0001437749-21-005918.txt : 20210312
0001437749-21-005918.hdr.sgml : 20210312
20210312162317
ACCESSION NUMBER: 0001437749-21-005918
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210310
FILED AS OF DATE: 20210312
DATE AS OF CHANGE: 20210312
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: NOORDHOEK JEFFREY R
CENTRAL INDEX KEY: 0001269813
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31924
FILM NUMBER: 21737738
MAIL ADDRESS:
STREET 1: 121 SOUTH 13TH STREET
STREET 2: SUITE 100
CITY: LINCOLN
STATE: NE
ZIP: 68508
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NELNET INC
CENTRAL INDEX KEY: 0001258602
STANDARD INDUSTRIAL CLASSIFICATION: PERSONAL CREDIT INSTITUTIONS [6141]
IRS NUMBER: 840748903
STATE OF INCORPORATION: NE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 121 SOUTH 13TH ST
STREET 2: STE 201
CITY: LINCOLN
STATE: NE
ZIP: 68508
BUSINESS PHONE: 402-458-2370
MAIL ADDRESS:
STREET 1: 121 SOUTH 13TH ST
STREET 2: STE 201
CITY: LINCOLN
STATE: NE
ZIP: 68508
4
1
rdgdoc.xml
FORM 4
X0306
4
2021-03-10
0001258602
NELNET INC
NNI
0001269813
NOORDHOEK JEFFREY R
121 SOUTH 13TH STREET
SUITE 100
LINCOLN
NE
68508
1
Chief Executive Officer
Class A Common Stock
2007-09-10
4
G
0
16426
0
D
67393
D
Class A Common Stock
2007-09-10
4
G
0
16426
0
A
311008
I
By Trust
Class A Common Stock
2021-03-10
4
A
0
13467
0
A
81560
D
Class A Common Stock
126462
I
By Trust
Class A Common Stock
14163
I
By Trust
On September 10, 2007, 16,426 shares were transferred by gift from the reporting person to The Jeffrey R. Noordhoek Trust, which is a revocable trust established by the reporting person in 2005 for the benefit of the reporting person and his spouse and dependents. The agreement for this trust was subsequently amended and restated on August 9, 2016.
This balance reflects previously reported transactions that occurred subsequent to the date of this gift transaction.
Shares held by The Jeffrey R. Noordhoek Amended And Restated Revocable Trust, dated August 9, 2016, which is a revocable trust with respect to which the reporting person is the trustee and settlor, and the reporting person, his spouse and children are beneficiaries. The balance of shares held by the trust reflects previously reported transactions that occurred subsequent to the date of this gift transaction.
These restricted shares were awarded to the reporting person pursuant to the issuer's Restricted Stock Plan. The shares vest equally over a five-year period, with one-fifth of the amount vesting annually on March 10 of each year.
Includes 5,073 shares issued pursuant to the issuer's Employee Share Purchase Plan, which number of shares reflects the acquisition of a total of 29 shares under the issuer's Employee Share Purchase Plan since March 12, 2020. Also includes 671 shares distributed to the reporting person by The Noordhoek Charitable Remainder Unitrust I on December 31, 2020 as discussed in footnote (7) below.
Shares held by the Jeffrey Noordhoek Post Annuity Irrevocable Trust dated August 29, 2003, of which the reporting person's spouse and children are initial beneficiaries. The reporting person continues to report beneficial ownership of all the shares held by the trust, but disclaims beneficial ownership of the shares held by the trust except to the extent of his pecuniary interest therein.
Shares held by The Noordhoek Charitable Remainder Unitrust I (of which the reporting person is the sole noncharitable beneficiary), which reflect an annual distribution and transfer from the trust to the reporting person of 671 shares on December 31, 2020. The reporting person continues to report beneficial ownership of all the shares held by the trust, but disclaims beneficial ownership of the shares held by the trust except to the extent of his pecuniary interest therein.
/s/ Audra Hoffschneider, Attorney-in-Fact for Jeffrey R. Noordhoek
2021-03-12