0001593968-18-000622.txt : 20180323 0001593968-18-000622.hdr.sgml : 20180323 20180323172942 ACCESSION NUMBER: 0001593968-18-000622 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180321 FILED AS OF DATE: 20180323 DATE AS OF CHANGE: 20180323 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HARTNETT MICHAEL J CENTRAL INDEX KEY: 0001256535 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51486 FILM NUMBER: 18711166 MAIL ADDRESS: STREET 1: RBC BEARINGS, INC., 102 WILLENBROCK ROAD STREET 2: ONE TRIBOLOGY CENTER CITY: OXFORD STATE: CT ZIP: 06478 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RBC Bearings INC CENTRAL INDEX KEY: 0001324948 STANDARD INDUSTRIAL CLASSIFICATION: BALL & ROLLER BEARINGS [3562] IRS NUMBER: 954372080 FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: ONE TRIBOLOGY CENTER CITY: OXFORD STATE: CT ZIP: 06478 BUSINESS PHONE: (203) 267 7001 MAIL ADDRESS: STREET 1: ONE TRIBOLOGY CENTER CITY: OXFORD STATE: CT ZIP: 06478 4 1 primary_01.xml PRIMARY DOCUMENT X0306 4 2018-03-21 0001324948 RBC Bearings INC ROLL 0001256535 HARTNETT MICHAEL J 102 WILLENBROCK ROAD ONE TRIBOLOGY CENTER OXFORD CT 06478 true true false false President and CEO Common Stock 2018-03-21 4 M false 3300 64.15 A 527416 D Common Stock 2018-03-21 4 S false 3300 128 D 524116 D Option to Purchase Common Stock 64.15 2018-03-21 4 M false 3300 64.15 D 2015-07-01 2021-07-01 Common Stock 3300 57792 D Option to Purchase Common Stock 51.08 2014-06-14 2020-06-14 Common Stock 20000 20000 D Option to Purchase Common Stock 72.83 2016-07-01 2022-07-01 Common Stock 80000 80000 D Option to Purchase Common Stock 72.94 2017-07-08 2023-07-08 Common Stock 100000 100000 D Option to Purchase Common stock 99.64 2018-06-27 2024-06-27 Common Stock 80000 80000 D 13,067 shares of the reported Common Stock are Restricted Shares. The Restrictions lapse on 7/1/2018. Unvested shares of Restricted Stock (i) may be immediately forfeited to the Company at the time the grantee ceases to be an officer or employee of, or otherwise perform services for, the Company or its subsidiaries under certain circumstances or (ii) may lapse upon the happening of certain events. 33,567 shares of the reported Common Stock are Restricted Shares. The Restrictions lapse in accordance with the following schedule 1/2 vest on 7/8/2018, 1/2 vest on 7/8/2019. Unvested shares of Restricted Stock (i) may be immediately forfeited to the Company at the time the grantee ceases to be an officer or employee of, or otherwise perform services for, the Company or its subsidiaries under certain circumstances or (ii) may lapse upon the happening of certain events. 39,200 shares of the reported Common Stock are Restricted Shares. The Restrictions lapse in accordance with the following schedule 1/3 vest on 6/27/2018, 1/3 vest on 6/27/2019, 1/3 vest on 6/27/2020. Unvested shares of Restricted Stock (i) may be immediately forfeited to the Company at the time the grantee ceases to be an officer or employee of, or otherwise perform services for, the Company or its subsidiaries under certain circumstances or (ii) may lapse upon the happening of certain events. Sold pursuant to a 10b5-1 plan established on 12/20/2017. Options to purchase shares of Common Stock are subject to the following vesting schedule- 1/2 vest on 7/1/2018 and 1/2 vest on 7/1/2019. Options expire 7 years from grant date Options to purchase shares of Common Stock vest on 6/14/2018. Options expire 7 years from grant date. Options to purchase shares of Common Stock are subject to the following vesting schedule- 1/3 vest on 7/1/2018, 1/3 vest on 7/1/2019 and 1/3 vest on 7/1/2020. Options expire 7 years from grant date. Options to purchase shares of Common Stock are subject to the following vesting schedule- 1/4 vest on 7/8/2018, 1/4 vest on 7/8/2019, 1/4 vest on 7/8/2020 and 1/4 vest on 7/8/2021. Options expire 7 years from grant date. Options to purchase shares of Common Stock are subject to the following vesting schedule- 1/5 vest on 6/27/2018, 1/5 vest on 6/27/2019, 1/5 vest on 6/27/2020, 1/5 vest on 6/27/2021 and 1/5 vest on 6/27/2022. Options expire 7 years from grant date. /s/Thomas J. Williams /attorney in fact 2018-03-23