0001047469-12-005949.txt : 20120514
0001047469-12-005949.hdr.sgml : 20120514
20120514153451
ACCESSION NUMBER: 0001047469-12-005949
CONFORMED SUBMISSION TYPE: 13F-HR/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20111231
FILED AS OF DATE: 20120514
DATE AS OF CHANGE: 20120514
EFFECTIVENESS DATE: 20120514
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: ARES MANAGEMENT LLC
CENTRAL INDEX KEY: 0001259313
IRS NUMBER: 010605583
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12990
FILM NUMBER: 12838446
BUSINESS ADDRESS:
STREET 1: 2000 AVENUE OF THE STARS
STREET 2: 12TH FLOOR
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
BUSINESS PHONE: 310-201-4100
MAIL ADDRESS:
STREET 1: 2000 AVENUE OF THE STARS
STREET 2: 12TH FLOOR
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
13F-HR/A
1
a2209333z13f-hra.txt
13F-HR/A
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: 12/31/11
-----------------------
Check Here if Amendment /X/; Amendment Number: 1
---------
This Amendment (Check only one.): /X/ is a restatement.
/ / adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Ares Management LLC
------------------------------------
Address: 2000 Avenue of the Stars, 12th Floor
------------------------------------
Los Angeles, CA 90067
------------------------------------
Form 13F File Number: 028-12290
---------------------
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Michael D. Weiner
---------------------------------------------
Title: Vice President, General Counsel and Secretary
of Reporting Manager
---------------------------------------------
Phone: 310-201-4140
---------------------------------------------
Signature, Place, and Date of Signing:
By: /s/ Michael D. Weiner Los Angeles, CA May 14, 2012
------------------------------- ----------------- -----------------
[Signature] [City, State] [Date]
This report is being filed to correct an error in the number of shares of
Cumulus Media, Inc. previously reported in this period.
Report Type (Check only one.):
/X/ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
/ / 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting manager(s).)
/ / 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 4
--------------------
Form 13F Information Table Entry Total: 16
--------------------
Form 13F Information Table Value Total: $1,826,578
--------------------
(thousands)
List of Other Included Managers:
NO. FILE # NAME
--- ------ ----
1. 28-13372 ACOF Operating Manager, L.P.
2. 28-13373 ACOF Operating Manager II, L.P.
3. 28-14343 ACOF Operating Manager III, LLC
4. 28-14340 Ares SPC Holdings GP LLC
* The Reporting Manager does not have formal investment discretion with
respect to the securities in the indicated rows, but may be deemed to
be part of a group exercising such investment discretion. Such group,
if any, would include each manager identified in the column captioned
"Other Managers" relating to a given issuer. The filing of this report
shall not be deemed an admission, for purposes of Section 13(f), 13(d),
13(g), or 16(a) under the Securities Exchange Act of 1934, as amended,
and the rules thereunder, or for any other purpose, that the Reporting
Manager or any Other Included Manager exercises investment discretion
or is a member of such a group with respect to such securities. Refer-
ence is made to reports filed under Sections 13(d), 13(g), and 16(a)
for additional information with respect to such beneficial ownership
and/or pecuniary interest of the Reporting Manager, any Other Included
Manager and related entities.
The filing of this report shall not be deemed an admission, for
purposes of Section 13(f), 13(d), 13(g), or 16(a) under the Securities Ex-
change Act of 1934, as amended, and the rules thereunder, or for any other
purpose, that the Reporting Manager or any other person (including Other
Included Managers named herein) is the beneficial owner of any securities.
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
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Name of Issuer Title of CUSIP MARKET VALUE SHRS OR PRN AMT SH/PRN INVESTMENT OTHER VOTING AUTHORITY
Class (x$1000) DISCRETION MANAGERS SOLE
--------------------------------------------------------------------------------------------------------------------------------
1 Air Lease Corp CL A 00912X302 $164,653 6,944,444 SH Defined 3* 6,944,444
2 Alere Inc. PERP PFD CON SER 01449J204 $22,447 106,890 SH Defined 106,890
3 Alere Inc. COM 01449J105 $11,289 488,898 SH Defined 488,898
4 Ares Capital Corporation COM 04010L103 $44,185 2,859,882 SH Sole 2,859,882
5 Charter Communications, Inc. CL A NEW 16117M305 $43,502 764,000 SH Defined 764,000
6 Cumulus Media, Inc. CL A 231082108 $13,357 3,999,055 SH Defined 3,999,055
7 Exco Resources Inc. Com 269279402 $136,820 13,092,787 SH Defined 1,2* 13,092,787
8 General Mtrs Co JR PFD CNV SRB 37045V209 $365 10,670 SH Defined 10,670
9 GNC Hldgs Inc. COM CL A 36191G107 $598,373 20,669,203 SH Defined 2* 20,669,203
10 Hanger Orthopedic Group Inc. COM NEW 41043F208 $32,871 1,758,730 SH Defined 1* 1,758,730
11 Lear Corp COM NEW 521865204 $65,712 1,651,062 SH Defined 1,651,062
12 LyondellBasell Industries NV SHS-A N53745100 $414,665 12,762,844 SH Defined 3,4* 12,762,844
13 Magnachip Semiconductor LLC COM 55933J203 $78 10,500 SH Defined 10,500
14 Nortek Inc. COM NEW 656559309 $138,419 5,291,258 SH Defined 2,3* 5,291,258
15 SandRidge Energy, Inc. COM 80007P307 $20,400 2,500,000 SH Defined 2* 2,500,000
16 Stream Global SCVS Inc. COM 86323M100 $119,442 36,085,134 SH Defined 2* 36,085,134
$1,826,578 108,995,357 108,995,357