0001567619-22-006709.txt : 20220310
0001567619-22-006709.hdr.sgml : 20220310
20220310163112
ACCESSION NUMBER: 0001567619-22-006709
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220308
FILED AS OF DATE: 20220310
DATE AS OF CHANGE: 20220310
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WHITEBOX ADVISORS LLC
CENTRAL INDEX KEY: 0001257391
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38387
FILM NUMBER: 22729488
BUSINESS ADDRESS:
STREET 1: 3033 EXCELSIOR BLVD.
STREET 2: SUITE 500
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55416
BUSINESS PHONE: 612-253-6001
MAIL ADDRESS:
STREET 1: 3033 EXCELSIOR BLVD.
STREET 2: SUITE 500
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55416
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WHITEBOX GENERAL PARTNER LLC
CENTRAL INDEX KEY: 0001650272
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38387
FILM NUMBER: 22729487
BUSINESS ADDRESS:
STREET 1: 3033 EXCELSIOR BLVD.
STREET 2: SUITE 300
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55416
BUSINESS PHONE: 612-253-6001
MAIL ADDRESS:
STREET 1: 3033 EXCELSIOR BLVD.
STREET 2: SUITE 300
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55416
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HYCROFT MINING HOLDING CORP
CENTRAL INDEX KEY: 0001718405
STANDARD INDUSTRIAL CLASSIFICATION: GOLD & SILVER ORES [1040]
IRS NUMBER: 822657796
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4300 WATER CANYON ROAD
STREET 2: UNIT 1
CITY: WINNEMUCCA
STATE: NV
ZIP: 89445
BUSINESS PHONE: 7753040260
MAIL ADDRESS:
STREET 1: 4300 WATER CANYON ROAD
STREET 2: UNIT 1
CITY: WINNEMUCCA
STATE: NV
ZIP: 89445
FORMER COMPANY:
FORMER CONFORMED NAME: Mudrick Capital Acquisition Corp
DATE OF NAME CHANGE: 20171002
4
1
doc1.xml
FORM 4
X0306
4
2022-03-08
1
0001718405
HYCROFT MINING HOLDING CORP
HYMC
0001257391
WHITEBOX ADVISORS LLC
3033 EXCELSIOR BLVD.
SUITE 500
MINNEAPOLIS
MN
55416
0
0
1
0
0001650272
WHITEBOX GENERAL PARTNER LLC
3033 EXCELSIOR BLVD.
SUITE 300
MINNEAPOLIS
MN
55416
0
0
1
0
Class A Common Stock, $0.0001 par value
2022-03-08
4
S
0
7817401
0.9247
D
735117
I
See Footnotes
Warrant
11.5
2022-03-08
4
S
0
137252
0.1106
D
2020-06-28
2025-05-29
Class A Common Stock, $0.0001 par value
137252
0
I
See Footnotes
These securities are directly owned by certain private investment funds (the "Private Funds") and may be deemed to be beneficially owned by (a) Whitebox Advisors LLC by virtue of its role as the investment manager of the Private Funds, and (b) Whitebox General Partner LLC by virtue of its role as the general partner of the Private Funds.
Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
Each Warrant, also known as a PIPE Warrant (as defined in the Issuer's 8-K12B filed on June 4, 2020 (the "8-K12B")), gives the holder thereof the right to purchase one share of common stock, subject to certain exceptions. The PIPE Warrants have an initial exercise price of $11.50 per share of Class A Common Stock. The PIPE Warrants became exercisable on June 28, 2020 and expire May 29, 2025 or earlier upon their redemption or the liquidation of the Issuer.
Once exercisable, the PIPE Warrants may be redeemed, at a price of $0.01 per warrant, if the last sale price of the Class A Common Stock equals or exceeds $18.00 per share for any 20 trading days within a 30 trading day period ending on the third business day before the notice of redemption is sent to the warrant holders. The foregoing description of the PIPE warrants does not purport to be complete and are subject to and qualified in their entirety by reference to the Warrant Agreement included as Exhibit 4.3 of the Issuer's 8-K12B filed on June 4, 2020, which is incorporated by reference.
Whitebox Advisors LLC By: /s/ Daniel Altabef, Title: Deputy Chief Compliance Officer & Legal Counsel
2022-03-10
Whitebox General Partner LLC By: /s/ Daniel Altabef, Title: Deputy Chief Compliance Officer & Legal Counsel
2022-03-10