0001104659-19-008724.txt : 20190214
0001104659-19-008724.hdr.sgml : 20190214
20190214161541
ACCESSION NUMBER: 0001104659-19-008724
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20181231
FILED AS OF DATE: 20190214
DATE AS OF CHANGE: 20190214
EFFECTIVENESS DATE: 20190214
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: ARES MANAGEMENT LLC
CENTRAL INDEX KEY: 0001259313
IRS NUMBER: 010605583
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12990
FILM NUMBER: 19606502
BUSINESS ADDRESS:
STREET 1: 2000 AVENUE OF THE STARS
STREET 2: 12TH FLOOR
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
BUSINESS PHONE: 310-201-4100
MAIL ADDRESS:
STREET 1: 2000 AVENUE OF THE STARS
STREET 2: 12TH FLOOR
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
13F-HR
1
primary_doc.xml
13F-HR
LIVE
0001259313
XXXXXXXX
12-31-2018
12-31-2018
false
ARES MANAGEMENT LLC
2000 Avenue of the Stars
12th Floor
Los Angeles
CA
90067
13F HOLDINGS REPORT
028-12990
Y
*The Reporting Manager does not have formal investment discretion with respect to the securities in the indicated rows, but may be deemed to be part of a group exercising such investment discretion. Such group, if any, would include each manager identified in the column captioned "Other Managers" relating to a given issuer. The filing of this report shall not be deemed an admission, for purposes of Section 13(f), 13(d), 13(g), or 16(a) under the Securities Exchange Act of 1934, as amended, and the rules thereunder, or for any other purpose, that the Reporting Manager or any Other Included Manager exercises investment discretion or is a member of such a group with respect to such securities. Reference is made to reports filed under Sections 13(d), 13(g), and 16(a) for additional information with respect to such beneficial ownership and/or pecuniary interest of the Reporting Manager, any Other Included Manager and related entities. The filing of this report shall not be deemed an admission, for purposes of Section 13(f), 13(d), 13(g), or 16(a) under the Securities Exchange Act of 1934, as amended, and the rules thereunder, or for any other purpose, that the Reporting Manager or any other person (including Other Included Managers named herein) is the beneficial owner of any securities.
Michael D. Weiner
General Counsel, Executive Vice President, and Secretary
310-201-4140
/s/ Michael D. Weiner
Los Angeles
CA
02-14-2019
3
76
1457266
false
1
0001462608
028-14343
ACOF Operating Manager III LLC
2
0001620272
028-17046
ACOF Operating Manager IV, LLC
3
0001681591
028-17507
Ares Cactus Operating Manager, L.P.
INFORMATION TABLE
2
a19-4636_1informationtable.xml
INFORMATION TABLE
Acadia Healthcare Company In
COM
00404A109
33432
1300369
SH
DFND
1300369
0
0
Alcentra Cap Corp
COM
01374T102
695
107476
SH
DFND
3
107476
0
0
American Airls Group Inc
COM
02376R102
9630
352821
SH
DFND
352821
0
0
Apollo Invt Corp
COM NEW
03761U502
21472
1731636
SH
DFND
3
1731636
0
0
Apollo Tactical Income Fd Inc
COM
037638103
317
23000
SH
DFND
23000
0
0
Ares Cap Corp
COM
04010L103
38359
2462068
SH
DFND
3
2462068
0
0
Ares Coml Real Estate Corp
COM
04013V108
289
22145
SH
DFND
22145
0
0
Bain Cap Specialty Fin Inc
COM
05684B107
3636
216844
SH
DFND
3
216844
0
0
Barings BDC Inc
COM
06759L103
7950
882309
SH
DFND
3
882309
0
0
Barings Global Short Duration
COM
06760L100
280
17574
SH
DFND
17574
0
0
BioScrip Inc.
COM
09069N108
25663
7188615
SH
DFND
7188615
0
0
BlackRock Capital Investment
COM
092533108
10687
2020290
SH
DFND
3
2020290
0
0
BlackRock Corpor Hi Yld Fd Inc
COM
09255P107
255
27500
SH
DFND
27500
0
0
BlackRock Debt Strat Fd Inc
COM NEW
09255R202
140
14298
SH
DFND
14298
0
0
BlackRock TCP Cap Corp
COM
09259E108
8934
685142
SH
DFND
3
685142
0
0
Blackstone GSO Strategic Cr
COM SHS BEN IN
09257R101
269
20000
SH
DFND
20000
0
0
California Res Corp
COM NEW
13057Q206
15336
899984
SH
DFND
899984
0
0
Capitala Fin Corp
COM
14054R106
2038
284227
SH
DFND
3
284227
0
0
Centric Brands Inc.
