The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| Alere Inc | PERP PFD CONV SE | 01449J204 | 1,460 | 4,091 | SH | DFND | 4,091 | 0 | 0 | ||
| Ares Coml Real Estate Corp | Note 7.000%12/1 | 04013VAB4 | 1,177 | 1,150,000 | SH | SOLE | 1,150,000 | 0 | 0 | ||
| Press Ganey | COM | 74113L102 | 1,425 | 47,987 | SH | DFND | 5* | 47,987 | 0 | 0 | |
| Rocket Fuel Inc | COM | 773111109 | 26 | 11,405 | SH | DFND | 5* | 11,405 | 0 | 0 | |
| Smart & Final Stores Inc | COM | 83190B101 | 790,189 | 44,218,762 | SH | DFND | 3,7 | 44,218,762 | 0 | 0 | |