SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Meritech Capital Associates IV, L.L.C.

(Last) (First) (Middle)
245 LYTTON AVENUE, SUITE 125

(Street)
PALO ALTO CA 94301

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
MULESOFT, INC [ MULE ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director X 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
03/22/2017
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
X Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 03/22/2017 C 1,480,111 A (1)(2) 3,371,810 I See footnote(3)
Common Stock(4) 03/22/2017 J 3,371,810 D (4) 0 I See footnote(3)
Common Stock 03/22/2017 C 36,551 A (1)(2) 83,270 I See footnote(5)
Common Stock(4) 03/22/2017 J 83,270 D (4) 0 I See footnote(5)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Series F Preferred Stock(1) (1) 03/22/2017 C 1,045,500 (1) (1) Common Stock 1,045,500 $0.00 0 I See footnote(3)
Series G Preferred Stock(2) (2) 03/22/2017 C 434,611 (2) (2) Common Stock 434,611 $0.00 0 I See footnote(3)
Class B Common Stock(4)(6) (6) 03/22/2017 J 3,371,810 (6) (6) Class A Common Stock 3,371,810 $0.00 3,371,810 I See footnote(3)
Series F Preferred Stock(1) (1) 03/22/2017 C 25,819 (1) (1) Common Stock 25,819 $0.00 0 I See footnote(5)
Series G Preferred Stock(2) (2) 03/22/2017 C 10,732 (2) (2) Common Stock 10,732 $0.00 0 I See footnote(5)
Class B Common Stock(4)(6) (6) 03/22/2017 J 83,270 (6) (6) Class A Common Stock 83,270 $0.00 83,270 I See footnote(5)
1. Name and Address of Reporting Person*
Meritech Capital Associates IV, L.L.C.

(Last) (First) (Middle)
245 LYTTON AVENUE, SUITE 125

(Street)
PALO ALTO CA 94301

(City) (State) (Zip)
1. Name and Address of Reporting Person*
Meritech Capital Partners IV L.P.

(Last) (First) (Middle)
245 LYTTON AVENUE, SUITE 125

(Street)
PALO ALTO CA

(City) (State) (Zip)
1. Name and Address of Reporting Person*
Meritech Capital Affiliates IV L.P.

(Last) (First) (Middle)
245 LYTTON AVENUE, SUITE 125

(Street)
PALO ALTO CA

(City) (State) (Zip)
1. Name and Address of Reporting Person*
Sherman Craig

(Last) (First) (Middle)
245 LYTTON AVENUE, SUITE 125

(Street)
PALO ALTO CA

(City) (State) (Zip)
1. Name and Address of Reporting Person*
MADERA PAUL S

(Last) (First) (Middle)
245 LYTTON AVENUE, SUITE 125

(Street)
PALO ALTO CA

(City) (State) (Zip)
1. Name and Address of Reporting Person*
GORDON MICHAEL B

(Last) (First) (Middle)
245 LYTTON AVENUE, SUITE 125

(Street)
PALO ALTO CA

(City) (State) (Zip)
1. Name and Address of Reporting Person*
Ward Rob

(Last) (First) (Middle)
245 LYTTON AVENUE, SUITE 125

(Street)
PALO ALTO CA

(City) (State) (Zip)
1. Name and Address of Reporting Person*
Bischof George

(Last) (First) (Middle)
245 LYTTON AVENUE, SUITE 125

(Street)
PALO ALTO CA

(City) (State) (Zip)
Explanation of Responses:
1. The Series F Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.
2. The Series G Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.
3. Shares are held by Meritech Capital Partners IV L.P. ("MCP IV"). Meritech Capital Associates IV L.L.C., the general partner of MCP IV, has sole voting and dispositive power with respect to the securities held by MCP IV. Paul S. Madera, Michael B. Gordon, Robert D. Ward, George H. Bischof and Craig Sherman, the managing members of Meritech Capital Associates IV L.L.C., share voting and dispositive power with respect to the shares held by MCP IV. Such persons and entities disclaim beneficial ownership of the securities held by MCP IV except to the extent of any pecuniary interest therein.
4. Immediately prior to the closing of the Issuer's initial public offering and following the conversion of each series of the Issuer's convertible preferred stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.
5. Shares are held by Meritech Capital Affiliates IV L.P. ("MCA IV"). Meritech Capital Associates IV L.L.C., the general partner of MCA IV, has sole voting and dispositive power with respect to the securities held by MCA IV. Paul S. Madera, Michael B. Gordon, Robert D. Ward, George H. Bischof and Craig Sherman, the managing members of Meritech Capital Associates IV L.L.C., share voting and dispositive power with respect to the shares held by MCA IV. Such persons and entities disclaim beneficial ownership of the securities held by MCA IV except to the extent of any pecuniary interest therein.
6. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
Remarks:
Meritech Capital Associates IV L.L.C. /s/ Joel Backman, Attorney-in-fact 03/22/2017
Meritech Capital Partners IV L.P., by Meritech Capital Associates IV L.L.C., its general partner /s/ Joel Backman, Attorney-in-fact 03/22/2017
Meritech Capital Affiliates IV L.P., by Meritech Capital Associates IV L.L.C., its general partner /s/ Joel Backman, Attorney-in-fact 03/22/2017
/s/ Joel Backman, Attorney-in-fact for Craig Sherman 03/22/2017
/s/ Joel Backman, Attorney-in-fact for Paul S. Madera 03/22/2017
/s/ Joel Backman, Attorney-in-fact for Michael B. Gordon 03/22/2017
/s/ Joel Backman, Attorney-in-fact for Robert D. Ward 03/22/2017
/s/ Joel Backman, Attorney-in-fact for George H. Bischof 03/22/2017
** Signature of Reporting Person Date
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