0000950123-14-002092.txt : 20140213 0000950123-14-002092.hdr.sgml : 20140213 20140213131802 ACCESSION NUMBER: 0000950123-14-002092 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20131231 FILED AS OF DATE: 20140213 DATE AS OF CHANGE: 20140213 EFFECTIVENESS DATE: 20140213 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WHITEBOX ADVISORS LLC CENTRAL INDEX KEY: 0001257391 IRS NUMBER: 411957584 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10715 FILM NUMBER: 14604637 BUSINESS ADDRESS: STREET 1: 3033 EXCELSIOR BLVD. STREET 2: SUITE 300 CITY: MINNEAPOLIS STATE: MN ZIP: 55416 BUSINESS PHONE: 612-253-6001 MAIL ADDRESS: STREET 1: 3033 EXCELSIOR BLVD. STREET 2: SUITE 300 CITY: MINNEAPOLIS STATE: MN ZIP: 55416 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001257391 XXXXXXXX 12-31-2013 12-31-2013 Whitebox Advisors LLC

3033 Excelsior Blvd. Suite 300 Minneapolis MN 55416

13F HOLDINGS REPORT 028-10715 N Mark Strefling 612-253-6001 /S/ Mark Strefling Minneapolis MN 02-13-2014 6 379 2278404 false 1 Whitebox Multi-Strategy Advisors, LLC 2 Whitebox Concentrated Convertible Arbitrage Advisors, LLC 3 Whitebox Credit Arbitrage Advisors, LLC 4 Whitebox Special Opportunities Advisors, LLC 5 Whitebox Asymmetric Advisors, LLC 6 Pandora Select Advisors, LLC INFORMATION TABLE 2 form13fInfoTable.xml INFORMATION TABLE FOR FORM 13F 3M CO COM 88579Y101 4203 29965 SH SOLE 29065 0 900 ABERCROMBIE & FITCH CO CL A 002896207 2511 76300 SH SOLE 74600 0 1700 ACXIOM CORP COM 005125109 1076 29100 SH SOLE 29100 0 0 AEGEAN MARINE PETROLEUM NETW SHS Y0017S102 2778 247622 SH SOLE 247622 0 0 AEGION CORP COM 00770F104 636 29058 SH SOLE 29058 0 0 AERCAP HOLDINGS NV SHS N00985106 1446 37702 SH SOLE 37702 0 0 AES CORP COM 00130H105 1179 51267 SH SOLE 51267 0 0 AK STL HLDG CORP COM 001547108 1004 122493 SH SOLE 115708 0 6785 AKORN INC NOTE 3.500% 6/0 009728AB2 24798 8724000 PRN SOLE 8724000 0 0 ALCOA INC PUT 013817951 20 20000 SH SOLE 20000 0 0 ALLEGHENY TECHNOLOGIES INC COM 01741R102 2757 77371 SH SOLE 74221 0 3150 ALLERGAN INC COM 018490102 255 2300 SH SOLE 2300 0 0 ALLIANCE ONE INTL INC NOTE 5.500% 7/1 018772AQ6 1483 1460000 PRN SOLE 1460000 0 0 ALTRA INDL MOTION CORP COM 02208R106 1276 37279 SH SOLE 37279 0 0 AMBAC FINL GROUP INC COM NEW 023139884 30156 1227842 SH SOLE 1227842 0 0 AMERICAN AIRLS GROUP INC COM 02376R102 5467 216514 SH SOLE 216513 0 1 AMERICAN CAP LTD COM 02503Y103 38573 2466328 SH SOLE 2456809 0 9519 AMERICAN CAP MTG INVT CORP COM 02504A104 4651 266405 SH SOLE 261476 0 4929 AMERICAN CAPITAL AGENCY CORP COM 02503X105 45482 2357785 SH SOLE 2350339 0 7446 ANGIES LIST INC COM 034754101 5472 361166 SH SOLE 346869 0 14297 ANGIODYNAMICS INC COM 03475V101 811 47173 SH SOLE 47173 0 0 ANNALY CAP MGMT INC COM 035710409 