0001752724-23-236117.txt : 20231025 0001752724-23-236117.hdr.sgml : 20231025 20231025082236 ACCESSION NUMBER: 0001752724-23-236117 CONFORMED SUBMISSION TYPE: N-CEN/A PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20220331 FILED AS OF DATE: 20231025 DATE AS OF CHANGE: 20231025 EFFECTIVENESS DATE: 20231025 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PIONEER MUNICIPAL HIGH INCOME ADVANTAGE FUND, INC. CENTRAL INDEX KEY: 0001258943 IRS NUMBER: 810634319 STATE OF INCORPORATION: MD FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: N-CEN/A SEC ACT: 1940 Act SEC FILE NUMBER: 811-21409 FILM NUMBER: 231344078 BUSINESS ADDRESS: STREET 1: 60 STATE STREET STREET 2: 5TH FLOOR CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 617-742-7825 MAIL ADDRESS: STREET 1: 60 STATE STREET STREET 2: 5TH FLOOR CITY: BOSTON STATE: MA ZIP: 02109 FORMER COMPANY: FORMER CONFORMED NAME: PIONEER MUNICIPAL HIGH INCOME ADVANTAGE TRUST DATE OF NAME CHANGE: 20030926 FORMER COMPANY: FORMER CONFORMED NAME: PIONEER MUNICIPAL ADVANTAGE TRUST DATE OF NAME CHANGE: 20030807 N-CEN/A 1 primary_doc.xml X0404 N-CEN/A 0001752724-22-132447 LIVE 0001258943 XXXXXXXX 811-21409 false false false N-2 Pioneer Municipal High Income Advantage Fund, Inc. 811-21409 0001258943 549300XEJODK1I7Q2U66 60 State Street Boston 02109 US-MA US 617-422-4947 American Stock Transfer & Trust Company, LLC 6201 15th Avenue Brooklyn 11219 800-937-5449 Records related to its functions as shareholder servicing and transfer agent. Amundi Asset Management US, Inc. 60 State Street Boston 02109 617-422-4947 Records related to its functions as investment adviser and administrator. The Bank of New York Mellon 240 Greenwich Street New York 10286 1-212-495-1784 Records related to its functions as custodian and sub-administrator. Amundi Distributor US, Inc. 60 State Street Boston 02109 617-422-4947 Records related to its functions as principal underwriter. Pioneer Municipal High Income Advantage Fund, Inc. 60 State Street Boston 02109 617-422-4947 Records related to its functions as Registrant. N N N-2 Y Lorraine H. Monchak N/A N Craig C. MacKay 002008771 N Lisa M. Jones N/A Y Diane Durnin N/A N Kenneth J. Taubes N/A Y Marguerite A. Piret N/A N Thomas J. Perna N/A N Benjamin M. Friedman N/A N John E. Baumgardner, Jr. N/A N Fred J. Ricciardi N/A N John Malone 002314031 60 State Street Boston 02109-1820 XXXXXX N N N N N N RBC CAPITAL MARKETS, LLC 008-45411 000031194 549300LCO2FLSSVFFR64 N Wells Fargo Securities, LLC 008-65876 000126292 VYVVCKR63DVZZN70PB21 N MERRILL LYNCH, PIERCE, FENNER & SMITH INC. 008-7221 000007691 8NAV47T0Y26Q87Y0QP81 N Amundi Distributor US, Inc. 008-41256 000024497 549300OSI141GCUW7776 Y UBS Securities LLC 008-022651 000007654 T6FIZBDPKLYJKFCRVK44 N JANNEY MONTGOMERY SCOTT LLC 008-00462 000000463 549300QQRY1JCFQHYS08 N N Ernst & Young LLP 00042 N/A N N N N N N Pioneer Municipal High Income Advantage Fund, Inc. 549300XEJODK1I7Q2U66 N 0 0 0 N/A N N N N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) N N N N Amundi Asset Management US, Inc. 801-08255 000107719 GVETZ2DEF39OCQ4SSX41 N American Stock Transfer & Trust Company, LLC 084-00416 254900TS5EWP83BEOU02 N N N IHS Markit Ltd. 549300HLPTRASHS0E726 BM N Intercontinental Exchange, Inc. 5493000F4ZO33MV32P92 N N The Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) Y American Stock Transfer & Trust Company, LLC 254900TS5EWP83BEOU02 N N N The Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N Y Amundi Asset Management US, Inc. GVETZ2DEF39OCQ4SSX41 Y N Y Amundi Distributor US, Inc. 008-41256 000024497 549300OSI141GCUW7776 0.00000000 Credit Agricole Securities (USA) Inc. 008-13753 000000190 549300WO2DKF0Q3YMV43 0.00000000 0.00000000 GOLDMAN SACHS & CO. LLC 008-00129 000000361 FOR8UP27PHTHYVLBNG30 10868590.00000000 UBS SECURITIES LLC 008-22651 000007654 T6FIZBDPKLYJKFCRVK44 3667140.00000000 WELLS FARGO SECURITIES, LLC 008-65876 000126292 VYVVCKR63DVZZN70PB21 9267765.00000000 J.P. Morgan Securities LLC 008-35008 000000079 ZBUT11V806EZRVTWT807 15176258.00000000 JEFFERIES LLC 008-15074 000002347 58PU97L1C0WSRCWADL48 6382839.00000000 CitiGroup Global Markets Inc. 008-08177 000007059 MBNUM2BPBDO7JBLYG310 8061207.00000000 PERSHING LLC 008-17574 000007560 ZI8Q1A8EI8LQFJNM0D94 18072796.00000000 BARCLAYS CAPITAL, INC. 008-41342 000019714 AC28XWWI3WIBK2824319 999978.00000000 72496574.00000000 N 287851471.00000000 0.00000000 Preferred stock Series 2021 VMTP Shares Common stock Common Stock N N N N N N 1.10000000 2.10000000 9.83000000 10.75000000 false false true false false true false false false false false INTERNAL CONTROL RPT 2 g1aiii_muni_high_income_adv.htm

