0001104659-18-068437.txt : 20181114
0001104659-18-068437.hdr.sgml : 20181114
20181114160611
ACCESSION NUMBER: 0001104659-18-068437
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20180930
FILED AS OF DATE: 20181114
DATE AS OF CHANGE: 20181114
EFFECTIVENESS DATE: 20181114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: ARES MANAGEMENT LLC
CENTRAL INDEX KEY: 0001259313
IRS NUMBER: 010605583
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12990
FILM NUMBER: 181183647
BUSINESS ADDRESS:
STREET 1: 2000 AVENUE OF THE STARS
STREET 2: 12TH FLOOR
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
BUSINESS PHONE: 310-201-4100
MAIL ADDRESS:
STREET 1: 2000 AVENUE OF THE STARS
STREET 2: 12TH FLOOR
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
13F-HR
1
primary_doc.xml
13F-HR
LIVE
0001259313
XXXXXXXX
09-30-2018
09-30-2018
false
ARES MANAGEMENT LLC
2000 Avenue of the Stars
12th Floor
Los Angeles
CA
90067
13F HOLDINGS REPORT
028-12990
Y
*The Reporting Manager does not have formal investment discretion with respect to the securities in the indicated rows, but may be deemed to be part of a group exercising such investment discretion. Such group, if any, would include each manager identified in the column captioned "Other Managers" relating to a given issuer. The filing of this report shall not be deemed an admission, for purposes of Section 13(f), 13(d), 13(g), or 16(a) under the Securities Exchange Act of 1934, as amended, and the rules thereunder, or for any other purpose, that the Reporting Manager or any Other Included Manager exercises investment discretion or is a member of such a group with respect to such securities. Reference is made to reports filed under Sections 13(d), 13(g), and 16(a) for additional information with respect to such beneficial ownership and/or pecuniary interest of the Reporting Manager, any Other Included Manager and related entities. The filing of this report shall not be deemed an admission, for purposes of Section 13(f), 13(d), 13(g), or 16(a) under the Securities Exchange Act of 1934, as amended, and the rules thereunder, or for any other purpose, that the Reporting Manager or any other person (including Other Included Managers named herein) is the beneficial owner of any securities.
Michael D. Weiner
General Counsel, Executive Vice President, and Secretary
310-201-4140
/s/ Michael D. Weiner
Los Angeles
CA
11-14-2018
4
58
2021251
false
1
0001462608
028-14343
ACOF Operating Manager III LLC
2
0001620272
028-17046
ACOF Operating Manager IV, LLC
3
0001681591
028-17507
Ares Cactus Operating Manager, L.P.
4
0001683967
ASSF Operating Manager IV, L.P.
INFORMATION TABLE
2
a18-39697_1informationtable.xml
INFORMATION TABLE
Alcentra Cap Corp
COM
01374T102
2519
421230
SH
DFND
3
421230
0
0
American Airls Group Inc
COM
02376R102
12395
352821
SH
DFND
352821
0
0
Apollo Invt Corp
COM
03761U106
24367
4479247
SH
DFND
3
4479247
0
0
Apollo Tactical Income Fd Inc
COM
037638103
357
23000
SH
DFND
23000
0
0
Ares Cap Corp
COM
04010L103
40961
2382826
SH
DFND
3
2382826
0
0
Ares Coml Real Estate Corp
COM
04013V108
333
23844
SH
DFND
23844
0
0
Barings BDC Inc
COM
06759L103
13408
1339412
SH
DFND
3
1339412
0
0
BioScrip Inc.
