The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
Acadia Healthcare Company In | COM | 00404A109 | 33,432 | 1,300,369 | SH | DFND | 1,300,369 | 0 | 0 | ||
Alcentra Cap Corp | COM | 01374T102 | 695 | 107,476 | SH | DFND | 3 | 107,476 | 0 | 0 | |
American Airls Group Inc | COM | 02376R102 | 9,630 | 352,821 | SH | DFND | 352,821 | 0 | 0 | ||
Apollo Invt Corp | COM NEW | 03761U502 | 21,472 | 1,731,636 | SH | DFND | 3 | 1,731,636 | 0 | 0 | |
Apollo Tactical Income Fd Inc | COM | 037638103 | 317 | 23,000 | SH | DFND | 23,000 | 0 | 0 | ||
Ares Cap Corp | COM | 04010L103 | 38,359 | 2,462,068 | SH | DFND | 3 | 2,462,068 | 0 | 0 | |
Ares Coml Real Estate Corp | COM | 04013V108 | 289 | 22,145 | SH | DFND | 22,145 | 0 | 0 | ||
Bain Cap Specialty Fin Inc | COM | 05684B107 | 3,636 | 216,844 | SH | DFND | 3 | 216,844 | 0 | 0 | |
Barings BDC Inc | COM | 06759L103 | 7,950 | 882,309 | SH | DFND | 3 | 882,309 | 0 | 0 | |
Barings Global Short Duration | COM | 06760L100 | 280 | 17,574 | SH | DFND | 17,574 | 0 | 0 | ||
BioScrip Inc. | COM | 09069N108 | 25,663 | 7,188,615 | SH | DFND | 7,188,615 | 0 | 0 | ||
BlackRock Capital Investment | COM | 092533108 | 10,687 | 2,020,290 | SH | DFND | 3 | 2,020,290 | 0 | 0 | |
BlackRock Corpor Hi Yld Fd Inc | COM | 09255P107 | 255 | 27,500 | SH | DFND | 27,500 | 0 | 0 | ||
BlackRock Debt Strat Fd Inc | COM NEW | 09255R202 | 140 | 14,298 | SH | DFND | 14,298 | 0 | 0 | ||
BlackRock TCP Cap Corp | COM | 09259E108 | 8,934 | 685,142 | SH | DFND | 3 | 685,142 | 0 | 0 | |
Blackstone GSO Strategic Cr | COM SHS BEN IN | 09257R101 | 269 | 20,000 | SH | DFND | 20,000 | 0 | 0 | ||
California Res Corp | COM NEW | 13057Q206 | 15,336 | 899,984 | SH | DFND | 899,984 | 0 | 0 | ||
Capitala Fin Corp | COM | 14054R106 | 2,038 | 284,227 | SH | DFND | 3 | 284,227 | 0 | 0 | |
Centric Brands Inc. | COM | 15644G104 | 25,000 | 3,125,000 | SH | DFND | 3,125,000 | 0 | 0 | ||
Cincinnati Bell Inc New | COM NEW | 171871502 | 36,991 | 4,754,641 | SH | DFND | 4,754,641 | 0 | 0 | ||
Clear Channel Outdoor Hldgs | CL A | 18451C109 | 10,917 | 2,103,554 | SH | DFND | 2,103,554 | 0 | 0 | ||
CM Fin Inc | COM | 12574Q103 | 848 | 135,717 | SH | DFND | 3 | 135,717 | 0 | 0 | |
Coherus Biosciences Inc | COM | 19249H103 | 103 | 11,428 | SH | DFND | 11,428 | 0 | 0 | ||
Compass Diversified Holdings | SH BEN INT | 20451Q104 | 171 | 13,750 | SH | DFND | 13,750 | 0 | 0 | ||
Credit Suisse Asset Mgmt Inc | COM | 224916106 | 205 | 73,960 | SH | DFND | 73,960 | 0 | 0 | ||
