0001567619-23-005049.txt : 20230314
0001567619-23-005049.hdr.sgml : 20230314
20230314164307
ACCESSION NUMBER: 0001567619-23-005049
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230310
FILED AS OF DATE: 20230314
DATE AS OF CHANGE: 20230314
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Dunlap Matthew W
CENTRAL INDEX KEY: 0001917996
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31924
FILM NUMBER: 23731640
MAIL ADDRESS:
STREET 1: 121 SOUTH 13TH STREET, SUITE 100
CITY: LINCOLN
STATE: NE
ZIP: 68508
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NELNET INC
CENTRAL INDEX KEY: 0001258602
STANDARD INDUSTRIAL CLASSIFICATION: PERSONAL CREDIT INSTITUTIONS [6141]
IRS NUMBER: 840748903
STATE OF INCORPORATION: NE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 121 SOUTH 13TH ST
STREET 2: STE 201
CITY: LINCOLN
STATE: NE
ZIP: 68508
BUSINESS PHONE: 402-458-2370
MAIL ADDRESS:
STREET 1: 121 SOUTH 13TH ST
STREET 2: STE 201
CITY: LINCOLN
STATE: NE
ZIP: 68508
4
1
doc1.xml
FORM 4
X0306
4
2023-03-10
0
0001258602
NELNET INC
NNI
0001917996
Dunlap Matthew W
121 SOUTH 13TH STREET
SUITE 100
LINCOLN
NE
68508
1
1
0
0
Chief Business Develop. Off.
Class A Common Stock
2023-03-10
4
F
0
11
90.43
D
9658
D
Class A Common Stock
2023-03-10
4
F
0
29
90.43
D
9629
D
Class A Common Stock
2023-03-10
4
F
0
11
90.43
D
9618
D
Class A Common Stock
2023-03-10
4
F
0
28
90.43
D
9590
D
Class A Common Stock
2023-03-10
4
F
0
67
90.43
D
9523
D
Class A Common Stock
2023-03-10
4
A
0
1574
0
A
11097
D
Class A Common Stock
2023-03-10
4
F
0
462
91.36
D
10635
D
Class B Common Stock
100
D
These shares were tax-withheld by the issuer to satisfy the reporting person's tax obligation resulting from the vesting of a previously reported grant of shares pursuant to Rule 16b-3(d).
Per share value assigned by the issuer to the tax withholding shares under the tax withholding arrangement, and based on the market closing price of the shares on March 10, 2023.
Includes 53 shares of Class A common stock acquired by the reporting person pursuant to the issuer's dividend reinvestment plan since June 14, 2022.
These shares were issued to the reporting person pursuant to the issuer's Restricted Stock Plan, as the annual personal performance-based incentive bonus compensation for 2022 paid in stock, which the reporting person became entitled to receive on March 10, 2023.
These shares were tax-withheld by the issuer to satisfy the reporting person's tax obligation resulting from the March 10, 2023 award by the issuer of 1,574 shares of bonus compensation stock.
Per share value assigned by the issuer to the tax withholding shares under the tax withholding arrangement, and based on the average market closing price of the shares for March 1, 2023 through March 7, 2023.
This Form 4 excludes certain shares of the issuer held by various estate planning trusts and by a family limited liability company in which the reporting person has an interest by virtue of being a beneficiary of various trusts, but with respect to which shares the reporting person does not have or share investment control, because the reporting person does not have or share investment or dispositive power or voting power, and thus the reporting person is not deemed to beneficially own such shares for purposes of Section 16(a) of the Securities Exchange Act of 1934.
/s/ Audra Hoffschneider, Attorney-in-Fact for Matthew W. Dunlap
2023-03-14