X0306 4 2015-03-17 0000275119 BAYLAKE CORP BYLK 0001256643 CERA ROBERT J 217 N 4TH AVE STURGEON BAY WI 54235 1 1 Chief Executive Officer Restricted Stock Units 2015-03-17 2015-03-17 4 A 0 6263 0 A 6263 D Common Stock 37454 D Common Stock 30350 I By IRA Common Stock 1820.69540 I By ESPP Common Stock 15000 I By Baylake Bank 401K Plan FBO Robert Cera Restricted Stock Units 4459 D Restricted Stock Units 13377 D Restricted Stock Units 6394 D Restricted Stock Units 2935 D Stock Options 12.52 2015-03-17 2015-03-17 4 A 0 14441 0 A 2025-03-17 Common Stock 14441 14441 D Stock Options 4.1500 2021-03-15 Common Stock 17836 17836 D Stock Options 6.2000 2022-04-01 Common Stock 22296 22296 D Stock Options 9.5000 2023-03-19 Common Stock 13081 13081 D Stock Options 13.9000 2024-03-18 Common Stock 15644 15644 D The aggregate restricted stock units were granted on 3/17/2015 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the restricted stock units are converted into shares of common stock under direct ownership of the holder. The aggregate restricted stock units were granted on 3/15/2011 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the restricted stock units are converted into shares of common stock under direct ownership of the holder. The aggregate restricted stock units were granted on 4/1/2012 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the restricted stock units are converted into shares of common stock under direct ownership of the holder. The aggregate restricted stock units were granted on 3/19/2013 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the restricted stock units are converted into shares of common stock under direct ownership of the holder. The aggregate restricted stock units were granted on 3/18/2014 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the restricted stock units are converted into shares of common stock under direct ownership of the holder. The aggregate stock options were granted on 3/17/2015 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the stock options are convertible into shares of common stock at the discretion of the holder. The aggregate stock options were granted on 3/15/2011 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the stock options are convertible into shares of common stock at the discretion of the holder. The aggregate stock options were granted on 4/1/2012 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the stock options are convertible into shares of common stock at the discretion of the holder. The aggregate stock options were granted on 3/19/2013 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the stock options are convertible into shares of common stock at the discretion of the holder. The aggregate stock options were granted on 3/18/2014 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the stock options are convertible into shares of common stock at the discretion of the holder. /s/ Tasha M. Rass, Attorney-in-fact for Robert J. Cera 2015-03-19