Report of Independent Registered Public Accounting Firm 

To the Shareholders and Board of Directors of 
Pioneer Municipal High Income Advantage Fund, Inc: 

In planning and performing our audit of the financial statements of Pioneer Municipal High Income Advantage Fund, Inc. (the “Fund”) as of and for the year ended March 31, 2022, in accordance with the standards of the Public Company Accounting Oversight Board (United States) (PCAOB), we considered the Fund’s internal control over financial reporting, including controls over safeguarding securities, as a basis for designing our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N-CEN, but not for the purpose of expressing an opinion on the effectiveness of the Fund’s internal control over financial reporting.  Accordingly, we express no such opinion.     

The management of the Fund is responsible for establishing and maintaining effective internal control over financial reporting. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of controls. A company’s internal control over financial reporting is a process designed to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with U.S. generally accepted accounting principles. A company’s internal control over financial reporting includes those policies and procedures that (1) pertain to the maintenance of records that, in reasonable detail, accurately and fairly reflect the transactions and dispositions of the assets of the company; (2) provide reasonable assurance that transactions are recorded as necessary to permit preparation of financial statements in accordance with U.S. generally accepted accounting principles, and that receipts and expenditures of the company are being made only in accordance with authorizations of management and directors of the company; and (3) provide reasonable assurance regarding prevention or timely detection of unauthorized acquisition, use or disposition of a company’s assets that could have a material effect on the financial statements.  

Because of its inherent limitations, internal control over financial reporting may not prevent or detect misstatements. Also, projections of any evaluation of effectiveness to future periods are subject to the risk that controls may become inadequate because of changes in conditions, or that the degree of compliance with the policies or procedures may deteriorate. 

A deficiency in internal control over financial reporting exists when the design or operation of a control does not allow management or employees, in the normal course of performing their assigned functions, to prevent or detect misstatements on a timely basis. A material weakness is a deficiency, or a combination of deficiencies, in internal control over financial reporting, such that there is a reasonable possibility that a material misstatement of the company’s annual or interim financial statements will not be prevented or detected on a timely basis.  

Our consideration of the Fund’s internal control over financial reporting was for the limited purpose described in the first paragraph and would not necessarily disclose all deficiencies in internal control that might be material weaknesses under standards established by the PCAOB. However, we noted no deficiencies in the Fund’s internal control over financial reporting and its operation, including controls over safeguarding securities that we consider to be a material weakness as defined above as of March 31, 2022. 

This report is intended solely for the information and use of management and the Board of Directors of Pioneer Municipal High Income Advantage Fund, Inc, and the Securities and Exchange Commission and is not intended to be and should not be used by anyone other than these specified parties. 

/s/ ERNST & YOUNG LLP 
Boston, Massachusetts 
May 26, 2022 

  

OTHER REQUIRED INFO 3 explanatory_note_2023.htm

Form: N-CEN/A

Explanation:

This amendment is being filed to address incorrect or omitted responses from the original submission.