0001140361-18-011989.txt : 20180305 0001140361-18-011989.hdr.sgml : 20180305 20180305164303 ACCESSION NUMBER: 0001140361-18-011989 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180302 FILED AS OF DATE: 20180305 DATE AS OF CHANGE: 20180305 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FAHEY JOHN M JR CENTRAL INDEX KEY: 0001255402 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35898 FILM NUMBER: 18666669 MAIL ADDRESS: STREET 1: C/O NATINAL GEOGRAPHIC STREET 2: 1146 17TH STREET NW CITY: WASHINTON STATE: DC ZIP: 20036 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LINDBLAD EXPEDITIONS HOLDINGS, INC. CENTRAL INDEX KEY: 0001512499 STANDARD INDUSTRIAL CLASSIFICATION: TRANSPORTATION SERVICES [4700] IRS NUMBER: 274749725 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 96 MORTON STREET STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10014 BUSINESS PHONE: 212-261-9000 MAIL ADDRESS: STREET 1: 96 MORTON STREET STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10014 FORMER COMPANY: FORMER CONFORMED NAME: Capitol Acquisition Corp. II DATE OF NAME CHANGE: 20110208 4 1 doc1.xml FORM 4 X0306 4 2018-03-02 0 0001512499 LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND 0001255402 FAHEY JOHN M JR C/O 96 MORTON STREET NEW YORK NY 10014 1 0 0 0 Common Stock 2018-03-02 4 P 0 20000 9.2734 A 54958 D The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $9.1690 to $9.3500, inclusive. The Reporting Person undertakes to provide Lindblad Expeditions Holdings ("Lindblad"), any security holder of Lindblad, or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein. /s/ John J. Wolfel, Attorney-in-Fact for John M. Fahey Jr. 2018-03-05