0001437749-23-021904.txt : 20230803
0001437749-23-021904.hdr.sgml : 20230803
20230803154458
ACCESSION NUMBER: 0001437749-23-021904
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230801
FILED AS OF DATE: 20230803
DATE AS OF CHANGE: 20230803
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ARROYO A ALLEN
CENTRAL INDEX KEY: 0001258292
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36865
FILM NUMBER: 231139647
MAIL ADDRESS:
STREET 1: C/O ROCKY MOUNTAIN CHOCOLATE FACTORY
STREET 2: 265 TURNER DRIVE
CITY: DURANGO
STATE: CO
ZIP: 81303
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Rocky Mountain Chocolate Factory, Inc.
CENTRAL INDEX KEY: 0001616262
STANDARD INDUSTRIAL CLASSIFICATION: SUGAR & CONFECTIONERY PRODUCTS [2060]
IRS NUMBER: 471535633
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0228
BUSINESS ADDRESS:
STREET 1: 265 TURNER DRIVE
CITY: DURANGO
STATE: CO
ZIP: 80202
BUSINESS PHONE: (970) 259-0554
MAIL ADDRESS:
STREET 1: 265 TURNER DRIVE
CITY: DURANGO
STATE: CO
ZIP: 80202
FORMER COMPANY:
FORMER CONFORMED NAME: Rocky Mountain Brands, Inc.
DATE OF NAME CHANGE: 20140808
4
1
rdgdoc.xml
20230801AAF4
X0508
4
2023-08-01
0001616262
Rocky Mountain Chocolate Factory, Inc.
RMCF
0001258292
ARROYO A ALLEN
265 TURNER DRIVE
DURANGO
CO
81303
1
CFO
0
Common Stock
2023-08-01
4
P
0
500
5.90
A
2515
D
Common Stock
2023-08-02
4
P
0
500
5.90
A
3015
D
Non-qualified stock option
6.8500
2032-08-10
Common Stock
8476
8476
D
Restricted Stock Units
Common Stock
39556
39556
D
Stock Option granted under the Company's 2007 Equity Incentive Plan (as amended) and becomes exercisable with respect to 1/3 of the shares on 02/28/2023 and 1/12 quarterly thereafter until fully exercisable on 02/28/2025.
Each restricted stock unit represents a contingent right to receive one share of RMCF common stock.
Restricted stock units granted under the Company's 2007 Equity Incentive Plan (as amended) that vest upon RMCF's common stock achieving a specific level of total shareholder return ("TSR") for a performance period ending on 02/28/2025.
Reported number of shares represents the maximum number of shares that may be issued pursuant to these restricted stock units.
/s/ Tracy D. Wojcik, Attorney In Fact
2023-08-03