1903 190879 SH SOLE 183600 0 7279 ANWORTH MORTGAGE ASSET CP COM 037347101 6309 1498486 SH SOLE 1485490 0 12996 APOLLO GLOBAL MGMT LLC CL A 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3103 12617 SH SOLE 12617 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 34722 188019 SH SOLE 184657 0 3362 SPIRIT AIRLS INC COM 848577102 6247 137560 SH SOLE 137560 0 0 STAPLES INC COM 855030102 3018 189901 SH SOLE 184271 0 5630 STARBUCKS CORP COM 855244109 2114 26972 SH SOLE 26972 0 0 STEINER LEISURE LTD ORD P8744Y102 874 17776 SH SOLE 17776 0 0 STILLWATER MNG CO COM 86074Q102 123 10000 SH SOLE 10000 0 0 STOCK BLDG SUPPLY HLDGS INC COM 86101X104 923 50656 SH SOLE 50656 0 0 STONE ENERGY CORP COM 861642106 855 24718 SH SOLE 23142 0 1576 STONEGATE MTG CORP COM 86181Q300 10497 635051 SH SOLE 623901 0 11150 STONERIDGE INC COM 86183P102 3015 236505 SH SOLE 236505 0 0 STRYKER CORP COM 863667101 2644 35194 SH SOLE 35194 0 0 SUNPOWER CORP DBCV 4.500% 3/1 867652AE9 5603 4000000 PRN SOLE 4000000 0 0 SUPERIOR ENERGY SVCS INC COM 868157108 1490 56000 SH SOLE 56000 0 0 SUPERVALU INC COM 868536103 1364 187100 SH SOLE 187100 0 0 SURMODICS INC COM 868873100 880 36080 SH SOLE 36080 0 0 SYMANTEC CORP COM 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3.000%10/0 90333EAC2 11958 35964000 PRN SOLE 35964000 0 0 VANTAGE DRILLING COMPANY ORD SHS G93205113 4754 2583763 SH SOLE 2521488 0 62275 VARIAN MED SYS INC COM 92220P105 1997 25700 SH SOLE 25700 0 0 VECTOR GROUP LTD FRNT 11/1 92240MAS7 386 300000 PRN SOLE 0 0 300000 VERIZON COMMUNICATIONS INC COM 92343V104 1548 31493 SH SOLE 30070 0 1423 VERTEX ENERGY INC COM 92534K107 704 210000 SH SOLE 210000 0 0 VRINGO INC COM 92911N104 1252 423105 SH SOLE 423105 0 0 WABCO HLDGS INC COM 92927K102 2162 23145 SH SOLE 21958 0 1187 WAL-MART STORES INC COM 931142103 3577 45453 SH SOLE 45453 0 0 WARREN RES INC COM 93564A100 612 195055 SH SOLE 195055 0 0 WEIGHT WATCHERS INTL INC NEW COM 948626106 2829 85916 SH SOLE 79437 0 6479 WELLPOINT INC COM 94973V107 2780 30085 SH SOLE 28139 0 1946 WESTERN REFNG INC NOTE 5.750% 6/1 959319AC8 139999 31549000 PRN SOLE 31549000 0 0 WESTERN UN CO COM 959802109 1473 85380 SH SOLE 85380 0 0 WORLD FUEL SVCS CORP COM 981475106 3505 81200 SH SOLE 81200 0 0 WRIGHT MED GROUP INC RIGHT 03/01/2019 98235T115 83 255650 SH SOLE 255650 0 0 XERIUM TECHNOLOGIES INC COM NEW 98416J118 621 37632 SH SOLE 37632 0 0 YRC WORLDWIDE INC NOTE 10.000% 3/3 984249AB8 16274 16396661 PRN SOLE 16396661 0 0 ZEP INC COM 98944B108 228 12573 SH SOLE 12573 0 0 ZHONE TECHNOLOGIES INC NEW COM NEW 98950P884 640 119800 SH SOLE 119800 0 0 ZILLOW INC CL A 98954A107 2043 25000 SH SOLE 25000 0 0 ZYNGA INC CALL 98986T908 55 11122 SH SOLE 11122 0 0 ZYNGA INC CL A 98986T108 1495 393521 SH SOLE 372292 0 21229