0001437749-21-005918.txt : 20210312 0001437749-21-005918.hdr.sgml : 20210312 20210312162317 ACCESSION NUMBER: 0001437749-21-005918 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210310 FILED AS OF DATE: 20210312 DATE AS OF CHANGE: 20210312 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NOORDHOEK JEFFREY R CENTRAL INDEX KEY: 0001269813 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31924 FILM NUMBER: 21737738 MAIL ADDRESS: STREET 1: 121 SOUTH 13TH STREET STREET 2: SUITE 100 CITY: LINCOLN STATE: NE ZIP: 68508 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NELNET INC CENTRAL INDEX KEY: 0001258602 STANDARD INDUSTRIAL CLASSIFICATION: PERSONAL CREDIT INSTITUTIONS [6141] IRS NUMBER: 840748903 STATE OF INCORPORATION: NE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 121 SOUTH 13TH ST STREET 2: STE 201 CITY: LINCOLN STATE: NE ZIP: 68508 BUSINESS PHONE: 402-458-2370 MAIL ADDRESS: STREET 1: 121 SOUTH 13TH ST STREET 2: STE 201 CITY: LINCOLN STATE: NE ZIP: 68508 4 1 rdgdoc.xml FORM 4 X0306 4 2021-03-10 0001258602 NELNET INC NNI 0001269813 NOORDHOEK JEFFREY R 121 SOUTH 13TH STREET SUITE 100 LINCOLN NE 68508 1 Chief Executive Officer Class A Common Stock 2007-09-10 4 G 0 16426 0 D 67393 D Class A Common Stock 2007-09-10 4 G 0 16426 0 A 311008 I By Trust Class A Common Stock 2021-03-10 4 A 0 13467 0 A 81560 D Class A Common Stock 126462 I By Trust Class A Common Stock 14163 I By Trust On September 10, 2007, 16,426 shares were transferred by gift from the reporting person to The Jeffrey R. Noordhoek Trust, which is a revocable trust established by the reporting person in 2005 for the benefit of the reporting person and his spouse and dependents. The agreement for this trust was subsequently amended and restated on August 9, 2016. This balance reflects previously reported transactions that occurred subsequent to the date of this gift transaction. Shares held by The Jeffrey R. Noordhoek Amended And Restated Revocable Trust, dated August 9, 2016, which is a revocable trust with respect to which the reporting person is the trustee and settlor, and the reporting person, his spouse and children are beneficiaries. The balance of shares held by the trust reflects previously reported transactions that occurred subsequent to the date of this gift transaction. These restricted shares were awarded to the reporting person pursuant to the issuer's Restricted Stock Plan. The shares vest equally over a five-year period, with one-fifth of the amount vesting annually on March 10 of each year. Includes 5,073 shares issued pursuant to the issuer's Employee Share Purchase Plan, which number of shares reflects the acquisition of a total of 29 shares under the issuer's Employee Share Purchase Plan since March 12, 2020. Also includes 671 shares distributed to the reporting person by The Noordhoek Charitable Remainder Unitrust I on December 31, 2020 as discussed in footnote (7) below. Shares held by the Jeffrey Noordhoek Post Annuity Irrevocable Trust dated August 29, 2003, of which the reporting person's spouse and children are initial beneficiaries. The reporting person continues to report beneficial ownership of all the shares held by the trust, but disclaims beneficial ownership of the shares held by the trust except to the extent of his pecuniary interest therein. Shares held by The Noordhoek Charitable Remainder Unitrust I (of which the reporting person is the sole noncharitable beneficiary), which reflect an annual distribution and transfer from the trust to the reporting person of 671 shares on December 31, 2020. The reporting person continues to report beneficial ownership of all the shares held by the trust, but disclaims beneficial ownership of the shares held by the trust except to the extent of his pecuniary interest therein. /s/ Audra Hoffschneider, Attorney-in-Fact for Jeffrey R. Noordhoek 2021-03-12