0000950123-19-001919.txt : 20190214 0000950123-19-001919.hdr.sgml : 20190214 20190214090012 ACCESSION NUMBER: 0000950123-19-001919 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20181231 FILED AS OF DATE: 20190214 DATE AS OF CHANGE: 20190214 EFFECTIVENESS DATE: 20190214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WHITEBOX ADVISORS LLC CENTRAL INDEX KEY: 0001257391 IRS NUMBER: 411957584 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10715 FILM NUMBER: 19601242 BUSINESS ADDRESS: STREET 1: 3033 EXCELSIOR BLVD. STREET 2: SUITE 300 CITY: MINNEAPOLIS STATE: MN ZIP: 55416 BUSINESS PHONE: 612-253-6001 MAIL ADDRESS: STREET 1: 3033 EXCELSIOR BLVD. STREET 2: SUITE 300 CITY: MINNEAPOLIS STATE: MN ZIP: 55416 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001257391 XXXXXXXX 12-31-2018 12-31-2018 Whitebox Advisors LLC

3033 Excelsior Blvd. Suite 300 Minneapolis MN 55416

13F HOLDINGS REPORT 028-10715 N Robert Riepe 612-253-6001 /S/ Robert Riepe Minneapolis MN 02-14-2019 0 96 2220716 false INFORMATION TABLE 2 form13fInfoTable.xml INFORMATION TABLE FOR FORM 13F AEGERION PHARMACEUTICALS INC NOTE 2.000% 8/1 00767EAB8 5391 7200000 PRN SOLE 7200000 0 0 AES CORP COM 00130H105 1167 80705 SH SOLE 80705 0 0 ALLEGHENY TECHNOLOGIES INC NOTE 4.750% 7/0 01741RAG7 20905 12461000 PRN SOLE 12461000 0 0 ALTABA INC COM 021346101 401016 6921227 SH SOLE 6921227 0 0 ALTISOURCE PORTFOLIO SOLNS S REG SHS L0175J104 6406 284842 SH SOLE 284842 0 0 AMBAC FINL GROUP INC COM NEW 023139884 9545 553647 SH SOLE 553647 0 0 AMERICAN AXLE & MFG HLDGS IN COM 024061103 8477 763701 SH SOLE 763701 0 0 AMKOR TECHNOLOGY INC COM 031652100 2317 353148 SH SOLE 353148 0 0 AMYRIS INC NOTE 9.500% 4/1 03236MAG6 6923 6936000 PRN SOLE 6936000 0 0 APACHE CORP COM 037411105 836 31848 SH SOLE 31848 0 0 APOLLO COML REAL EST FIN INC NOTE 4.750% 8/2 03762UAB1 1404 1500000 PRN SOLE 1500000 0 0 APOLLO COML 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55262C100 20873 2340068 SH SOLE 2340068 0 0 MCDERMOTT INTL INC PUT 580037953 1635 250000 SH Put SOLE 250000 0 0 MICROCHIP TECHNOLOGY INC NOTE 1.625% 2/1 595017AD6 18519 13125000 PRN SOLE 13125000 0 0 MICRON TECHNOLOGY INC NOTE 3.000%11/1 595112AY9 14073 12695000 PRN SOLE 12695000 0 0 NABORS INDUSTRIES LTD SHS G6359F103 2320 1159784 SH SOLE 1159784 0 0 NEW RESIDENTIAL INVT CORP COM NEW 64828T201 17968 1264434 SH SOLE 1264434 0 0 NEWELL BRANDS INC COM 651229106 1316 70806 SH SOLE 70806 0 0 NIELSEN HLDGS PLC SHS EUR G6518L108 2139 91700 SH SOLE 91700 0 0 NORTHERN OIL & GAS INC NEV COM 665531109 357 158167 SH SOLE 158167 0 0 NOVAVAX INC NOTE 3.750% 2/0 670002AB0 24883 41299000 PRN SOLE 41299000 0 0 NRG ENERGY INC COM NEW 629377508 1082 27325 SH SOLE 27325 0 0 OI S A SPONSORED ADR NE 670851500 3281 2050326 SH SOLE 2050326 0 0 PACIFIC DRILLING SA LUXEMBOU COM L7257P205 68797 5153352 SH SOLE 5153352 0 0 PAR PACIFIC HOLDINGS INC COM NEW 69888T207 42771 3016321 SH SOLE 3016321 0 0 PDL BIOPHARMA 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