000 SH DFND 13000 0 0 BlackRock Capital Investment COM 092533108 6440 2393884 SH DFND 2393884 0 0 BlackRock Debt Strat Fd Inc COM NEW 09255R202 112 10745 SH DFND 10745 0 0 California Resources Corporation COMMON STOCK 13057Q305 408693 17324848 SH DFND 2*,3* 17324848 0 0 Capital Southwest Corp COM 140501107 4574 257710 SH DFND 257710 0 0 Clear Channel Outdoor Hldgs COM 18453H106 59202 35879772 SH DFND 3* 35879772 0 0 Coherus Biosciences Inc COM 19249H103 242 13928 SH DFND 13928 0 0 Credit Suisse Asset Management Income Fund Inc COM 224916106 158 50000 SH DFND 50000 0 0 Fidus Investment Corp COM 316500107 4794 365990 SH DFND 365990 0 0 FirstEnergy Corp COM 337932107 796 26000 SH DFND 26000 0 0 FS KKR Capital Corp II COM 35952V303 10723 653846 SH DFND 653846 0 0 FTS International Inc COM NEW CL A 30283W302 20026 1043045 SH DFND 1043045 0 0 Golub Capital BDC Inc COM 38173M102 11489 812523 SH DFND 812523 0 0 Invesco CurrencyShares Japanese Yen Trust PUT 46138W957 9146 100000 SH Put DFND 100000 0 0 Oaktree Specialty Lending Corp COM 67401P108 10950 1965888 SH DFND 1965888 0 0 Oaktree Strategic Income Corp COM 67402D104 3830 494193 SH DFND 494193 0 0 Option Care Health Inc. COM 68404L201 73381 4691896 SH DFND 3* 4691896 0 0 Owl Rock Capital Corp COM 69121K104 11465 905595 SH DFND 905595 0 0 PennantPark Investment Corp COM 708062104 3436 745292 SH DFND 745292 0 0 Saratoga Investment Corp COM NEW 80349A208 1920 92071 SH DFND 92071 0 0 Sixth Street Specialty Lending Inc COM 83012A109 2026 97634 SH DFND 97634 0 0 Solar Cap Ltd COM 83413U100 13644 779213 SH DFND 779213 0 0 Solar Senior Capital Ltd COM 83416M105 839 58046 SH DFND 58046 0 0 SPDR S&P 500 ETF Trust PUT 78462F953 16189 43300 SH DFND 43300 0 0 Stellus Capital Investment Corp COM 858568108 5772 530470 SH DFND 530470 0 0 Summit Midstream Partners LP COM UNIT LTD 866142409 3899 312143 SH DFND 312143 0 0 TriplePoint Venture Growth BDC Corp COM 89677Y100 3400 260717 SH DFND 260717 0 0 Tronox Holdings PLC SHS G9087Q102 954 65233 SH DFND 65233 0 0 Tutor Perini Corp COM 901109108 907 70000 SH DFND 70000 0 0 WhiteHorse Fin Inc COM 96524V106 12017 882976 SH DFND 882976 0 0