0001104659-18-068437.txt : 20181114 0001104659-18-068437.hdr.sgml : 20181114 20181114160611 ACCESSION NUMBER: 0001104659-18-068437 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180930 FILED AS OF DATE: 20181114 DATE AS OF CHANGE: 20181114 EFFECTIVENESS DATE: 20181114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ARES MANAGEMENT LLC CENTRAL INDEX KEY: 0001259313 IRS NUMBER: 010605583 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12990 FILM NUMBER: 181183647 BUSINESS ADDRESS: STREET 1: 2000 AVENUE OF THE STARS STREET 2: 12TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90067 BUSINESS PHONE: 310-201-4100 MAIL ADDRESS: STREET 1: 2000 AVENUE OF THE STARS STREET 2: 12TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90067 13F-HR 1 primary_doc.xml 13F-HR LIVE 0001259313 XXXXXXXX 09-30-2018 09-30-2018 false ARES MANAGEMENT LLC
2000 Avenue of the Stars 12th Floor Los Angeles CA 90067
13F HOLDINGS REPORT 028-12990 Y *The Reporting Manager does not have formal investment discretion with respect to the securities in the indicated rows, but may be deemed to be part of a group exercising such investment discretion. Such group, if any, would include each manager identified in the column captioned "Other Managers" relating to a given issuer. The filing of this report shall not be deemed an admission, for purposes of Section 13(f), 13(d), 13(g), or 16(a) under the Securities Exchange Act of 1934, as amended, and the rules thereunder, or for any other purpose, that the Reporting Manager or any Other Included Manager exercises investment discretion or is a member of such a group with respect to such securities. Reference is made to reports filed under Sections 13(d), 13(g), and 16(a) for additional information with respect to such beneficial ownership and/or pecuniary interest of the Reporting Manager, any Other Included Manager and related entities. The filing of this report shall not be deemed an admission, for purposes of Section 13(f), 13(d), 13(g), or 16(a) under the Securities Exchange Act of 1934, as amended, and the rules thereunder, or for any other purpose, that the Reporting Manager or any other person (including Other Included Managers named herein) is the beneficial owner of any securities.
Michael D. Weiner General Counsel, Executive Vice President, and Secretary 310-201-4140 /s/ Michael D. Weiner Los Angeles CA 11-14-2018 4 58 2021251 false 1 0001462608 028-14343 ACOF Operating Manager III LLC 2 0001620272 028-17046 ACOF Operating Manager IV, LLC 3 0001681591 028-17507 Ares Cactus Operating Manager, L.P. 4 0001683967 ASSF Operating Manager IV, L.P.
INFORMATION TABLE 2 a18-39697_1informationtable.xml INFORMATION TABLE Alcentra Cap Corp COM 01374T102 2519 421230 SH DFND 3 421230 0 0 American Airls Group Inc COM 02376R102 12395 352821 SH DFND 352821 0 0 Apollo Invt Corp COM 03761U106 24367 4479247 SH DFND 3 4479247 0 0 Apollo Tactical Income Fd Inc COM 037638103 357 23000 SH DFND 23000 0 0 Ares Cap Corp COM 04010L103 40961 2382826 SH DFND 3 2382826 0 0 Ares Coml Real Estate Corp COM 04013V108 333 23844 SH DFND 23844 0 0 Barings BDC Inc COM 06759L103 13408 1339412 SH DFND 3 1339412 0 0 BioScrip Inc. COM 09069N108 22285 7188615 SH DFND 4 7188615 0 0 BlackRock Capital Investment COM 092533108 11707 1984200 SH DFND 3 1984200 0 0 BlackRock