0001567619-23-005049.txt : 20230314 0001567619-23-005049.hdr.sgml : 20230314 20230314164307 ACCESSION NUMBER: 0001567619-23-005049 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230310 FILED AS OF DATE: 20230314 DATE AS OF CHANGE: 20230314 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dunlap Matthew W CENTRAL INDEX KEY: 0001917996 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31924 FILM NUMBER: 23731640 MAIL ADDRESS: STREET 1: 121 SOUTH 13TH STREET, SUITE 100 CITY: LINCOLN STATE: NE ZIP: 68508 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NELNET INC CENTRAL INDEX KEY: 0001258602 STANDARD INDUSTRIAL CLASSIFICATION: PERSONAL CREDIT INSTITUTIONS [6141] IRS NUMBER: 840748903 STATE OF INCORPORATION: NE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 121 SOUTH 13TH ST STREET 2: STE 201 CITY: LINCOLN STATE: NE ZIP: 68508 BUSINESS PHONE: 402-458-2370 MAIL ADDRESS: STREET 1: 121 SOUTH 13TH ST STREET 2: STE 201 CITY: LINCOLN STATE: NE ZIP: 68508 4 1 doc1.xml FORM 4 X0306 4 2023-03-10 0 0001258602 NELNET INC NNI 0001917996 Dunlap Matthew W 121 SOUTH 13TH STREET SUITE 100 LINCOLN NE 68508 1 1 0 0 Chief Business Develop. Off. Class A Common Stock 2023-03-10 4 F 0 11 90.43 D 9658 D Class A Common Stock 2023-03-10 4 F 0 29 90.43 D 9629 D Class A Common Stock 2023-03-10 4 F 0 11 90.43 D 9618 D Class A Common Stock 2023-03-10 4 F 0 28 90.43 D 9590 D Class A Common Stock 2023-03-10 4 F 0 67 90.43 D 9523 D Class A Common Stock 2023-03-10 4 A 0 1574 0 A 11097 D Class A Common Stock 2023-03-10 4 F 0 462 91.36 D 10635 D Class B Common Stock 100 D These shares were tax-withheld by the issuer to satisfy the reporting person's tax obligation resulting from the vesting of a previously reported grant of shares pursuant to Rule 16b-3(d). Per share value assigned by the issuer to the tax withholding shares under the tax withholding arrangement, and based on the market closing price of the shares on March 10, 2023. Includes 53 shares of Class A common stock acquired by the reporting person pursuant to the issuer's dividend reinvestment plan since June 14, 2022. These shares were issued to the reporting person pursuant to the issuer's Restricted Stock Plan, as the annual personal performance-based incentive bonus compensation for 2022 paid in stock, which the reporting person became entitled to receive on March 10, 2023. These shares were tax-withheld by the issuer to satisfy the reporting person's tax obligation resulting from the March 10, 2023 award by the issuer of 1,574 shares of bonus compensation stock. Per share value assigned by the issuer to the tax withholding shares under the tax withholding arrangement, and based on the average market closing price of the shares for March 1, 2023 through March 7, 2023. This Form 4 excludes certain shares of the issuer held by various estate planning trusts and by a family limited liability company in which the reporting person has an interest by virtue of being a beneficiary of various trusts, but with respect to which shares the reporting person does not have or share investment control, because the reporting person does not have or share investment or dispositive power or voting power, and thus the reporting person is not deemed to beneficially own such shares for purposes of Section 16(a) of the Securities Exchange Act of 1934. /s/ Audra Hoffschneider, Attorney-in-Fact for Matthew W. Dunlap 2023-03-14