0001548187-21-000028.txt : 20210416 0001548187-21-000028.hdr.sgml : 20210416 20210416172406 ACCESSION NUMBER: 0001548187-21-000028 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210415 FILED AS OF DATE: 20210416 DATE AS OF CHANGE: 20210416 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TANNER JOE D CENTRAL INDEX KEY: 0001257546 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38815 FILM NUMBER: 21832436 MAIL ADDRESS: STREET 1: 28720 ROADSIDE DRIVE STREET 2: SUITE 128 CITY: AGOURA HILLS STATE: CA ZIP: 91301 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Soliton, Inc. CENTRAL INDEX KEY: 0001548187 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 364729076 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5304 ASHBROOK DRIVE CITY: HOUSTON STATE: TX ZIP: 77081 BUSINESS PHONE: 832-661-3453 MAIL ADDRESS: STREET 1: 5304 ASHBROOK DRIVE CITY: HOUSTON STATE: TX ZIP: 77081 4 1 wf-form4_161860820032030.xml FORM 4 X0306 4 2021-04-15 0 0001548187 Soliton, Inc. SOLY 0001257546 TANNER JOE D C/O SOLITON, INC. 5304 ASHBROOK DRIVE HOUSTON TX 77081 0 1 0 0 Chief Operating Officer Stock option (right to buy) 9.74 2021-04-15 4 A 0 54350 A 2031-01-21 Common Stock 54350.0 353200 D The stock option was approved by the compensation committee of Soliton Inc.'s board of directors on January 21, 2021, subject to shareholder approval of the 2018 Stock Plan under which the option was granted. The shareholders of Soliton, Inc. approved the plan at the company's annual meeting on April 15, 2021. The stock options set forth in this table vest in four equal annual installments and are subject to the grantee's continued service to the Company on each vesting date. The stock options were issued in connection with the reporting person's employment with the Company. /s/ Joe D. Tanner 2021-04-16