0001548187-21-000028.txt : 20210416
0001548187-21-000028.hdr.sgml : 20210416
20210416172406
ACCESSION NUMBER: 0001548187-21-000028
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210415
FILED AS OF DATE: 20210416
DATE AS OF CHANGE: 20210416
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: TANNER JOE D
CENTRAL INDEX KEY: 0001257546
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38815
FILM NUMBER: 21832436
MAIL ADDRESS:
STREET 1: 28720 ROADSIDE DRIVE
STREET 2: SUITE 128
CITY: AGOURA HILLS
STATE: CA
ZIP: 91301
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Soliton, Inc.
CENTRAL INDEX KEY: 0001548187
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 364729076
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5304 ASHBROOK DRIVE
CITY: HOUSTON
STATE: TX
ZIP: 77081
BUSINESS PHONE: 832-661-3453
MAIL ADDRESS:
STREET 1: 5304 ASHBROOK DRIVE
CITY: HOUSTON
STATE: TX
ZIP: 77081
4
1
wf-form4_161860820032030.xml
FORM 4
X0306
4
2021-04-15
0
0001548187
Soliton, Inc.
SOLY
0001257546
TANNER JOE D
C/O SOLITON, INC. 5304 ASHBROOK DRIVE
HOUSTON
TX
77081
0
1
0
0
Chief Operating Officer
Stock option (right to buy)
9.74
2021-04-15
4
A
0
54350
A
2031-01-21
Common Stock
54350.0
353200
D
The stock option was approved by the compensation committee of Soliton Inc.'s board of directors on January 21, 2021, subject to shareholder approval of the 2018 Stock Plan under which the option was granted. The shareholders of Soliton, Inc. approved the plan at the company's annual meeting on April 15, 2021.
The stock options set forth in this table vest in four equal annual installments and are subject to the grantee's continued service to the Company on each vesting date.
The stock options were issued in connection with the reporting person's employment with the Company.
/s/ Joe D. Tanner
2021-04-16