Chief Compliance Officer

0001104659-21-105170.txt : 20210813 0001104659-21-105170.hdr.sgml : 20210813 20210813164730 ACCESSION NUMBER: 0001104659-21-105170 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210630 FILED AS OF DATE: 20210813 DATE AS OF CHANGE: 20210813 EFFECTIVENESS DATE: 20210813 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ARES MANAGEMENT LLC CENTRAL INDEX KEY: 0001259313 IRS NUMBER: 010605583 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12990 FILM NUMBER: 211172997 BUSINESS ADDRESS: STREET 1: 2000 AVENUE OF THE STARS STREET 2: 12TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90067 BUSINESS PHONE: 310-201-4100 MAIL ADDRESS: STREET 1: 2000 AVENUE OF THE STARS STREET 2: 12TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90067 13F-HR 1 primary_doc.xml 13F-HR LIVE 0001259313 XXXXXXXX 06-30-2021 06-30-2021 false ARES MANAGEMENT LLC

2000 Avenue of the Stars 12th Floor Los Angeles CA 90067

13F HOLDINGS REPORT 028-12990 Y In accordance with Special Instruction 9 to Form 13F, fair market value represents the value at the close of trading on the last trading day of the calendar year or quarter, as applicable. *The Reporting Manager does not have formal investment discretion with respect to the securities in the indicated rows, but may be deemed to be part of a group exercising such investment discretion. Such group, if any, would include each manager identified in the column captioned "Other Managers" relating to a given issuer. The filing of this report shall not be deemed an admission, for purposes of Section 13(f), 13(d), 13(g), or 16(a) under the Securities Exchange Act of 1934, as amended, and the rules thereunder, or for any other purpose, that the Reporting Manager or any Other Included Manager exercises investment discretion or is a member of such a group with respect to such securities. Reference is made to reports filed under Sections 13(d), 13(g), and 16(a) for additional information with respect to such beneficial ownership and/or pecuniary interest of the Reporting Manager, any Other Included Manager and related entities. The filing of this report shall not be deemed an admission, for purposes of Section 13(f), 13(d), 13(g), or 16(a) under the Securities Exchange Act of 1934, as amended, and the rules thereunder, or for any other purpose, that the Reporting Manager or any other person (including Other Included Managers named herein) is the beneficial owner of any securities. Miriam G. Krieger Chief Compliance Officer 202-721-6180 /s/ Miriam G. Krieger Arlington VA 08-13-2021 6 47 2825921 false 1 0001620272 028-17046 ACOF Operating Manager IV, LLC 2 0001684171 028-18057 ACOF Investment Management LLC 3 0001683967 028-18943 ASSF Operating Manager IV, L.P. 4 0001462675 028-13594 Ares Enhanced Loan Investment Strategy Advisor IV, L.P. 5 0001684755 028-17562 Ares Capital Management III LLC 6 0001793548 ASOF Investment Management LLC INFORMATION TABLE 2 a21-24921_3informationtable.xml INFORMATION TABLE Ares Cap Corp COM 04010L103 28410 1450249 SH DFND 4,5 1450249 0 0 ARKO Corp COM 041242108 19391 2110000 SH DFND 2110000 0 0 ARKO Corp *W EXP 12/22/202 041242116 2189 1100000 SH DFND 1100000 0 0 AZEK Co Inc/The CL A 05478C105 810820 19096090 SH DFND 1* 19096090 0 0 Bain