0000950123-19-005095.txt : 20190515 0000950123-19-005095.hdr.sgml : 20190515 20190515090053 ACCESSION NUMBER: 0000950123-19-005095 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190331 FILED AS OF DATE: 20190515 DATE AS OF CHANGE: 20190515 EFFECTIVENESS DATE: 20190515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WHITEBOX ADVISORS LLC CENTRAL INDEX KEY: 0001257391 IRS NUMBER: 411957584 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10715 FILM NUMBER: 19825295 BUSINESS ADDRESS: STREET 1: 3033 EXCELSIOR BLVD. STREET 2: SUITE 300 CITY: MINNEAPOLIS STATE: MN ZIP: 55416 BUSINESS PHONE: 612-253-6001 MAIL ADDRESS: STREET 1: 3033 EXCELSIOR BLVD. STREET 2: SUITE 300 CITY: MINNEAPOLIS STATE: MN ZIP: 55416 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001257391 XXXXXXXX 03-31-2019 03-31-2019 Whitebox Advisors LLC

3033 Excelsior Blvd. Suite 300 Minneapolis MN 55416

13F HOLDINGS REPORT 028-10715 N Robert Riepe 612-253-6001 /S/ Robert Riepe Minneapolis MN 05-15-2019 0 89 3289184 false INFORMATION TABLE 2 form13fInfoTable.xml INFORMATION TABLE FOR FORM 13F AEGERION PHARMACEUTICALS INC NOTE 2.000% 8/1 00767EAB8 4825 7200000 PRN SOLE 7200000 0 0 AES CORP COM 00130H105 591 32702 SH SOLE 32702 0 0 ALTABA INC COM 021346101 551618 7442227 SH SOLE 7442227 0 0 ALTISOURCE PORTFOLIO SOLNS S REG SHS L0175J104 6742 284842 SH SOLE 284842 0 0 AMAG PHARMACEUTICALS INC NOTE 3.250% 6/0 00163UAD8 8700 10000000 PRN SOLE 10000000 0 0 AMBAC FINL GROUP INC COM NEW 023139884 2718 150000 SH SOLE 150000 0 0 AMERICAN AXLE & MFG HLDGS IN COM 024061103 5608 391860 SH SOLE 391860 0 0 AMKOR TECHNOLOGY INC COM 031652100 1017 119097 SH SOLE 119097 0 0 AMYRIS INC NOTE 9.500% 4/1 03236MAG6 5908 5936000 PRN SOLE 5936000 0 0 APACHE CORP COM 037411105 807 23269 SH SOLE 23269 0 0 APOLLO COML REAL EST FIN INC NOTE 4.750% 8/2 03762UAB1 8289 8500000 PRN SOLE 8500000 0 0 APOLLO COML REAL EST FIN INC NOTE 5.375%10/1 03762UAC9 25470 26023000 PRN SOLE 26023000 0 0 ARAMARK COM 03852U106 722 24437 SH SOLE 24437 0 0 ARDAGH GROUP S A CL A L0223L101 4942 380189 SH SOLE 380189 0 0 AVAYA HLDGS CORP COM 05351X101 11104 659770 SH SOLE 659770 0 0 AVIS BUDGET GROUP INC COM 053774105 4716 135276 SH SOLE 135276 0 0 BEAZER HOMES USA INC COM NEW 07556Q881 3790 329306 SH SOLE 329306 0 0 BERRY GLOBAL GROUP INC COM 08579W103 10053 186621 SH SOLE 186621 0 0 BLACKSTONE MTG TR INC NOTE 4.375% 5/0 09257WAB6 52439 52038000 PRN SOLE 52038000 0 0 BLACKSTONE MTG TR INC NOTE 4.750% 3/1 09257WAC4 25663 25467000 PRN SOLE 25467000 0 0 BOYD GAMING CORP COM 103304101 1070 39102 SH SOLE 39102 0 0 BUNGE LIMITED COM G16962105 33919 639133 SH SOLE 639133 0 0 C&J ENERGY SVCS INC NEW COM 12674R100 19066 1228511 SH SOLE 1228511 0 0 CELGENE CORP COM 151020104 48612 515282 SH SOLE 515282 0 0 CONSTELLIUM NV CL A N22035104 1734 217345 SH SOLE 217345 0 0 CONTURA ENERGY INC COM 21241B100 132290 2284020 SH SOLE 2284020 0 0 CSX CORP COM 126408103 249 3327 SH SOLE 3327 0 0 CVS HEALTH CORP COM 126650100 347 6433 SH SOLE 6433 0 0 DAVITA INC COM 23918K108 17542 323112 SH SOLE 323112 0 0 DEERE & CO COM 244199105 413 2583 SH SOLE 2583 0 0 DELL TECHNOLOGIES INC CL C 24703L202 27313 465372 SH SOLE 465372 0 0 DONNELLEY R R & SONS CO COM 257867200 4246 899631 SH SOLE 899631 0 0 DOWDUPONT INC COM 26078J100 23993 450068 SH SOLE 450068 0 0 ENCANA CORP COM 292505104 51328 7089561 SH SOLE 7089561 0 0 ENCORE CAP EUROPE FIN LTD NOTE 4.500% 9/0 29260UAA5 15378 17500000 PRN SOLE 17500000 0 0 ENCORE CAP GROUP INC NOTE 3.250% 3/1 292554AK8 24499 27750000 PRN SOLE 27750000 0 0 FISERV INC COM 337738108 10572 