0001437749-14-000370.txt : 20140108 0001437749-14-000370.hdr.sgml : 20140108 20140108163734 ACCESSION NUMBER: 0001437749-14-000370 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130829 FILED AS OF DATE: 20140108 DATE AS OF CHANGE: 20140108 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NELNET INC CENTRAL INDEX KEY: 0001258602 STANDARD INDUSTRIAL CLASSIFICATION: PERSONAL CREDIT INSTITUTIONS [6141] IRS NUMBER: 840748903 STATE OF INCORPORATION: NE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 121 SOUTH 13TH ST STREET 2: STE 201 CITY: LINCOLN STATE: NE ZIP: 68508 BUSINESS PHONE: 402-458-2370 MAIL ADDRESS: STREET 1: 121 SOUTH 13TH ST STREET 2: STE 201 CITY: LINCOLN STATE: NE ZIP: 68508 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BUTTERFIELD STEPHEN F CENTRAL INDEX KEY: 0001269793 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31924 FILM NUMBER: 14516789 MAIL ADDRESS: STREET 1: 6991 EAST CAMELBACK ROAD STE B290 CITY: SCOTDALE STATE: AZ ZIP: 85251 4 1 rdgdoc.xml PRIMARY DOCUMENT X0306 4 2013-08-29 0001258602 NELNET INC NNI 0001269793 BUTTERFIELD STEPHEN F 6991 EAST CAMELBACK ROAD SUITE B290 SCOTTSDALE AZ 85251 1 1 Class B Common Stock 2013-08-29 5 G 0 252125 0 D 0 I By GRAT Class B Common Stock 2013-08-29 5 G 0 50425 0 A 50425 I By trust Class B Common Stock 2013-08-29 5 G 0 50425 0 A 50425 I By trust Class B Common Stock 2013-08-29 5 G 0 50425 0 A 50425 I By trust Class B Common Stock 2013-08-29 5 G 0 50425 0 A 50425 I By trust Class B Common Stock 2013-08-29 5 G 0 50425 0 A 50425 I By trust Class B Common Stock 2013-11-29 5 G 0 3445 0 D 2110103 D Class A Common Stock 2013-11-29 5 G 0 4353 0 D 0 D Class B Common Stock 1586691 I By corporation Shares were held by the Stephen F. Butterfield Class B Grantor Retained Annuity Trust dated August 29, 2003. Upon expiration of the grantor retained annuity trust term on August 29, 2013, a total of 252,125 shares were transferred to trusts for the benefit of the reporting person's children as discussed in footnotes (2) through (6) below. 12,501 shares were previously transferred to the reporting person in an annuity distribution on August 28, 2013 and continue to be reported in this Form 4 as directly owned. Shares held by a trust, of which an adult son of the reporting person is the beneficiary. The reporting person continues to report beneficial ownership of all the shares held by the trust, but disclaims beneficial ownership of the shares held by the trust except to the extent of his pecuniary interest therein. Shares held by a trust, of which an adult son of the reporting person is the beneficiary. The reporting person continues to report beneficial ownership of all the shares held by the trust, but disclaims beneficial ownership of the shares held by the trust except to the extent of his pecuniary interest therein. Shares held by a trust, of which an adult son of the reporting person is the beneficiary. The reporting person continues to report beneficial ownership of all the shares held by the trust, but disclaims beneficial ownership of the shares held by the trust except to the extent of his pecuniary interest therein. Shares held by a trust, of which a son of the reporting person is the beneficiary. Shares held by a trust, of which a daughter of the reporting person is the beneficiary. The gift reported in this filing was effected pursuant to a Rule 10b5-1 Stock Gift Plan entered into by the reporting person on August 29, 2013. Includes shares of Class B Common Stock distributed to the reporting person from the grantor retained annuity trust established by the reporting person as discussed in footnote (1) above. Shares held by Union Financial Services, Inc. ("UFS"), of which the reporting person is a director and president and owns 50.0% of the outstanding capital stock. The reporting person continues to report beneficial ownership of all the shares held by UFS, but disclaims beneficial ownership of the shares held by UFS except to the extent of his pecuniary interests therein. /s/ Kirsten J. Foos, Attorney-in-Fact for Stephen F. Butterfield 2014-01-08