0001209191-16-138485.txt : 20160824
0001209191-16-138485.hdr.sgml : 20160824
20160824162930
ACCESSION NUMBER: 0001209191-16-138485
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160823
FILED AS OF DATE: 20160824
DATE AS OF CHANGE: 20160824
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SCHULMAN A INC
CENTRAL INDEX KEY: 0000087565
STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS, MATERIALS, SYNTH RESINS & NONVULCAN ELASTOMERS [2821]
IRS NUMBER: 340514850
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0831
BUSINESS ADDRESS:
STREET 1: 3637 RIDGEWOOD ROAD
CITY: FAIRLAWN
STATE: OH
ZIP: 44333
BUSINESS PHONE: 3306663751
MAIL ADDRESS:
STREET 1: 3637 RIDGEWOOD ROAD
CITY: FAIRLAWN
STATE: OH
ZIP: 44333
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MITAROTONDA JAMES A
CENTRAL INDEX KEY: 0001254583
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-07459
FILM NUMBER: 161849579
MAIL ADDRESS:
STREET 1: 888 SEVENTH AVENUE 17TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10019
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-08-23
0
0000087565
SCHULMAN A INC
SHLM
0001254583
MITAROTONDA JAMES A
C/O BARINGTON CAPITAL GROUP, L.P.
888 SEVENTH AVENUE, 17TH FLOOR
NEW YORK
NY
10019
1
0
0
0
Common Stock
2016-08-23
4
P
0
25000
24.3837
A
322678
I
By Barington Companies Equity Partners, L.P
Common Stock
30426
D
The price reported in this column reflects the weighted average purchase price of multiple trades executed through a broker-dealer at prices ranging from $24.31-$24.42. Upon request, the reporting person will provide to the SEC staff, the issuer, or any security holder of the issuer, detailed information regarding the number of shares purchased at each price.
The Reporting Person's relationship to Barington Companies Equity Partners, L.P. is described in this footnote. The Reporting Person is the sole stockholder and director of LNA Capital Corp., which is the general partner of Barington Capital Group, L.P., which is the majority member of Barington Companies Investors, LLC. Barington Companies Investors, LLC is the general partner of Barington Companies Equity Partners, L.P.
The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed to be an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
/s/ James A. Mitarotonda
2016-08-24