DISH Network Corp | CL A | 25470M109 | 2,526 | 101,150 | SH | DFND | 101,150 | 0 | 0 | ||
DoubleLine Income Solutions | COM | 258622109 | 1,129 | 65,167 | SH | DFND | 65,167 | 0 | 0 | ||
Eaton Vance Flting Rate Inc | COM | 278279104 | 317 | 25,000 | SH | DFND | 25,000 | 0 | 0 | ||
Energy Transfer LP | COM UT LTD PTN | 29273V100 | 334 | 25,285 | SH | DFND | 25,285 | 0 | 0 | ||
Enterprise Prods Partners LP | COM | 293792107 | 635 | 25,814 | SH | DFND | 25,814 | 0 | 0 | ||
EQM Midstream Partners LP | UNIT LTD PARTN | 26885B100 | 309 | 7,142 | SH | DFND | 7,142 | 0 | 0 | ||
Extraction Oil and Gas Inc | COM | 30227M105 | 167 | 39,000 | SH | DFND | 39,000 | 0 | 0 | ||
Fidus Invt Corp | COM | 316500107 | 3,482 | 297,829 | SH | DFND | 3 | 297,829 | 0 | 0 | |
Floor & Decor Hldgs Inc | CL A | 339750101 | 675,667 | 26,087,535 | SH | DFND | 1* | 26,087,535 | 0 | 0 | |
FS KKR Capital Corp | COM | 302635107 | 31,238 | 6,030,583 | SH | DFND | 3 | 6,030,583 | 0 | 0 | |
Gladstone Invt Corp | COM | 376546107 | 1,722 | 184,769 | SH | DFND | 3 | 184,769 | 0 | 0 | |
Goldman Sachs BDC Inc | SHS | 38147U107 | 2,724 | 148,199 | SH | DFND | 3 | 148,199 | 0 | 0 | |
Golub Cap BDC Inc | COM | 38173M102 | 10,704 | 649,109 | SH | DFND | 3 | 649,109 | 0 | 0 | |
Great Ajax Corp | COM | 38983D300 | 1,128 | 93,638 | SH | DFND | 3 | 93,638 | 0 | 0 | |
Halcon Res Corp | *W EXP 09/09/202 | 40537Q118 | 17 | 332,811 | SH | DFND | 332,811 | 0 | 0 | ||
Halcon Res Corp | COM PAR NEW | 40537Q605 | 35,625 | 20,955,865 | SH | DFND | 20,955,865 | 0 | 0 | ||
Hanger Inc | COM NEW | 41043F208 | 194 | 10,250 | SH | DFND | 10,250 | 0 | 0 | ||
Hercules Capital Inc | COM | 427096508 | 19,104 | 1,728,837 | SH | DFND | 3 | 1,728,837 | 0 | 0 | |
Hornbeck Offshore Svcs Inc N | COM | 440543106 | 422 | 293,000 | SH | DFND | 293,000 | 0 | 0 | ||
Kayne Andersn MLP Mids Invt | COM | 486606106 | 1,527 | 111,000 | SH | DFND | 111,000 | 0 | 0 | ||
KKR Income Opportunities Fd | COM | 48249T106 | 226 | 15,832 | SH | DFND | 15,832 | 0 | 0 | ||
Magellan Midstream Prtnrs LP | COM UNIT RP LP | 559080106 | 358 | 6,275 | SH | DFND | 6,275 | 0 | 0 | ||
Medley Cap Corp | COM | 58503F106 | 781 | 293,495 | SH | DFND | 3 | 293,495 | 0 | 0 | |
MPLX LP | COM UNIT REP LTD | 55336V100 | 321 | 10,596 | SH | DFND | 10,596 | 0 | 0 | ||
New Mtn Fin Corp | COM | 647551100 | 8,825 | 701,539 | SH | DFND | 3 | 701,539 | 0 | 0 | |
