0000950123-20-002216.txt : 20200214 0000950123-20-002216.hdr.sgml : 20200214 20200214090048 ACCESSION NUMBER: 0000950123-20-002216 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20191231 FILED AS OF DATE: 20200214 DATE AS OF CHANGE: 20200214 EFFECTIVENESS DATE: 20200214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WHITEBOX ADVISORS LLC CENTRAL INDEX KEY: 0001257391 IRS NUMBER: 411957584 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10715 FILM NUMBER: 20614354 BUSINESS ADDRESS: STREET 1: 3033 EXCELSIOR BLVD. STREET 2: SUITE 500 CITY: MINNEAPOLIS STATE: MN ZIP: 55416 BUSINESS PHONE: 612-253-6001 MAIL ADDRESS: STREET 1: 3033 EXCELSIOR BLVD. STREET 2: SUITE 500 CITY: MINNEAPOLIS STATE: MN ZIP: 55416 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001257391 XXXXXXXX 12-31-2019 12-31-2019 Whitebox Advisors LLC

3033 Excelsior Blvd. Suite 500 Minneapolis MN 55416

13F HOLDINGS REPORT 028-10715 N Robert Riepe 612-253-6001 /S/ Robert Riepe Minneapolis MN 02-14-2020 0 89 3007929 false INFORMATION TABLE 2 form13fInfoTable.xml INFORMATION TABLE FOR FORM 13F AEGERION PHARMACEUTICALS INC NOTE 5.000% 4/0 00767EAC6 2678 2818723 PRN SOLE 2818723 0 0 ALLERGAN PLC SHS G0177J108 64804 338987 SH SOLE 338987 0 0 AMAG PHARMACEUTICALS INC NOTE 3.250% 6/0 00163UAD8 26051 30963000 PRN SOLE 30963000 0 0 AMERICAN AXLE & MFG HLDGS IN COM 024061103 4608 428249 SH SOLE 428249 0 0 AMKOR TECHNOLOGY INC COM 031652100 305 23436 SH SOLE 23436 0 0 APHRIA INC PUT 03765K954 3132 600000 SH Put SOLE 600000 0 0 APOLLO COML REAL EST FIN INC NOTE 4.750% 8/2 03762UAB1 38897 38737000 PRN SOLE 38737000 0 0 APOLLO COML REAL EST FIN INC NOTE 5.375%10/1 03762UAC9 12209 12048000 PRN SOLE 12048000 0 0 AVIS BUDGET GROUP INC COM 053774105 4917 152512 SH SOLE 152512 0 0 BEAZER HOMES USA INC COM NEW 07556Q881 2846 201423 SH SOLE 201423 0 0 BLACKSTONE MTG TR INC NOTE 4.375% 5/0 09257WAB6 70322 66245000 PRN SOLE 66245000 0 0 BLACKSTONE MTG TR INC NOTE 4.750% 3/1 09257WAC4 27177 25578000 PRN SOLE 25578000 0 0 BUNGE LIMITED COM G16962105 17072 296640 SH SOLE 296640 0 0 CLEAR CHANNEL OUTDOOR HLDGS COM 18453H106 20063 7015008 SH SOLE 7015008 0 0 CLOVIS ONCOLOGY INC NOTE 1.250% 5/0 189464AC4 628 1000000 PRN SOLE 1000000 0 0 CONSOLIDATED COMM HLDGS INC COM 209034107 297 76423 SH SOLE 76423 0 0 CONSTELLIUM SE CL A SHS F21107101 1380 103019 SH SOLE 103019 0 0 CONTURA ENERGY INC COM 21241B100 14958 1652836 SH SOLE 1652836 0 0 CORNERSTONE BLDG BRANDS INC COM 21925D109 878 103136 SH SOLE 103136 0 0 DEERE & CO COM 244199105 218 1257 SH SOLE 1257 0 0 DELL TECHNOLOGIES INC CL C 24703L202 136253 2651352 SH SOLE 2651352 0 0 DENBURY RES INC DEL DEBT 6.375%12/3 U2481AAK4 13798 19885000 PRN SOLE 19885000 0 0 DOMINION ENERGY INC UNIT 99/99/9999 25746U133 5350 50000 SH SOLE 50000 0 0 DONNELLEY R R & SONS CO COM 257867200 5010 1268405 SH SOLE 1268405 0 0 ENCORE CAP EUROPE FIN LTD NOTE 4.500% 9/0 29260UAA5 19973 18750000 PRN SOLE 18750000 0 0 ENCORE CAP GROUP INC NOTE 3.250% 3/1 292554AK8 18841 18250000 PRN