0001209191-14-032021.txt : 20140507
0001209191-14-032021.hdr.sgml : 20140507
20140507203107
ACCESSION NUMBER: 0001209191-14-032021
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140507
FILED AS OF DATE: 20140507
DATE AS OF CHANGE: 20140507
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ALDER BIOPHARMACEUTICALS INC
CENTRAL INDEX KEY: 0001423824
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
BUSINESS ADDRESS:
STREET 1: 11804 NORTH CREEK PARKWAY SOUTH
CITY: BOTHELL
STATE: WA
ZIP: 98011
BUSINESS PHONE: 425-205-2900
MAIL ADDRESS:
STREET 1: 11804 NORTH CREEK PARKWAY SOUTH
CITY: BOTHELL
STATE: WA
ZIP: 98011
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Delphi Management Partners VII, L.L.C.
CENTRAL INDEX KEY: 0001457493
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36431
FILM NUMBER: 14822658
BUSINESS ADDRESS:
STREET 1: 3000 SAND HILL ROAD, 1-135
CITY: MENLO PARK
STATE: CA
ZIP: 94025
BUSINESS PHONE: 650-854-9650
MAIL ADDRESS:
STREET 1: 3000 SAND HILL ROAD, 1-135
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PAKIANATHAN DEEPIKA
CENTRAL INDEX KEY: 0001270734
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36431
FILM NUMBER: 14822659
MAIL ADDRESS:
STREET 1: 3000 SAND HILL RD, BLDG 1, STE 135
STREET 2: C/O DELPHI VENTURES
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BOCHNOWSKI JAMES J
CENTRAL INDEX KEY: 0001255743
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36431
FILM NUMBER: 14822660
MAIL ADDRESS:
STREET 1: C/O DELPHI VENTURES
STREET 2: 3000 SAND HILL ROAD STE 135
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DOUGLASS DAVID L
CENTRAL INDEX KEY: 0001271389
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36431
FILM NUMBER: 14822661
MAIL ADDRESS:
STREET 1: 3000 SAND HILL RD
STREET 2: BUILDING 1, SUITE 135
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ROEDER DOUGLAS A
CENTRAL INDEX KEY: 0001270735
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36431
FILM NUMBER: 14822662
MAIL ADDRESS:
STREET 1: 3000 DAND HILL RD, BLDG 1, STE 135
STREET 2: C/O DELPHI VENTURES
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DELPHI VENTURES VII L P
CENTRAL INDEX KEY: 0001336922
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36431
FILM NUMBER: 14822664
BUSINESS ADDRESS:
STREET 1: 3000 SAND HILL RD
STREET 2: BUILDING 1 SUITE 135
CITY: MENLO PARK
STATE: CA
ZIP: 94025
BUSINESS PHONE: 650-854-9650
MAIL ADDRESS:
STREET 1: 3000 SAND HILL RD
STREET 2: BUILDING 1 SUITE 135
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DELPHI BIOINVESTMENTS VII LP
CENTRAL INDEX KEY: 0001346198
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36431
FILM NUMBER: 14822663
BUSINESS ADDRESS:
STREET 1: 3000 SAND HILL ROAD
STREET 2: BUILDING 1 STE 135
CITY: MENLO PARK
STATE: CA
ZIP: 94025
MAIL ADDRESS:
STREET 1: 3000 SAND HILL ROAD
STREET 2: BUILDING 1 STE 135
CITY: MENLO PARK
STATE: CA
ZIP: 94025
3
1
doc3.xml
FORM 3 SUBMISSION
X0206
3
2014-05-07
0
0001423824
ALDER BIOPHARMACEUTICALS INC
ALDR
0001457493
Delphi Management Partners VII, L.L.C.
C/O DELPHI VENTURES
3000 SAND HILL RD., BLDG. 1, SUITE 135
MENLO PARK
CA
94025
0
0
1
0
0001336922
DELPHI VENTURES VII L P
3000 SAND HILL ROAD
BUILDING 1, SUITE 135
MENLO PARK
CA
94025
0
0
1
0
0001346198
DELPHI BIOINVESTMENTS VII LP
3000 SAND HILL ROAD
BUILDING 1, SUITE 135
MENLO PARK
CA
94025
0
0
1
0
0001270735
ROEDER DOUGLAS A
C/O DELPHI VENTURES
3000 SAND HILL RD., BLDG., SUITE 135
MENLO PARK
CA
94025
0
0
1
0
0001271389
DOUGLASS DAVID L
C/O DELPHI VENTURES
3000 SAND HILL RD., BLDG. 1, SUITE 135
MENLO PARK
CA
94025
0
0
1
0
0001255743
BOCHNOWSKI JAMES J
C/O DELPHI VENTURES
3000 SAND HILL RD., BLDG. 1, SUITE 135
MENLO PARK
CA
94025
0
0
1
0
0001270734
PAKIANATHAN DEEPIKA
C/O DELPHI VENTURES
3000 SAND HILL RD., BLDG 1, SUITE 135
MENLO PARK
CA
94025
1
0
1
0
Series C Preferred Stock
Common Stock
2083541
I
By Delphi Ventures VII, L.P.
Series D Preferred Stock
Common Stock
380353
I
By Delphi Ventures VII, L.P.
Series C Preferred Stock
Common Stock
20835
I
By Delphi BioInvestments VII, L.P.
Series D Preferred Stock
Common Stock
3803
I
By Delphi BioInvestments VII, L.P.
The preferred stock is convertible at any time, at the holder's election, and has no expiration date. The preferred stock will automatically convert into common stock on a 1-to-1 basis upon closing of the initial public offering of the issuer.
The reported securities are directly owned by Delphi Ventures VII, L.P. ("DV VII"). Delphi Management Partners VII, L.L.C. ("DMP VII") is the general partner of DV VII and may be deemed to have sole voting and dispositive power over the securities held by DV VII. Douglas A. Roeder, James J. Bochnowski, David L. Douglass and Deepika R. Pakianathan, Ph.D. are the managing members of DMP VII and may be deemed to share voting and dispositive power over the securities held by DV VII. Such persons and entities disclaim beneficial ownership of the securities held by DV VII, except to the extent of any pecuniary interest therein.
The reported securities are directly owned by Delphi BioInvestments VII, L.P. ("DBI VII"). DMP VII is the general partner of DBI VII and may be deemed to have sole voting and dispositive power over the securities held by DBI VII. Douglas A. Roeder, James J. Bochnowski, David L. Douglass and Deepika R. Pakianathan, Ph.D. are the managing members of DMP VII and may be deemed to share voting and dispositive power over the securities held by DBI VII. Such persons and entities disclaim beneficial ownership of the securities held by DBI VII, except to the extent of any pecuniary interest therein.
By: /s/ Matthew T. Potter, Attorney-in-Fact for:
Delphi Management Partners VII, L.L.C.
Delphi Ventures VII, L.P.
Delphi BioInvestments VII, L.P.
Deepika R. Pakianathan
Douglas A. Roder
David L. Douglass
James J. Bochnowski
2014-05-07