-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Mq+XxVcR3T0pFQKNUxdPOIVypzK+72UbQuLGfaYpQ/ydhmDyD4Iz9jb5reKnlNvF O6ez3EOiYSEXi40MU8185g== 0001181431-04-045527.txt : 20040930 0001181431-04-045527.hdr.sgml : 20040930 20040930122015 ACCESSION NUMBER: 0001181431-04-045527 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040928 FILED AS OF DATE: 20040930 DATE AS OF CHANGE: 20040930 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FORTUNE BRANDS INC CENTRAL INDEX KEY: 0000789073 STANDARD INDUSTRIAL CLASSIFICATION: HEATING EQUIP, EXCEPT ELEC & WARM AIR & PLUMBING FIXTURES [3430] IRS NUMBER: 133295276 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 300 TOWER PARKWAY CITY: LINCOLNSHIRE STATE: IL ZIP: 60069 BUSINESS PHONE: 2036985000 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN BRANDS INC /DE/ DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KLEIN CHRISTOPHER J CENTRAL INDEX KEY: 0001257210 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09076 FILM NUMBER: 041054622 BUSINESS ADDRESS: STREET 1: C/O FORTUNE BRANDS STREET 2: 300 TOWER PARKWAY CITY: LINCOLNSHIRE STATE: IL ZIP: 60069 BUSINESS PHONE: 8474844550 MAIL ADDRESS: STREET 1: 385 DUNDEE RD CITY: GLENCOE STATE: IL ZIP: 60022 4 1 rrd53527.xml SEPTEMBER OPTION GRANT X0202 4 2004-09-28 0 0000789073 FORTUNE BRANDS INC FO 0001257210 KLEIN CHRISTOPHER J 300 TOWER PARKWAY LINCOLNSHIRE IL 60069 0 1 0 0 Sr. VP-Strategy & Corp. Dev. Common Stock,Par Value $3.125 per share 2916 D Options (Right to Buy) 72.30 2004-09-28 4 A 0 60000 72.30 A 2005-09-28 2014-09-28 Common Stock 60000 60000 D Attached to each share of common stock is one Preferred Share Purchase Right that is not presently transferable separately from the common stock. Reflects the grant of options, together with related limited rights and tax withholding features under the issuer's Long-Term Incentive Plans. The options vest in three equal installments beginning September 28, 2005. SUMMARY OF TRANSACTIONS: On September 28, 2004, Mr. Klein received a grant of options to purchase 60,000 shares of the issuer's common stock under the issuer's Long-Term Incentive Plans. After this transaction, Mr. Klein owns options to purchase 120,000 shares of common stock and directly owns 2,916 shares of the issuer's common stock. Russell W. Hahn, Attorney-in-Fact for Christopher J. Klein 2004-09-30 -----END PRIVACY-ENHANCED MESSAGE-----