Capital Specialty Finance Inc COM STK 05684B107 1858 121426 SH DFND 5 121426 0 0 Barings BDC Inc COM 06759L103 39989 3786791 SH DFND 4,5 3786791 0 0 Berry Global Group Inc COM 08579W103 1044 16011 SH DFND 5 16011 0 0 BlackRock Capital Investment COM 092533108 16624 4230138 SH DFND 4,5 4230138 0 0 BlackRock Debt Strat Fd Inc COM NEW 09255R202 123 10745 SH DFND 5 10745 0 0 California Resources Corporation COMMON STOCK 13057Q305 427015 14167725 SH DFND 2* 14167725 0 0 Capital Southwest Corp COM 140501107 1466 63104 SH DFND 5 63104 0 0 ChargePoint Holdings Inc. COM CL A 15961R105 1850 53266 SH DFND 53266 0 0 Clear Channel Outdoor Hldgs COM 18453H106 117149 44374772 SH DFND 3*,6* 44374772 0 0 Coherus Biosciences Inc COM 19249H103 193 13928 SH DFND 5 13928 0 0 Extraction Oil & Gas Inc COM 30227M303 15788 287516 SH DFND 4,5 287516 0 0 Fidus Investment Corp COM 316500107 8813 518411 SH DFND 4,5 518411 0 0 FirstEnergy Corp COM 337932107 744 20000 SH DFND 5 20000 0 0 Frontier Communications Parent Inc COM 35909D109 929415 35205132 SH DFND 3*,6* 35205132 0 0 FS KKR Capital Corp COM 302635206 26629 1237983 SH DFND 4,5 1237983 0 0 FTS International Inc COM NEW CL A 30283W302 24016 848912 SH DFND 4*,5* 848912 0 0 Golub Capital BDC Inc COM 38173M102 25431 1649222 SH DFND 4,5 1649222 0 0 Invesco CurrencyShares Japan JAPANESE YEN 46138W107 8473 100000 SH Put DFND 5 100000 0 0 Invesco Exch Traded Fd Tr II SR LN ETF 46138G508 4042 182500 SH Put DFND 5 182500 0 0 iShares 7-10 Year Treasury Bond ETF BARCLAYS 7 10 YR 464287440 21943 190000 SH Put DFND 5 190000 0 0 iShares TR INTL SEL DIV ETF 464288448 2819 86996 SH DFND 86996 0 0 iShares TR EAFE VALUE ETF 464288877 2263 43712 SH DFND 43712 0 0 New Mountain Finance Corp COM 647551100 4601 349336 SH DFND 4 349336 0 0 Oaktree Specialty Lending Corp COM 67401P108 30419 4546922 SH DFND 4,5 4546922 0 0 Option Care Health Inc. COM 68404L201 102612 4691896 SH DFND 3,6 4691896 0 0 Owl Rock Capital Corp COM 69121K104 29668 2079081 SH DFND 4,5 2079081 0 0 PennantPark Investment Corp COM 708062104 24280 3634740 SH DFND 4,5 3634740 0 0 Privia Health Group Inc. COM 74276R102 15223 343094 SH DFND 343094 0 0 Saratoga Investment Corp COM NEW 80349A208 1222 45473 SH DFND 5 45473 0 0 Sixth Street Specialty Lending Inc COM 83012A109 5355 241347 SH DFND 4,5 241347 0 0 SLR Investment Corp COM 83413U100 26800 1437775 SH DFND 4,5 1437775 0 0 SLR Senior Investment Corp COM 83416M105 344 22630 SH DFND 5 22630 0 0 Stellus Capital Investment Corp COM 858568108 10543 837376 SH DFND 4,5 837376 0 0 Summit Midstream Partners LP COM UNIT LTD 866142409 9002 296309 SH DFND 296309 0 0 Trinity Cap Inc COM 896442308 7647 528136 SH DFND 4,5 528136 0 0 Tutor Perini Corporation COM 901109108 416 30000 SH DFND 5 30000 0 0 VanEck Vectors ETF TR JP MORGAN MKTS 92189H300 1079 34378 SH DFND 34378 0 0 Vanguard Whitehall Fds EMERG MKT BD ETF 921946885 1662 20818 SH DFND 20818 0 0 Vanguard Intl Equity Index F GLB EX US ETF 922042676 1701 29148 SH DFND 29148 0 0 Vanguard Whitehall Fds HIGH DIV YLD 921946406 5140 49058 SH DFND 49058 0 0 Vanguard Index Fds REAL ESTATE ETF 922908553 1740 17090 SH DFND 17090 0 0 Vine Energy Inc CL A 92735P103 1403 90000 SH DFND 5 90000 0 0 WhiteHorse Fin Inc COM 96524V106 6567 440764 SH DFND 4,5 440764 0 0