SOLE 18250000 0 0 ENTERCOM COMMUNICATIONS CORP CL A 293639100 843 181588 SH SOLE 181588 0 0 EVERBRIDGE INC COM 29978A104 992 12700 SH SOLE 12700 0 0 GAP INC COM 364760108 419 23698 SH SOLE 23698 0 0 GOODYEAR TIRE & RUBR CO COM 382550101 756 48593 SH SOLE 48593 0 0 GREEN PLAINS INC NOTE 4.125% 9/0 393222AF1 4196 4500000 PRN SOLE 4500000 0 0 GRIFOLS S A SP ADR REP B NVT 398438408 53446 2294792 SH SOLE 2294792 0 0 HEICO CORP NEW CL A 422806208 23226 259426 SH SOLE 259426 0 0 HI CRUSH INC PUT 428337959 839 950000 SH Put SOLE 950000 0 0 IAC INTERACTIVECORP COM 44919P508 119688 480463 SH SOLE 480463 0 0 IHEARTMEDIA INC COM CL A 45174J509 1138 67350 SH SOLE 67350 0 0 INTELSAT S A NOTE 4.500% 6/1 45790VAB6 49936 75848000 PRN SOLE 75848000 0 0 INTERNATIONAL GAME TECHNOLOG SHS USD G4863A108 1138 76000 SH SOLE 76000 0 0 INTERXION HOLDING N.V SHS N47279109 16246 193849 SH SOLE 193849 0 0 INTL PAPER CO COM 460146103 261 5672 SH SOLE 5672 0 0 INTREXON CORP NOTE 3.500% 7/0 46122TAA0 7252 12100000 PRN SOLE 12100000 0 0 INVACARE CORP NOTE 5.000% 2/1 461203AF8 3237 3325000 PRN SOLE 3325000 0 0 ISHARES TR IBOXX INV CP ETF 464287242 19986 156189 SH SOLE 156189 0 0 ISTAR INC COM 45031U101 154 10581 SH SOLE 10581 0 0 KROGER CO COM 501044101 359 12396 SH SOLE 12396 0 0 LIBERTY MEDIA CORP DEB 4.000%11/1 530715AG6 2418 3466000 PRN SOLE 3466000 0 0 MACYS INC COM 55616P104 354 20801 SH SOLE 20801 0 0 MARATHON PETE CORP COM 56585A102 91017 1510662 SH SOLE 1510662 0 0 MBIA INC COM 55262C100 3255 350000 SH SOLE 350000 0 0 MCDERMOTT INTL INC PUT 580037953 169 250000 SH Put SOLE 250000 0 0 MICROCHIP TECHNOLOGY INC NOTE 1.625% 2/1 595017AD6 41143 19125000 PRN SOLE 19125000 0 0 NABORS INDUSTRIES LTD SHS G6359F103 619 215050 SH SOLE 215050 0 0 NEW RESIDENTIAL INVT CORP COM NEW 64828T201 1933 120000 SH SOLE 120000 0 0 NIELSEN HLDGS PLC SHS EUR G6518L108 1801 88700 SH SOLE 88700 0 0 NIO INC 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10677 SH SOLE 10677 0 0 SAEXPLORATION HLDGS INC COM PAR 78636X873 488 160480 SH SOLE 160480 0 0 SANOFI RIGHT 12/31/2020 80105N113 5984 6956279 SH SOLE 6956279 0 0 SCIENTIFIC GAMES CORP COM 80874P109 3071 114672 SH SOLE 114672 0 0 SPDR GOLD TRUST PUT 78463V957 57160 400000 SH Put SOLE 400000 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 10003 70000 SH SOLE 70000 0 0 SPDR S&P 500 ETF TR PUT 78462F953 1577114 4900000 SH Put SOLE 4900000 0 0 TAILORED BRANDS INC COM 87403A107 422 101906 SH SOLE 101906 0 0 TENET HEALTHCARE CORP COM NEW 88033G407 4021 105738 SH SOLE 105738 0 0 TENNECO INC CL A VTG COM STK 880349105 3969 303000 SH SOLE 303000 0 0 TESLA INC NOTE 2.000% 5/1 88160RAG6 124574 82400000 PRN SOLE 82400000 0 0 TESLA INC NOTE 1.250% 3/0 88160RAC5 22293 17490000 PRN SOLE 17490000 0 0 TESLA INC NOTE 2.375% 3/1 88160RAD3 40864 28893000 PRN SOLE 28893000 0 0 TESLA INC PUT 88160R951 20917 50000 SH Put SOLE 50000 0 0 TEVA PHARMACEUTICAL FIN LLC DBCV 0.250% 2/0 88163VAE9 15167 16000000 PRN SOLE 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