119751 SH SOLE 119751 0 0 GENERAL ELECTRIC CO COM 369604103 1039 104004 SH SOLE 104004 0 0 GOGO INC COM 38046C109 2050 456575 SH SOLE 456575 0 0 GRANITE PT MTG TR INC NOTE 6.375%10/0 38741LAC1 11579 11500000 PRN SOLE 11500000 0 0 GRIFOLS S A SP ADR REP B NVT 398438408 35820 1781227 SH SOLE 1781227 0 0 HALLIBURTON CO COM 406216101 497 16947 SH SOLE 16947 0 0 HERBALIFE LTD NOTE 2.000% 8/1 42703MAB9 44145 35500000 PRN SOLE 35500000 0 0 HERTZ GLOBAL HLDGS INC COM 42806J106 867 49901 SH SOLE 49901 0 0 HI-CRUSH PARTNERS LP PUT 428337959 890 200000 SH Put SOLE 200000 0 0 ILLUMINA INC COM 452327109 4567 14700 SH SOLE 14700 0 0 INTERNATIONAL GAME TECHNOLOG SHS USD G4863A108 761 58572 SH SOLE 58572 0 0 INTL PAPER CO COM 460146103 615 13286 SH SOLE 13286 0 0 INTREXON CORP NOTE 3.500% 7/0 46122TAA0 2054 3500000 PRN SOLE 3500000 0 0 INVACARE CORP NOTE 5.000% 2/1 461203AF8 4842 5325000 PRN SOLE 5325000 0 0 IQIYI INC SPONSORED ADS 46267X108 1868 78100 SH SOLE 78100 0 0 JOHNSON CTLS INTL PLC SHS G51502105 224 6051 SH SOLE 6051 0 0 KAR AUCTION SVCS INC COM 48238T109 10172 198255 SH SOLE 198255 0 0 MBIA INC COM 55262C100 1590 167000 SH SOLE 167000 0 0 MCDERMOTT INTL INC PUT 580037953 1860 250000 SH Put SOLE 250000 0 0 MESA AIR GROUP INC COM NEW 590479135 8856 1061915 SH SOLE 1061915 0 0 MICROCHIP TECHNOLOGY INC NOTE 1.625% 2/1 595017AD6 21500 13125000 PRN SOLE 13125000 0 0 NABORS INDUSTRIES LTD SHS G6359F103 3400 988425 SH SOLE 988425 0 0 NEW RESIDENTIAL INVT CORP COM NEW 64828T201 20943 1238483 SH SOLE 1238483 0 0 NIELSEN HLDGS PLC SHS EUR G6518L108 2171 91700 SH SOLE 91700 0 0 NIO INC PUT 62914V956 255 50000 SH Put SOLE 50000 0 0 NORFOLK SOUTHERN CORP COM 655844108 238 1276 SH SOLE 1276 0 0 NORTHROP GRUMMAN CORP COM 666807102 261 967 SH SOLE 967 0 0 NOVAVAX INC NOTE 3.750% 2/0 670002AB0 15155 42095000 PRN SOLE 42095000 0 0 NRG ENERGY INC COM NEW 629377508 1152 27119 SH SOLE 27119 0 0 OI S A SPONSORED ADR NE 670851500 8744 4651314 SH SOLE 4651314 0 0 PACIFIC DRILLING SA LUXEMBOU COM L7257P205 73359 5173352 SH SOLE 5173352 0 0 PAR PACIFIC HOLDINGS INC COM NEW 69888T207 38313 2151232 SH SOLE 2151232 0 0 PDL BIOPHARMA INC NOTE 2.750%12/0 69329YAG9 16726 14624000 PRN SOLE 14624000 0 0 REDWOOD TR INC NOTE 5.625% 7/1 758075AD7 26490 27141000 PRN SOLE 27141000 0 0 REPLIGEN CORP NOTE 2.125% 6/0 759916AA7 8288 4373000 PRN SOLE 4373000 0 0 RESTORATION HARDWARE HLDGS I DBCV 7/1 761283AC4 8555 7835000 PRN SOLE 7835000 0 0 RYANAIR HLDGS PLC SPONSORED ADS 783513203 6933 92517 SH SOLE 92517 0 0 RYDER SYS INC COM 783549108 1237 19962 SH SOLE 19962 0 0 SAEXPLORATION HLDGS INC COM PAR 78636X873 544 160480 SH SOLE 160480 0 0 SANOFI RIGHT 12/31/2020 80105N113 3130 6956279 SH SOLE 6956279 0 0 SPDR S&P 500 ETF TR PUT 78462F953 1511268 5350000 SH Put SOLE 5350000 0 0 TAILORED BRANDS INC COM 87403A107 681 86906 SH SOLE 86906 0 0 TARGET CORP COM 87612E106 405 5040 SH SOLE 5040 0 0 TENET HEALTHCARE CORP COM NEW 88033G407 6972 241741 SH SOLE 241741 0 0 TESLA INC NOTE 1.250% 3/0 88160RAC5 92420 90000000 PRN SOLE 90000000 0 0 TESLA INC NOTE 2.375% 3/1 88160RAD3 56841 51843000 PRN SOLE 51843000 0 0 TWITTER INC NOTE 0.250% 9/1 90184LAB8 6884 7000000 PRN SOLE 7000000 0 0 UNION PACIFIC CORP COM 907818108 204 1219 SH SOLE 1219 0 0 UNITED TECHNOLOGIES CORP COM 913017109 52494 407281 SH SOLE 407281 0 0 VIACOM INC NEW CL B 92553P201 733 26113 SH SOLE 26113 0 0 WABCO HLDGS INC COM 92927K102 7910 60000 SH SOLE 60000 0 0 WEATHERFORD INTL LTD NOTE 5.875% 7/0 947075AH0 11732 14529000 PRN SOLE 14529000 0 0 WHITING PETE CORP NEW COM NEW 966387409 657 25135 SH SOLE 25135 0 0