New Residential Invt Corp | COM | 64828T201 | 3,308 | 232,800 | SH | DFND | 3 | 232,800 | 0 | 0 | |
Noble Energy Inc | COM | 655044105 | 81,303 | 9,956,919 | SH | DFND | 9,956,919 | 0 | 0 | ||
OakTree Specialty Lending Co | COM | 67401P108 | 8,866 | 2,095,947 | SH | DFND | 3 | 2,095,947 | 0 | 0 | |
OakTree Strategic Income Corp | COM | 67402D104 | 7,147 | 922,194 | SH | DFND | 3 | 922,194 | 0 | 0 | |
OCH-ZIFF Cap Mgmt Group | CL A | 67551U105 | 14 | 15,100 | SH | DFND | 15,100 | 0 | 0 | ||
OFS Cap Corp | COM | 67103B100 | 1,059 | 99,916 | SH | DFND | 3 | 99,916 | 0 | 0 | |
PenantPark Floating Rate | COM | 70806A106 | 9,670 | 835,743 | SH | DFND | 3 | 835,743 | 0 | 0 | |
PenantPark Invt Corp | COM | 708062104 | 13,865 | 2,176,565 | SH | DFND | 3 | 2,176,565 | 0 | 0 | |
PG&E Corp | COM | 69331C108 | 9,500 | 400,000 | SH | DFND | 400,000 | 0 | 0 | ||
Plains All Amern Pipeline LP | UNIT LTD PARTN | 726503105 | 344 | 17,176 | SH | DFND | 17,176 | 0 | 0 | ||
Prospect Capital Corporation | COM | 74348T102 | 600 | 95,050 | SH | DFND | 3 | 95,050 | 0 | 0 | |
Smart & Final Stores Inc | COM | 83190B101 | 209,597 | 44,218,762 | SH | DFND | 1*,2* | 44,218,762 | 0 | 0 | |
Solar Cap Ltd | COM | 83413U100 | 8,429 | 439,215 | SH | DFND | 3 | 439,215 | 0 | 0 | |
Solar Sr Cap Ltd | COM | 83416M105 | 1,069 | 70,668 | SH | DFND | 3 | 70,668 | 0 | 0 | |
SPDR S&P 500 ETF Trust | CALL | 78462F903 | 3,449 | 13,800 | SH | Call | DFND | 13,800 | 0 | 0 | |
SPDR S&P 500 ETF Trust | PUT | 78462F953 | 5,498 | 22,000 | SH | Put | DFND | 22,000 | 0 | 0 | |
Starwood Ppty Tr Inc | COM | 85571B105 | 1,711 | 86,786 | SH | DFND | 3 | 86,786 | 0 | 0 | |
Targa Res Corp | COM | 87612G101 | 5,908 | 164,023 | SH | DFND | 164,023 | 0 | 0 | ||
TCG BDC Inc | COM | 872280102 | 9,838 | 793,420 | SH | DFND | 3 | 793,420 | 0 | 0 | |
THL Credit Inc | COM | 872438106 | 3,486 | 573,283 | SH | DFND | 3 | 573,283 | 0 | 0 | |
THL Cr Sr Ln Fd | COM | 87244R103 | 339 | 22,792 | SH | DFND | 22,792 | 0 | 0 | ||
TriplePoint Venture Growth | COM | 89677Y100 | 5,596 | 513,882 | SH | DFND | 3 | 513,882 | 0 | 0 | |
Two Hbrs Invt Corp | COM NEW | 90187B408 | 592 | 46,100 | SH | DFND | 46,100 | 0 | 0 | ||
Western Gas Partners LP | COM UNIT LP IN | 958254104 | 322 | 7,615 | SH | DFND | 7,615 | 0 | 0 | ||
WhiteHorse Fin Inc | COM | 96524V106 | 12,372 | 972,622 | SH | DFND | 3 | 972,622 | 0 | 0 | |
Williams Cos Inc Del | COM | 969457100 | 285 | 12,935 | SH | DFND | 12,935 | 0 | 0 |