-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Kl2EcPysjJBgqbT9Ce7sF2V/MndvDBSK0muRDQ6MMSSHhHeyjjDLKhoK/OZfFO8N I5VR2YpQbTkRqbcFaonQTg== 0001144204-09-008671.txt : 20090217 0001144204-09-008671.hdr.sgml : 20090216 20090217132912 ACCESSION NUMBER: 0001144204-09-008671 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20090217 DATE AS OF CHANGE: 20090217 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SANFILIPPO ANTHONY MICHAEL CENTRAL INDEX KEY: 0001257587 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: BUSINESS PHONE: 512-334-7500 MAIL ADDRESS: STREET 1: C/O MULTIMEDIA GAMES, INC. STREET 2: 206 WILD BASIN ROAD, BLDG B, SUITE 400 CITY: AUSTIN STATE: TX ZIP: 78746 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: MULTIMEDIA GAMES INC CENTRAL INDEX KEY: 0000896400 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-AMUSEMENT & RECREATION SERVICES [7900] IRS NUMBER: 742611034 STATE OF INCORPORATION: TX FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-60113 FILM NUMBER: 09609339 BUSINESS ADDRESS: STREET 1: 206 WILD BASIN RD. STREET 2: BUILDING B, FOURTH FLOOR CITY: AUSTIN STATE: TX ZIP: 78746 BUSINESS PHONE: 5123347500 MAIL ADDRESS: STREET 1: 206 WILD BASIN RD. STREET 2: BUILDING B, FOURTH FLOOR CITY: AUSTIN STATE: TX ZIP: 78746 FORMER COMPANY: FORMER CONFORMED NAME: TV BINGO NETWORK INC /TX/ DATE OF NAME CHANGE: 19930126 SC 13G 1 v140403_sc-13g.htm
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
 
 
SCHEDULE 13G
 
Under the Securities Exchange Act of 1934
 
 
 
MULTIMEDIA GAMES, INC.

(Name of Issuer)
 
Common Stock, $0.01 par value per share

(Title of Class of Securities)
 
625453105

(CUSIP Number)
 
December 31, 2008

(Date of Event Which Requires Filing of this Statement)
 
 
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
 
o Rule 13d-l(b)
 
 
ý Rule 13d-l(d)
 
*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
 
The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
 
(Continued on following pages)
 
 
Page 1 of 5 pages

 
 
                     
CUSIP No.
 
625453105
 
 
           
1  
Names of Reporting Persons.
 
 
Anthony Michael Sanfilippo
     
2  
Check the Appropriate Box if a Member of a Group (See Instructions)
  (a)   o
  (b)   o
     
3   SEC use only
   
   
     
4  
Citizenship or Place of Organization
   
  USA
       
  5   Sole Voting Power
     
Number of  
1,615,000
       
Shares 6   Shared Voting Power
Beneficially    
Owned by   0
       
Each 7   Sole Dispositive Power
Reporting    
Person  
1,615,000
       
With: 8   Shared Dispositive Power
     
    0
     
9  
Aggregate Amount Beneficially Owned by Each Reporting Person
   
 
1,615,000
     
10  
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions).
   
  o
     
11   Percent of Class Represented by Amount in Row (9)
   
 
6.1%(1)
     
12   Type of Reporting Person (See Instructions)
   
  IN
 
 
 
(1) Based upon 26,642,392 shares of Common Stock outstanding as of December 31, 2008.
 
Page 2 of 5 pages

 
 
Schedule 13G
 
Item 1(a).
Name of Issuer:
 
Multimedia Games, Inc.
 
Item 1(b).
Address of Issuer’s Principal Executive Offices:
 
206 Wild Basin Road
Building B, Fourth Floor
Austin, TX  78746
 
Item 2(a).
Name of Person Filing:
 
 
Anthony Michael Sanfilippo

Item 2(b).
Address of Principal Business Office or, if None, Residence:
 
c/o Multimedia Games, Inc.
206 Wild Basin Road
Building B, Fourth Floor
Austin, TX  78746
 
Item 2(c).
Citizenship or Place of Organization:
 
USA

Item 2(d).
Title of Class of Securities:
 
Common Stock
 
Item 2(e).
CUSIP Number:
 
 
625453105
 
Item 3.
If this statement is filed pursuant to §§ 240.13d-1(b), or 240.13d-2(b) or (c), check whether the person filing is a:
 
 
(a)
¨
Broker or Dealer Registered Under Section 15 of the Act (15 U.S.C. 78o)
 
 
(b)
¨
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c)
 
 
(c)
¨
Insurance Company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c)
 
 
(d)
¨
Investment Company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8)
 
 
(e)
¨
Investment Adviser in accordance with § 240.13d-1(b)(1)(ii)(E)
 
 
(f)
¨
Employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F)
 
 
(g)
¨
Parent Holding Company or control person in accordance with §240.13d-1(b)(ii)(G)
 
 
(h)
¨
Savings Association as defined in §3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813)
 
 
(i)
¨
Church plan that is excluded from the definition of an investment company under §3(c)(15) of the Investment Company Act of 1940 (15 U.S.C. 80a-3)
 
 
Page 3 of 5 pages

 
 
 
 
(j)
¨
Group, in accordance with §240.13d-1(b)(ii)(J)
 

Item 4.
Ownership.
 
 
 
(a)
Amount beneficially owned:
As of December 31, 2008, Anthony Michael Sanfilippo is the record owner of 1,615,000 shares of Common Stock.
 
 
(b)
Percent of class:
6.1%
 
 
(c)
Number of shares as to which such person has:
 
  (i) Sole power to vote or to direct the vote: 1,615,000
     
 
(ii)
Shared power to vote or to direct the vote: 0
     
  (iii)  Sole power to dispose or to direct the disposition of: 1,615,000
     
 
(iv)
Shared power to dispose or to direct the disposition of: 0
 
     
Item 5.
Ownership of Five Percent or Less of a Class.
 
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following:   o
 
Item 6.
Ownership of More than Five Percent on Behalf of Another Person.
 
Not applicable
 
Item 7.
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company.
 
Not applicable
 
Item 8.
Identification and Classification of Members of the Group.
 
Not applicable
 
Item 9.
Notice of Dissolution of Group.
 
Not applicable
 
Item 10.
Certification.
 
Not applicable

 
 
Page 4 of 5 pages

 
 

SIGNATURE
 
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
 
February 15, 2009

(Date)
 
 
 /s/ Anthony Sanfilippo

(Signature)
 
 
Anthony Sanfilippo, President and CEO

(Name and Title)

The original statement shall be signed by each person on whose behalf the statement is filed or his authorized representative. If the statement is signed on behalf of a person by his authorized representative other than an executive officer or general partner of the filing person, evidence of the representative's authority to sign on behalf of such person shall be filed with the statement, provided, however, that a power of attorney for this purpose which is already on file with the Commission may be incorporated by reference. The name and any title of each person who signs the statement shall be typed or printed beneath his signature.

 
Page 5 of 5 pages

 
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