Corp Hi Yld Fd Inc COM 09255P107 289 27500 SH DFND 27500 0 0 BlackRock Debt Strat Fd Inc COM NEW 09255R202 159 14298 SH DFND 14298 0 0 BlackRock TCP Capital Corp COM 09259E108 12845 902700 SH DFND 3 902700 0 0 California Res Corp COM NEW 13057Q206 43676 899984 SH DFND 899984 0 0 Capital Southwest Corp COM 140501107 285 15000 SH DFND 3 15000 0 0 Capitala Fin Corp COM 14054R106 2516 288866 SH DFND 3 288866 0 0 Cincinnati Bell Inc COM NEW 171871502 42550 2667692 SH DFND 4* 2667692 0 0 Clear Channel Outdoor Hldgs CL A 18451C109 9784 1644354 SH DFND 4 1644354 0 0 CM Fin Inc COM 12574Q103 1168 135817 SH DFND 3 135817 0 0 Corporate Cap Tr Inc COM 219880101 26806 1756614 SH DFND 3 1756614 0 0 Credit Suisse Asset Mgmt Inc COM 224916106 393 123960 SH DFND 123960 0 0 DoubleLine Income Solutions COM 258622109 1010 50000 SH DFND 50000 0 0 Eagle Pt Cr Co LLC COM 269808101 179 10000 SH DFND 10000 0 0 Extraction Oil & Gas Inc COM 30227M105 440 39000 SH DFND 39000 0 0 Fidus Invt Corp COM 316500107 2251 154001 SH DFND 3 154001 0 0 Floor & Decor Hldgs Inc CL A 339750101 1020701 33831643 SH DFND 1* 33831643 0 0 FS Invt Corp COM 302635107 4790 679377 SH DFND 3 679377 0 0 Garrison Cap Inc COM 366554103 949 114631 SH DFND 3 114631 0 0 Gastar Expl Inc COM 36729W202 4338 56712088 SH DFND 56712088 0 0 Goldman Sachs BDC Inc COM 38147U107 1330 59970 SH DFND 3 59970 0 0 Golub Cap BDC Inc COM 38173M102 11951 637372 SH DFND 3 637372 0 0 Great Ajax Corp COM 38983D300 1179 86611 SH DFND 3 86611 0 0 Halcon Res Corp W EXP 09/09/202 40537Q118 33 332811 SH DFND 4 332811 0 0 Halcon Res Corp COM PAR NEW 40537Q605 93522 20922122 SH DFND 4 20922122 0 0 Hercules Capital Inc COM 427096508 20210 1535687 SH DFND 3 1535687 0 0 KCAP Finl Inc COM 48668E101 1054 318283 SH DFND 3 318283 0 0 Medley Cap Corp COM 58503F106 1520 397866 SH DFND 3 397866 0 0 MFA Finl Inc COM 55272X102 1470 200000 SH DFND 3 200000 0 0 New Mtn Fin Corp COM 647551100 11223 831319 SH DFND 3 831319 0 0 New Residential Invt Corp COM 64828T201 1402 78700 SH DFND 3 78700 0 0 Noble Energy Inc. COM 655044105 135173 9956919 SH DFND 9956919 0 0 OakTree Specialty Lending Corp COM 67401P108 9317 1878348 SH DFND 3 1878348 0 0 OakTree Strategic Income Corp COM 67402D104 7944 918419 SH DFND 3 918419 0 0 OCH-ZIFF Cap Mgmt Group CL A 67551U105 22 15100 SH DFND 15100 0 0 OFS Cap Corp COM 67103B100 1189 99916 SH DFND 3 99916 0 0 PenantPark Floating Rate COM 70806A106 7477 568631 SH DFND 3 568631 0 0 PenantPark Invt Corp COM 708062104 15451 2071223 SH DFND 3 2071223 0 0 PG&E Corp COM 69331C108 27684 600235 SH DFND 4 600235 0 0 Smart & Final Stores Inc COM 83190B101 252047 44218762 SH DFND 1*,2* 44218762 0 0 Solar Cap Ltd COM 83413U100 7672 358825 SH DFND 3 358825 0 0 SPDR Series Trust BLOOMBERG BRCLYS 78464A417 54670 1516500 SH DFND 1516500 0 0 Stellus Cap Invt Corp COM 858568108 1976 144860 SH DFND 3 144860 0 0 Targa Res Corp COM 87612G101 5905 104867 SH DFND 104867 0 0 TCG BDC Inc COM 872280102 11219 671823 SH DFND 3 671823 0 0 THL Cr Inc. COM 872438106 6252 774783 SH DFND 3 774783 0 0 THL Cr Sr Ln Fd COM 87244R103 379 22792 SH DFND 22792 0 0 TPG Specialty Lending Inc COM 87265K102 10138 497214 SH DFND 3 497214 0 0 TriplePoint Venture Growth COM 89677Y100 4861 357689 SH DFND 3 357689 0 0 WhiteHorse Fin Inc COM 96524V106 13519 972622 SH DFND 3 972622 0 0