COM
09069N108
22285
7188615
SH
DFND
4
7188615
0
0
BlackRock Capital Investment
COM
092533108
11707
1984200
SH
DFND
3
1984200
0
0
BlackRock Corp Hi Yld Fd Inc
COM
09255P107
289
27500
SH
DFND
27500
0
0
BlackRock Debt Strat Fd Inc
COM NEW
09255R202
159
14298
SH
DFND
14298
0
0
BlackRock TCP Capital Corp
COM
09259E108
12845
902700
SH
DFND
3
902700
0
0
California Res Corp
COM NEW
13057Q206
43676
899984
SH
DFND
899984
0
0
Capital Southwest Corp
COM
140501107
285
15000
SH
DFND
3
15000
0
0
Capitala Fin Corp
COM
14054R106
2516
288866
SH
DFND
3
288866
0
0
Cincinnati Bell Inc
COM NEW
171871502
42550
2667692
SH
DFND
4*
2667692
0
0
Clear Channel Outdoor Hldgs
CL A
18451C109
9784
1644354
SH
DFND
4
1644354
0
0
CM Fin Inc
COM
12574Q103
1168
135817
SH
DFND
3
135817
0
0
Corporate Cap Tr Inc
COM
219880101
26806
1756614
SH
DFND
3
1756614
0
0
Credit Suisse Asset Mgmt Inc
COM
224916106
393
123960
SH
DFND
123960
0
0
DoubleLine Income Solutions
COM
258622109
1010
50000
SH
DFND
50000
0
0
Eagle Pt Cr Co LLC
COM
269808101
179
10000
SH
DFND
10000
0
0
Extraction Oil & Gas Inc
COM
30227M105
440
39000
SH
DFND
39000
0
0
Fidus Invt Corp
COM
316500107
2251
154001
SH
DFND
3
154001
0
0
Floor & Decor Hldgs Inc
CL A
339750101
1020701
33831643
SH
DFND
1*
33831643
0
0
FS Invt Corp
COM
302635107
4790
679377
SH
DFND
3
679377
0
0
Garrison Cap Inc
COM
366554103
949
114631
SH
DFND
3
114631
0
0
Gastar Expl Inc
COM
36729W202
4338
56712088
SH
DFND
56712088
0
0
Goldman Sachs BDC Inc
COM
38147U107
1330
59970
SH
DFND
3
59970
0
0
Golub Cap BDC Inc
COM
38173M102
11951
637372
SH
DFND
3
637372
0
0
Great Ajax Corp
COM
38983D300
1179
86611
SH
DFND
3
86611
0
0
Halcon Res Corp
W EXP 09/09/202
40537Q118
33
332811
SH
DFND
4
332811
0
0
Halcon Res Corp
COM PAR NEW
40537Q605
93522
20922122
SH
DFND
4
20922122
0
0
Hercules Capital Inc
COM
427096508
20210
1535687
SH
DFND
3
1535687
0
0
KCAP Finl Inc
COM
48668E101
1054
318283
SH
DFND
3
318283
0
0
Medley Cap Corp
COM
58503F106
1520
397866
SH
DFND
3
397866
0
0
MFA Finl Inc
COM
55272X102
1470
200000
SH
DFND
3
200000
0
0
New Mtn Fin Corp
COM
647551100
11223
831319
SH
DFND
3
831319
0
0
New Residential Invt Corp
COM
64828T201
1402
78700
SH
DFND
3
78700
0
0
Noble Energy Inc.
COM
655044105
135173
9956919
SH
DFND
9956919
0
0
OakTree Specialty Lending Corp
COM
67401P108
9317
1878348
SH
DFND
3
1878348
0
0
OakTree Strategic Income Corp
COM
67402D104
7944
918419
SH
DFND
3
918419
0
0
OCH-ZIFF Cap Mgmt Group
CL A
67551U105
22
15100
SH
DFND
15100
0
0
OFS Cap Corp
COM
67103B100
1189
99916
SH
DFND
3
99916
0
0
PenantPark Floating Rate
COM
70806A106
7477
568631
SH
DFND
3
568631
0
0
PenantPark Invt Corp
COM
708062104
15451
2071223
SH
DFND
3
2071223
0
0
PG&E Corp
COM
69331C108
27684
600235
SH
DFND
4
600235
0
0
Smart & Final Stores Inc
COM
83190B101
252047
44218762
SH
DFND
1*,2*
44218762
0
0
Solar Cap Ltd
COM
83413U100
7672
358825
SH
DFND
3
358825
0
0
SPDR Series Trust
BLOOMBERG BRCLYS
78464A417
54670
1516500
SH
DFND
1516500
0
0
Stellus Cap Invt Corp
COM
858568108
1976
144860
SH
DFND
3
144860
0
0
Targa Res Corp
COM
87612G101
5905
104867
SH
DFND
104867
0
0
TCG BDC Inc
COM
872280102
11219
671823
SH
DFND
3
671823
0
0
THL Cr Inc.
COM
872438106
6252
774783
SH
DFND
3
774783
0
0
THL Cr Sr Ln Fd
COM
87244R103
379
22792
SH
DFND
22792
0
0
TPG Specialty Lending Inc
COM
87265K102
10138
497214
SH
DFND
3
497214
0
0
TriplePoint Venture Growth
COM
89677Y100
4861
357689
SH
DFND
3
357689
0
0
WhiteHorse Fin Inc
COM
96524V106
13519
972622
SH
DFND
3
972622
0
0