COM
15644G104
25000
3125000
SH
DFND
3125000
0
0
Cincinnati Bell Inc New
COM NEW
171871502
36991
4754641
SH
DFND
4754641
0
0
Clear Channel Outdoor Hldgs
CL A
18451C109
10917
2103554
SH
DFND
2103554
0
0
CM Fin Inc
COM
12574Q103
848
135717
SH
DFND
3
135717
0
0
Coherus Biosciences Inc
COM
19249H103
103
11428
SH
DFND
11428
0
0
Compass Diversified Holdings
SH BEN INT
20451Q104
171
13750
SH
DFND
13750
0
0
Credit Suisse Asset Mgmt Inc
COM
224916106
205
73960
SH
DFND
73960
0
0
DISH Network Corp
CL A
25470M109
2526
101150
SH
DFND
101150
0
0
DoubleLine Income Solutions
COM
258622109
1129
65167
SH
DFND
65167
0
0
Eaton Vance Flting Rate Inc
COM
278279104
317
25000
SH
DFND
25000
0
0
Energy Transfer LP
COM UT LTD PTN
29273V100
334
25285
SH
DFND
25285
0
0
Enterprise Prods Partners LP
COM
293792107
635
25814
SH
DFND
25814
0
0
EQM Midstream Partners LP
UNIT LTD PARTN
26885B100
309
7142
SH
DFND
7142
0
0
Extraction Oil and Gas Inc
COM
30227M105
167
39000
SH
DFND
39000
0
0
Fidus Invt Corp
COM
316500107
3482
297829
SH
DFND
3
297829
0
0
Floor & Decor Hldgs Inc
CL A
339750101
675667
26087535
SH
DFND
1*
26087535
0
0
FS KKR Capital Corp
COM
302635107
31238
6030583
SH
DFND
3
6030583
0
0
Gladstone Invt Corp
COM
376546107
1722
184769
SH
DFND
3
184769
0
0
Goldman Sachs BDC Inc
SHS
38147U107
2724
148199
SH
DFND
3
148199
0
0
Golub Cap BDC Inc
COM
38173M102
10704
649109
SH
DFND
3
649109
0
0
Great Ajax Corp
COM
38983D300
1128
93638
SH
DFND
3
93638
0
0
Halcon Res Corp
*W EXP 09/09/202
40537Q118
17
332811
SH
DFND
332811
0
0
Halcon Res Corp
COM PAR NEW
40537Q605
35625
20955865
SH
DFND
20955865
0
0
Hanger Inc
COM NEW
41043F208
194
10250
SH
DFND
10250
0
0
Hercules Capital Inc
COM
427096508
19104
1728837
SH
DFND
3
1728837
0
0
Hornbeck Offshore Svcs Inc N
COM
440543106
422
293000
SH
DFND
293000
0
0
Kayne Andersn MLP Mids Invt
COM
486606106
1527
111000
SH
DFND
111000
0
0
KKR Income Opportunities Fd
COM
48249T106
226
15832
SH
DFND
15832
0
0
Magellan Midstream Prtnrs LP
COM UNIT RP LP
559080106
358
6275
SH
DFND
6275
0
0
Medley Cap Corp
COM
58503F106
781
293495
SH
DFND
3
293495
0
0
MPLX LP
COM UNIT REP LTD
55336V100
321
10596
SH
DFND
10596
0
0
New Mtn Fin Corp
COM
647551100
8825
701539
SH
DFND
3
701539
0
0
New Residential Invt Corp
COM
64828T201
3308
232800
SH
DFND
3
232800
0
0
Noble Energy Inc
COM
655044105
81303
9956919
SH
DFND
9956919
0
0
OakTree Specialty Lending Co
COM
67401P108
8866
2095947
SH
DFND
3
2095947
0
0
OakTree Strategic Income Corp
COM
67402D104
7147
922194
SH
DFND
3
922194
0
0
OCH-ZIFF Cap Mgmt Group
CL A
67551U105
14
15100
SH
DFND
15100
0
0
OFS Cap Corp
COM
67103B100
1059
99916
SH
DFND
3
99916
0
0
PenantPark Floating Rate
COM
70806A106
9670
835743
SH
DFND
3
835743
0
0
PenantPark Invt Corp
COM
708062104
13865
2176565
SH
DFND
3
2176565
0
0
PG&E Corp
COM
69331C108
9500
400000
SH
DFND
400000
0
0
Plains All Amern Pipeline LP
UNIT LTD PARTN
726503105
344
17176
SH
DFND
17176
0
0
Prospect Capital Corporation
COM
74348T102
600
95050
SH
DFND
3
95050
0
0
Smart & Final Stores Inc
COM
83190B101
209597
44218762
SH
DFND
1*,2*
44218762
0
0
Solar Cap Ltd
COM
83413U100
8429
439215
SH
DFND
3
439215
0
0
Solar Sr Cap Ltd
COM
83416M105
1069
70668
SH
DFND
3
70668
0
0
SPDR S&P 500 ETF Trust
CALL
78462F903
3449
13800
SH
Call
DFND
13800
0
0
SPDR S&P 500 ETF Trust
PUT
78462F953
5498
22000
SH
Put
DFND
22000
0
0
Starwood Ppty Tr Inc
COM
85571B105
1711
86786
SH
DFND
3
86786
0
0
Targa Res Corp
COM
87612G101
5908
164023
SH
DFND
164023
0
0
TCG BDC Inc
COM
872280102
9838
793420
SH
DFND
3
793420
0
0
THL Credit Inc
COM
872438106
3486
573283
SH
DFND
3
573283
0
0
THL Cr Sr Ln Fd
COM
87244R103
339
22792
SH
DFND
22792
0
0
TriplePoint Venture Growth
COM
89677Y100
5596
513882
SH
DFND
3
513882
0
0
Two Hbrs Invt Corp
COM NEW
90187B408
592
46100
SH
DFND
46100
0
0
Western Gas Partners LP
COM UNIT LP IN
958254104
322
7615
SH
DFND
7615
0
0
WhiteHorse Fin Inc
COM
96524V106
12372
972622
SH
DFND
3
972622
0
0
Williams Cos Inc Del
COM
969457100
285
12935
SH
DFND
12935
0
0